ASST Form 3: Initial Filing Shows Director Holds No Securities

Rhea-AI Filing Summary

Strive, Inc. (ASST) Form 3: This is an initial Section 16 filing for Mahesh Ramakrishnan listing his relationship as a director. The form indicates no securities are beneficially owned by the reporting person at the time of the filing. The filing was signed by an attorney-in-fact on behalf of Mr. Ramakrishnan and includes an Exhibit 24 power of attorney.

Positive

• Initial Section 16 filing completed for a director, providing transparency on insider status
• Exhibit 24 (Power of Attorney) is included and the form is signed by an attorney-in-fact

Negative

• No securities beneficially owned by the reporting director at the time of filing, which may be material for ownership/alignment analysis

Insights

Corporate Governance Expert

TL;DR: Initial director filing showing no ownership; routine but relevant for insider ownership tracking.

The Form 3 documents an initial Section 16 disclosure for a director of Strive, Inc. It explicitly states the reporting person holds no beneficial ownership in the issuer at filing. From a governance perspective, the lack of ownership is notable for shareholder oversight and alignment analysis, but the filing itself contains no transactions or changes to capital structure.

Securities Compliance Analyst

TL;DR: Compliance filing appears complete and signed; no derivatives or equity holdings reported.

The submission identifies the reporter, confirms director status, and attaches a power of attorney. It reports no non-derivative or derivative securities beneficially owned. For Section 16 monitoring, this is a standard initial disclosure and does not reflect any reportable acquisitions or dispositions.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Ramakrishnan Mahesh

(Last) (First) (Middle)

C/O STRIVE, INC.

200 CRESCENT COURT SUITE 1400

(Street)

DALLAS TX 75201

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
09/12/2025

3. Issuer Name and Ticker or Trading Symbol
Strive, Inc. [ ASST ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit List - Exhibit 24 - Power of Attorney

No securities are beneficially owned.

	/s/ Brian Logan Beirne, attorney-in-fact for Mahesh Ramakrishnan	09/22/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the Form 3 for Strive, Inc. (ASST) disclose about Mahesh Ramakrishnan?

The Form 3 discloses that Mahesh Ramakrishnan is a director of Strive, Inc. and that he owns no securities beneficially at the time of the filing.

Does the filing report any stock options or derivative holdings for ASST?

No. The filing lists no derivative securities, options, warrants, or convertible instruments for the reporting person.

Was the Form 3 signed and is there an attorney-in-fact listed?

Yes. The signature block shows the form was signed by Brian Logan Beirne, attorney-in-fact for Mahesh Ramakrishnan on 09/22/2025.

Is this an amendment or the original filing?

This is the initial Form 3 filing; no amendment date is provided.

What exhibit is attached to the Form 3?

Exhibit 24, a Power of Attorney, is listed in the exhibit section of the filing.