Welcome to our dedicated page for Strive SEC filings (Ticker: ASST), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Strive, Inc. (Nasdaq: ASST) SEC filings page on Stock Titan provides direct access to the company’s official disclosures as filed with the U.S. Securities and Exchange Commission. Strive uses these filings to report on its Bitcoin treasury activities, capital structure decisions, preferred equity terms, and material corporate events, giving investors a primary source of regulatory information about ASST.
As an asset management Bitcoin treasury company, Strive’s filings often focus on digital asset holdings and financing. Form 8-K current reports describe large Bitcoin purchases funded through PIPE proceeds, warrant exercises, and the issuance of its Variable Rate Series A Perpetual Preferred Stock (SATA). These filings disclose aggregate Bitcoin holdings, acquisition costs, and the company’s view of its position among corporate Bitcoin holders.
Strive’s SEC documents also explain the detailed terms of the SATA Stock. Through 8-Ks and related exhibits, the company outlines the variable dividend structure, liquidation preference, seniority relative to common stock, compounded dividends on unpaid amounts, redemption features, and investor protections that apply if certain events occur. Additional filings report monthly dividend declarations on SATA and discuss the expected return-of-capital tax treatment of these distributions, including the company’s statement that it does not have accumulated earnings and profits.
Investors can also use Strive’s filings to review quarterly and transactional disclosures. Form 8-Ks reference quarterly financial results, the consummation of a reverse acquisition of Asset Entities Inc., and the registration of large blocks of Class A common stock for resale. Other filings describe amendments to Strive’s articles of incorporation and bylaws, changes in board composition, and the registration statements related to its proposed all-stock merger with Semler Scientific, Inc.
On Stock Titan, these filings are supplemented with AI-powered summaries that highlight key points from lengthy documents such as registration statements, 8-Ks, and prospectus supplements. Users can quickly see what each filing covers—whether it is a Bitcoin purchase disclosure, a SATA dividend update, or a merger-related communication—while retaining the ability to read the full text for deeper analysis. This makes the ASST filings page a practical starting point for understanding Strive’s regulatory history, capital markets activity, and Bitcoin-focused strategy.
Strive, Inc. filed an 8-K reporting material disclosures tied to its proposed merger with Semler Scientific. The filing lists specific risks that could affect completion and expected benefits of the transaction, including the right of one or both parties to terminate the merger agreement, potential failure to satisfy closing conditions, and pending or possible litigation that could influence the outcome. The company warns that anticipated benefits such as cost savings and strategic gains may not be realized, and highlights risks from implementing Bitcoin treasury strategies, integration challenges, dilution from additional Class A share issuance, customer or employee reactions, and market or macroeconomic factors.
Strive, Inc. filed a current report to provide additional financial information related to its pending all-stock acquisition of Semler Scientific, Inc.. The report states that Strive and Semler previously entered into a Merger Agreement unanimously approved by both boards of directors, with Semler to be acquired by Strive upon specified terms and conditions.
Strive is furnishing Semler’s audited consolidated financial statements for 2023 and 2024, interim unaudited financial statements for the six months ended June 30, 2025, and unaudited pro forma combined condensed financial information for the two companies, including a pro forma income statement as if the merger had occurred on January 1, 2024 and a pro forma balance sheet as if it had occurred on June 30, 2025. The report emphasizes that these pro formas are illustrative only and not predictions of future results.
The filing also notes that Strive plans to file a Form S-4 registration statement to register Class A common stock to be issued in the merger, which will include an information statement/proxy statement/prospectus for Semler stockholders, and urges Semler investors to review those materials when available before making any voting or investment decisions.
Strive, Inc. received a joint Schedule 13G disclosing that Graham-related reporting persons and Kenneth Tropin beneficially own a combined 37,037,038 shares of Class A common stock, representing 9.66% of the outstanding class on a basis that assumes exercise of warrants for 18,518,519 shares. The filing breaks ownership across entities: Graham Macro Strategic Ltd. holds 15,740,741 shares (plus warrants for the same amount), Graham Credit Opportunities Ltd. holds 2,777,778 shares (plus identical warrants), and the aggregate positions are reported as shared voting and dispositive power. The filers certify the holdings were not acquired to influence control. The statement lists issuer headquarters in Dallas and is signed on September 22, 2025 by authorized parties.
Benjamin Werkman, identified as a director of Strive, Inc. (ASST), submitted an initial Form 3 reporting that he does not beneficially own any securities of the issuer. The filing indicates it is an initial ownership statement under Section 16 and includes a power of attorney exhibit. The form was signed by an attorney-in-fact on behalf of the reporting person, and no non-derivative or derivative securities are listed on the statement.
Roy Avik, identified as a director of Strive, Inc. (ticker: ASST), filed an initial Form 3 reporting the event dated 09/12/2025. The filing states that no securities are beneficially owned by the reporting person. The submission includes an Exhibit 24 power of attorney and was signed by Brian Logan Beirne as attorney-in-fact on 09/22/2025. The form lists the reporting person’s business address as C/O Strive, Inc., 200 Crescent Court Suite 1400, Dallas, TX 75201. No derivative or non-derivative securities, ownership amounts, or exercise details are reported.
Pierre Rochard filed an Initial Statement of Beneficial Ownership (Form 3) reporting his relationship to Strive, Inc. (ticker ASST) as a Director. The event date is 09/12/2025 and the filing is signed by an attorney-in-fact on 09/22/2025. The form discloses no securities beneficially owned and includes Exhibit 24 (Power of Attorney). No derivative or non-derivative holdings are listed.
Strive, Inc. (ASST) Form 3: This is an initial Section 16 filing for Mahesh Ramakrishnan listing his relationship as a director. The form indicates no securities are beneficially owned by the reporting person at the time of the filing. The filing was signed by an attorney-in-fact on behalf of Mr. Ramakrishnan and includes an Exhibit 24 power of attorney.
Jonathan R. Macey filed an SEC Form 3 for Strive, Inc. (ASST) reporting the 09/12/2025 event date. The filing identifies Mr. Macey as a director and shows no securities beneficially owned at the time of filing. The submission was signed by an attorney-in-fact and includes an exhibit listing a power of attorney.
Lavish James filed an Initial Statement of Beneficial Ownership (Form 3) reporting indirect ownership of 1,111,111 Class A common shares through three funds he co-manages: Bitcoin Opportunity Fund, LP (759,259 shares), Bitcoin Opportunity Fund II QP, LP (231,852 shares), and Bitcoin Opportunity Fund II, LP (120,000 shares). Each holding is paired with fully exercisable warrants to buy the same number of shares at an exercise price of $1.35. The holdings are reported as indirect and the filer disclaims beneficial ownership except to the extent of pecuniary interest.
Strive, Inc. (ASST) Form 3 filed as an initial ownership statement for Shirish Jajodia, who is identified as a director. The filing states that no shares or derivative securities are beneficially owned by the reporting person at the time of this statement. The form includes an exhibit referencing a power of attorney and is signed by an attorney-in-fact on behalf of the reporting person.