Strive, Inc. filings document the company’s structured finance and asset management business, bitcoin treasury operations, preferred stock structure, and public-company governance. Its 8-K reports disclose business updates such as bitcoin, cash, investment and capital stock balances, dividend actions for the Variable Rate Series A Perpetual Preferred Stock, and quarterly operating and financial results.
Strive’s SEC record also includes proxy materials for annual meeting matters, including auditor ratification, and disclosures identifying the company as a Nevada corporation and emerging growth company. Filing subjects include Class A and Class B common stock, SATA preferred stock, advisory activities through Strive Asset Management, LLC, forward-looking risk language, and material-event reporting tied to capital allocation and treasury strategy.
Strive, Inc. (ASST) reported an equity award to director James Lavish. On 11/13/2025, he received 296,296 Restricted Stock Units (RSUs) reported in Table II as derivative securities directly owned. Each RSU represents a contingent right to receive one share of the company’s Class A common stock upon settlement. According to the disclosure, these RSUs will fully vest on the first anniversary of September 12, 2024, the date he was appointed as a director, provided he continues to serve through that vesting date. After this grant, the filing shows Lavish beneficially owning 296,296 derivative securities in the form of RSUs, all held directly.
Strive, Inc. (ASST) filed a Form 8-K to provide materials related to its pending all-stock acquisition of Semler Scientific. The filing includes Semler’s interim unaudited condensed consolidated financial statements (Exhibit 99.1) and unaudited pro forma combined financial statements (Exhibit 99.2).
The boards of both companies unanimously approved the Merger Agreement on September 21, 2025. The pro formas present the combined statement of operations as if the merger occurred on January 1, 2024 and the combined statement of financial condition as of September 30, 2025, with adjustments and assumptions described in the exhibits. Strive has also filed a Form S-4 to register the Class A common stock to be issued in the transaction, and a definitive information statement/proxy statement/prospectus will be sent to Semler stockholders.
Strive, Inc. (ASST) reported third‑quarter results reflecting its transition to a bitcoin‑treasury asset manager. For the Successor period from September 12–30, 2025, Strive posted a net loss of $192.3 million, driven by a $140.8 million goodwill and intangible impairment and $24.9 million losses on digital assets and derivatives, on $0.3 million in revenue. Operating expenses were $19.5 million, including $16.3 million of share‑based compensation.
At September 30, assets totaled $792.6 million, including $672.9 million of digital assets at fair value (about 5,886 bitcoin with a $683.0 million aggregate cost). Cash was $109.1 million; equity was $779.4 million; liabilities were $13.1 million.
The company closed a $749.6 million PIPE on September 12 (Class A shares plus pre‑funded and traditional warrants) and raised $59.2 million via its at‑the‑market program. Subsequent events: purchase of 1,639.4 bitcoin for $170.2 million, $14.9 million of warrant‑exercise proceeds, and a $149.3 million IPO of variable‑rate preferred (SATA). As of November 7, 2025, shares outstanding were 592,579,510 Class A and 222,904,100 Class B.
Strive, Inc. furnished an 8‑K to announce that it issued a press release with financial results for the quarter ended September 30, 2025. The press release is included as Exhibit 99.1 and dated November 14, 2025.
The company states the Item 2.02 information, including Exhibit 99.1, is furnished and not deemed filed under Section 18 of the Exchange Act or incorporated by reference except as expressly provided. The report was signed by Chief Executive Officer Matthew Cole.
Strive, Inc. disclosed additional bitcoin purchases, adding approximately 1,567.2 bitcoin between October 28 and November 9, 2025 at an average price of $103,315.46 per bitcoin, for a total of $161,912,220 including fees. The company funded these acquisitions with net proceeds from issuing 2,000,000 shares of Variable Rate Series A Perpetual Preferred Stock and from the exercise of traditional warrants tied to a prior PIPE transaction.
After these transactions, Strive’s holdings increased to about 7,525 bitcoin, with a total acquisition cost of $853,218,300 and an average acquisition price of $113,384.18 per bitcoin. The company also referenced its ongoing proposed transaction with Semler Scientific and noted related SEC filings, including a Form S-4 registration statement.
Strive, Inc. (ASST) reported additional bitcoin purchases. Between October 28 and November 9, 2025, the company bought approximately 1,567.2 bitcoin at an average price of $103,315.46 per bitcoin, for a total of $161,912,220 including fees.
Strive funded these acquisitions with net proceeds from issuing 2,000,000 shares of its Variable Rate Series A Perpetual Preferred Stock and from exercises of traditional warrants tied to a prior PIPE transaction. After these transactions, total holdings rose to about 7,525 bitcoin, with a cumulative acquisition cost of $853,218,300 and an average acquisition price of $113,384.18 per bitcoin.
Strive, Inc. completed an upsized underwritten offering of 2,000,000 shares of its Variable Rate Series A Perpetual Preferred Stock (SATA) at $80 per share, generating approximately $149.3 million in net proceeds. The company used the proceeds to purchase bitcoin and for general corporate purposes, including working capital. Barclays and Cantor served as joint bookrunners under an effective Form S‑3ASR shelf.
The SATA preferred pays cumulative monthly cash dividends at a variable rate, initially 12.00% per annum on a $100 stated amount, with Strive able to adjust the rate subject to defined limits tied to one‑month term SOFR and trading conditions. Unpaid dividends compound monthly and can step up by 25 basis points per month to a maximum of 20% per annum.
At closing, Strive funded a dividend reserve equal to the first 12 months of dividends at 12% ($12.00 per share). The shares carry an initial $100 liquidation preference that adjusts daily under a pricing formula. Strive may redeem after a national exchange listing at $110 per share plus accrued dividends, and holders have a repurchase right upon a Fundamental Change at the stated amount plus accrued dividends.
Strive, Inc. (ASST) completed an underwritten sale of 2,000,000 shares of its Variable Rate Series A Perpetual Preferred Stock (SATA) at $80 per share, an upsize of 750,000 shares. The deal settled on November 10, 2025 and generated $149.3 million in net proceeds, which the company used to purchase bitcoin and for general corporate purposes, including working capital.
The SATA Stock carries an initial 12.00% annual dividend on a $100 stated amount, paid monthly starting December 15, 2025, with the rate adjustable by the company subject to defined restrictions. Strive set aside a dividend reserve of $12.00 per share at closing. The shares have a $100 initial liquidation preference and rank senior to Class A and B common stock for dividends and liquidation.
Strive may redeem SATA at $110 per share (plus accrued dividends) after listing on a major exchange, and holders gain a repurchase right upon certain Fundamental Change events. The offering was conducted off an effective Form S-3ASR and included customary underwriting terms.
Strive, Inc. (ASST) reported an insider purchase. Director and 10% owner Vivek Ramaswamy bought 15,625 shares of the company’s Variable Rate Series A Perpetual Preferred Stock at $80 per share on 11/05/2025.
Following the transaction, holdings include 15,625 preferred shares (direct). The filing also lists Class B Common Stock holdings of 113,877,916 shares (direct) and 28,378,826 shares (indirect) held by the Ramaswamy 2021 Irrevocable Trust.