Asset Entities Inc. SEC Filings

Insider reclassification updated following corporate share redesignation. Director Scott Kelley reported a reclassification on 09/12/2025 that converted his 10,000 shares of Class B Common Stock into 10,000 shares of Class A Common Stock under a Rule 16b-7 exempt reclassification. After the transaction the reporting person shows 0 shares of Class B and 10,000 shares of Class A beneficially owned, filed on 09/16/2025 by attorney-in-fact.

Burton Richard Alfred, a director of Strive, Inc. (ticker: ASST), reported a securities reclassification and related change in beneficial ownership dated 09/12/2025. The filing shows 10,000 shares of the issuer's Class B Common Stock were disposed (reported as D) leaving 0 Class B shares beneficially owned following the transaction, and 10,000 shares of Class A Common Stock were acquired (reported as A), resulting in 10,000 Class A shares beneficially owned. The report states these changes occurred pursuant to a reclassification exempt under Rule 16b-7 that redesignated Original Class B shares as Class A and Original Class A as Class B. The Form 4 was signed by an attorney-in-fact on 09/16/2025 for the reporting person.

Jack John A II, a director of Strive, Inc. (ASST), reported a change in beneficial ownership tied to a share reclassification. On 09/12/2025 the filing shows 10,000 shares of Class B Common Stock were disposed and the reporter holds 0 Class B shares after the transaction. On the same date the reporter is shown as acquiring 10,000 shares of Class A Common Stock and owning 10,000 Class A shares following the transaction. The filing explains these entries result from a corporate reclassification under Rule 16b-7 that redesignated the issuer's original Class A and Class B common stock into new classes with revised par values. The form is signed by an attorney-in-fact on 09/16/2025.

Strive, Inc. (ASST) Schedule 13D discloses that Vivek Ramaswamy and a group of affiliated reporting persons acquired Class B and Class A common stock in connection with a merger and a PIPE transaction, resulting in the group controlling a majority of the company’s voting power and the ability to designate a majority of the board. The filing reports specific holdings including 113,877,916 shares held by Vivek Ramaswamy (about 17.92% of the Class A equivalent), and other holdings such as Ramaswamy 2021 Irrevocable Trust 28,378,826 shares (4.47%). The PIPE raised $750,329,019 for 345,487,794 Class A shares plus pre-funded warrants and warrants. The group states the issuer will operate as an asset management Bitcoin treasury corporation focused on accumulating Bitcoin, increasing Bitcoin-per-share and seeking to outperform Bitcoin, and expects to file a Form S-3 and issue additional securities to finance Bitcoin accumulation.

Lee Jason Youngsuk, Chief Technology Officer of Strive, Inc. (ticker: ASST), reported a change in beneficial ownership related to a share class reclassification. On 09/12/2025 the reporting person had 31,218 shares of Class B common stock reported as disposed and 31,218 shares of Class A common stock reported as acquired, resulting in 0 Class B shares and 31,218 Class A shares beneficially owned after the transaction. The Form 4 was signed by an attorney-in-fact on 09/16/2025 and was filed by a single reporting person. The filing states the trades reflect a reclassification under Rule 16b-7 that redesignated original Class B shares as Class A and original Class A shares as Class B.

Arman Sarkhani, reporting as Chief Operating Officer and director of Strive, Inc. (ASST), reported Section 16 transactions dated 09/12/2025. The filing shows a deemed acquisition of 1,000,000 Class B shares at $0 and that, following the transactions, 1,250,000 Class B shares are beneficially owned indirectly by Asset Entities Holdings, LLC. The report also records a reclassification under Rule 16b-7 that redesignated original Class B shares as Class A and original Class A shares as Class B, and shows corresponding entries reflecting 1,250,000 Class A shares beneficially owned indirectly and smaller direct dispositions/holdings of 31,734 shares in each class. The reporting person disclaims beneficial ownership except to the extent of pecuniary interest.

Michael Gaubert, Executive Chairman and director of Strive, Inc. (ticker: ASST), reported transactions dated 09/12/2025 showing a mix of acquisitions, dispositions and a corporate reclassification recorded on Form 4. The report shows an indirect acquisition of 1,000,000 Class B shares held by Asset Entities Holdings, LLC at $0 and an indirect beneficial ownership of 1,250,000 Class B shares following the transaction. The filing also records a reclassification under Rule 16b-7 that redesignated Original Class B shares to Class A and Original Class A to Class B, with entries reflecting 1,250,000 shares reclassified and smaller direct movements of 20,567 shares between classes. The reporting person disclaims beneficial ownership except for pecuniary interest; the form is signed by an attorney-in-fact on 09/16/2025.

Reynolds David Livingston, a director of Strive, Inc. (ASST), reported a non-economic reclassification of his shares on 09/12/2025. The filing shows 5,000 shares of Class B Common Stock were reclassified and disposed of, and 5,000 shares of Class A Common Stock were acquired, leaving him with 5,000 shares of Class A Common Stock beneficially owned. The filer states this occurred pursuant to a reclassification exempt under Rule 16b-7, which redesignated the issuer's Class A and Class B shares with adjusted par values. The report was signed by an attorney-in-fact on 09/16/2025.

Strive, Inc. (formerly Asset Entities Inc.) reported a joint Schedule 13G/A disclosing beneficial ownership by Asset Entities Holdings, LLC and six individual reporting persons. The filing states the Merger Agreement dated June 27, 2025 was consummated on September 12, 2025, after which the issuer changed its name to Strive, Inc., changed its CUSIP to 862945102, and redesignated its previous Class A and Class B common stock as described.

The cover pages show AEH directly holds 1,250,000 shares and each individual reporting person is deemed to beneficially own those shares in addition to their individually held shares, with reported ownership percentages ranging from 0.3% to 0.4% of the Class A common stock.