Welcome to our dedicated page for Strive SEC filings (Ticker: ASST), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Strive, Inc. filings document the company’s structured finance and asset management business, bitcoin treasury operations, preferred stock structure, and public-company governance. Its 8-K reports disclose business updates such as bitcoin, cash, investment and capital stock balances, dividend actions for the Variable Rate Series A Perpetual Preferred Stock, and quarterly operating and financial results.
Strive’s SEC record also includes proxy materials for annual meeting matters, including auditor ratification, and disclosures identifying the company as a Nevada corporation and emerging growth company. Filing subjects include Class A and Class B common stock, SATA preferred stock, advisory activities through Strive Asset Management, LLC, forward-looking risk language, and material-event reporting tied to capital allocation and treasury strategy.
Strive, Inc. plans a $150 million public follow-on offering of its Variable Rate Series A Perpetual Preferred Stock (SATA Stock), subject to market and other conditions. The company expects to use the net proceeds, along with cash on hand and potential cash from terminating existing capped call transactions, primarily to address Semler Scientific’s 4.250% Convertible Senior Notes due 2030 and outstanding borrowings under its master loan agreement with Coinbase Credit Inc., including related interest payments. Strive also plans to allocate funds toward acquiring bitcoin and bitcoin-related products and for working capital and general corporate purposes. In parallel, it is negotiating separate exchanges of some Semler Convertible Notes into SATA Stock in private transactions, from which Strive would receive no cash proceeds, and may reduce the planned offering size depending on the amount of SATA Stock issued in these exchanges.
Strive, Inc. Chief Financial Officer Benjamin Pham, who is also a director, reported several equity award events dated January 16, 2026. The filing shows conversions and settlements of derivative securities, rather than open-market stock sales.
Restricted Class B Common Stock awards covering 212,930 shares were reported with transaction code M and are tied to Class A Common Stock on a one-for-one basis under the company’s charter. Restricted Stock Units covering 226,583 units also vested and settled into Class B Common Stock, which can convert into Class A Common Stock.
The report indicates that 95,816 shares of Class B Common Stock, reported under transaction code F at $0.97 per share, were withheld by Strive, Inc. solely to satisfy Pham’s tax withholding obligations. Footnotes specify that Pham did not voluntarily sell any shares of Class A Common Stock or Class B Common Stock in connection with these transactions. Following these events, Pham held 4,362,988 shares of Class B Common Stock and 2,039,245 Restricted Stock Units directly.
Strive, Inc. Chief Legal Officer Brian Logan Beirne, who is also a director, reported equity compensation activity on January 16, 2026. He settled 164,810 Restricted Stock Units into the same number of shares of Class B Common Stock, with no cash exercise price. The filing explains that this reflects settlement of RSUs rather than a voluntary sale of either Class A or Class B shares.
On the same date, 83,178 shares of Class B Common Stock were withheld by Strive, Inc. solely to cover required tax withholding obligations at a price of $0.97 per share, leaving Beirne with 435,572 shares of Class B Common Stock held directly. The company’s Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis in certain circumstances or at the reporting person’s election.
Strive, Inc. director Eric Semler reported large equity awards tied to the closing of the company’s merger with Semler Scientific, Inc. On January 16, 2026, each share of Semler common stock he held was cancelled and converted into the right to receive 21.05 shares of Strive Class A common stock.
As a result, he acquired 13,395,083 shares of Class A common stock directly and 1,637,079 shares indirectly through TCS Capital Advisors, LLC, at a reported price of $0 per share as merger consideration. The filing also shows several fully vested stock options converted into rights to buy Strive Class A shares, including 260,493 options at $1.11, 3,157,500 at $2.80, and additional blocks at exercise prices of $1.72 and $0.85. Indirectly held shares are owned by TCS Capital Advisors, with Semler disclaiming beneficial ownership beyond his pecuniary interest.
Strive, Inc. filed an initial insider ownership report for director Eric Semler showing no securities currently beneficially owned. The Form 3 identifies Semler as a director of Strive, Inc. but lists no holdings in either non-derivative or derivative securities. The filing is submitted by attorney-in-fact Brian Logan Beirne under a power of attorney, indicating that the reporting obligations are being handled on Semler’s behalf.
Strive, Inc. reports that holders of about 52.1% of its voting power approved, by written consent, two key actions: electing a 10‑member, staggered board and ratifying the 2026 Omnibus Equity Incentive Plan. The plan authorizes 118,459,736 shares of Class A common stock for equity awards, plus an annual “evergreen” increase capped at 46,162,200 shares or 5% of fully diluted shares, or a smaller amount set by the compensation committee. Strive is a Nasdaq “controlled company” and intends to use related governance exemptions. The filing also details sizeable executive and director pay, including potential future restricted stock unit grants to the CEO with a stated grant date value of $17,000,000, along with robust severance and change‑in‑control protections for senior management.
Strive, Inc. completed its merger with Semler Scientific, making Semler a wholly owned subsidiary and adjusting Semler’s 4.25% Convertible Senior Notes due 2030 so they now convert into Strive Class A common stock. Each $1,000 principal amount of Notes is initially convertible into 275.3887 shares of Strive stock, with a maximum initial rate of 344.2348 shares, and $100 million principal amount of Notes remains outstanding, representing up to 34,423,480 Strive shares if fully converted at the maximum rate. Former Semler stockholders received 21.05 shares of Strive Class A common stock for each Semler share. Strive also adopted a 2026 Omnibus Equity Incentive Plan that adds 110,789,280 shares to those remaining under the prior plan, with an annual “evergreen” increase tied to up to 5% of fully diluted shares. Governance changes include Avik Roy becoming Chief Strategy Officer and board observer, Eric Semler joining the board, and committee and director slates being reconstituted and approved by majority written consent.
Millennium Management LLC, Millennium Group Management LLC and Israel A. Englander report a passive ownership stake in Strive, Inc. They disclose beneficial ownership of 11,502,411 shares of Strive’s Class A common stock, representing 1.6% of the outstanding class as of the event date. The shares are held through entities over which Millennium Management and related managers have voting control and investment discretion, while the filers state this should not itself be seen as an admission of beneficial ownership. The filing also certifies that the securities were not acquired to change or influence control of Strive, Inc.
Strive, Inc. reported that its board declared a cash dividend of $1.0208 per share on its Variable Rate Series A Perpetual Preferred Stock (SATA Stock), reflecting a 12.25% annual dividend rate. The dividend is payable on February 15, 2026 to holders of record as of February 1, 2026.
The company explains that, because it has no accumulated earnings and profits and does not expect to generate current earnings and profits in the current year or the foreseeable future, SATA distributions are generally expected to be treated as a tax-deferred return of capital for U.S. investors (reducing tax basis) and as amounts exempt from U.S. dividend withholding tax for non-U.S. investors, to the extent they are not from earnings and profits. The filing also includes extensive forward‑looking statements and references a previously filed Form S‑4 for a proposed transaction with Semler Scientific.
Strive, Inc. Chief Executive Officer and director Matthew Ryan Cole reported an open-market purchase of 500,000 shares of Class A common stock on January 13, 2026. The filing states a volume-weighted average purchase price of $0.9187 per share, with individual trade prices ranging from $0.9111 to $0.9200 per share. Following this transaction, he directly holds 763,012 shares of Class A common stock.
The filing also lists indirect holdings of Class A shares: 366,709 shares held by LT&C LLC, where his spouse, as managing member, has sole voting and dispositive power and he disclaims beneficial ownership except for any pecuniary interest; 11,920 shares in his spouse’s IRA, also disclaimed except for pecuniary interest; and 58,739.194 shares held in his 401(k) plan account.