Strive: Ramaswamy reports 5.6% stake assuming conversion

Strive, Inc. (ASST) ownership disclosures were amended to reflect updated percentages following the company’s ongoing issuance of Class A Common Stock through its at-the-market equity offering program.

Rhea-AI Filing Summary

Strive, Inc. (ASST) ownership disclosures were amended to reflect updated percentages following the company’s ongoing issuance of Class A Common Stock through its at-the-market equity offering program. Vivek Ramaswamy reported beneficial ownership of 5,693,897 shares (5.6%); Virtuous Industries LLC reported 106,245 shares (0.1%). Both amounts assume conversion of Class B Common Stock into Class A Common Stock.

Key Figures

Beneficial ownership — Vivek Ramaswamy: 5,693,897 shares Class percentage — Vivek Ramaswamy: 5.6% Beneficial ownership — Virtuous Industries LLC: 106,245 shares +1 more

4 metrics

Beneficial ownership — Vivek Ramaswamy 5,693,897 shares Assumes conversion of Class B Common Stock into Class A Common Stock

Class percentage — Vivek Ramaswamy 5.6% Reported beneficial ownership

Beneficial ownership — Virtuous Industries LLC 106,245 shares Assumes conversion of Class B Common Stock into Class A Common Stock

Class percentage — Virtuous Industries LLC 0.1% Reported beneficial ownership

Key Terms

at-the-market equity offering program, beneficially owned, sole dispositive power

3 terms

at-the-market equity offering program financial

"pursuant to the Issuer's at-the-market equity offering program"

A program that lets a company sell newly issued shares directly into the open market at whatever the current trading price is, usually through a broker, and do so gradually over time instead of all at once. Investors care because it can dilute existing ownership and put steady selling pressure on the stock price, while giving the company a flexible, on-demand way to raise cash — like adding small amounts of water to a pool rather than dumping in a bucket.

beneficially owned regulatory

"Aggregate amount beneficially owned by each reporting person"

Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.

sole dispositive power regulatory

"Sole Dispositive Power 5,693,897.00"

Sole dispositive power is the exclusive legal authority to decide what happens to a security — for example, whether to sell, transfer, or retain shares — without needing anyone else’s permission. Investors care because it signals who truly controls the economic outcome of an investment: like holding the only key to a safe, the holder can realize gains or losses and may trigger regulatory reporting, insider rules, or influence over corporate ownership.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many Strive (ASST) shares does Vivek Ramaswamy beneficially own?

Vivek Ramaswamy reported beneficial ownership of 5,693,897 shares, or 5.6% of the class. The reported amount assumes conversion of Class B Common Stock into Class A Common Stock.

How many Strive (ASST) shares does Virtuous Industries LLC beneficially own?

Virtuous Industries LLC reported beneficial ownership of 106,245 shares, or 0.1% of the class. The reported amount assumes conversion of Class B Common Stock into Class A Common Stock.

Did the Strive (ASST) reporting persons trade shares in the prior 60 days?

Except as otherwise described in the amendment, the reporting persons had not effected transactions in Strive Class A Common Stock during the 60 days preceding the statement.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/13/2026 - 05:04 PM EDT Accepted by SEC EDGAR 10/13/2026 - 05:03 PM EDT Learn about SEC filing dates

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13D

Under the Securities Exchange Act of 1934

(Amendment No. 3)

Strive, Inc.

(Name of Issuer)

Class A Common Stock, $0.001 par value

(Title of Class of Securities)

862945300

(CUSIP Number)

Vivek Ramaswamy
C/O Steve Roberts, 611 Pennsylvania Avenue SE, Suite 353
Washington, DC, 20003
202-417-3529

Derek Dostal
Davis Polk & Wardwell LLP, 450 Lexington Avenue
New York, NY, 10017
212-450-4000

Evan Rosen
Davis Polk & Wardwell LLP, 450 Lexington Avenue
New York, NY, 10017
212-450-4000

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

10/06/2026

(Date of Event Which Requires Filing of This Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

schemaVersion:

SCHEDULE 13D

CUSIP Number(s): 862945300

1

Name of reporting person

Vivek Ramaswamy

2

Check the appropriate box if a member of a Group (See Instructions)

(a)
(b)

3

SEC use only

4

Source of funds (See Instructions)

OO

5

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

6

Citizenship or place of organization

UNITED STATES

Number of Shares Beneficially Owned by Each Reporting Person With:

7	Sole Voting Power 5,693,897.00
8	Shared Voting Power 0.00
9	Sole Dispositive Power 5,693,897.00
10	Shared Dispositive Power 0.00

11

Aggregate amount beneficially owned by each reporting person

5,693,897.00

12

Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)

13

Percent of class represented by amount in Row (11)

5.6 %

14

Type of Reporting Person (See Instructions)

IN

Comment for Type of Reporting Person:

Assumes conversion of Class B Common Stock (as defined below) into Class A Common Stock. See Item 5 below.

SCHEDULE 13D

CUSIP Number(s): 862945300

1

Name of reporting person

Virtuous Industries LLC

2

Check the appropriate box if a member of a Group (See Instructions)

(a)
(b)

3

SEC use only

4

Source of funds (See Instructions)

OO

5

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

6

Citizenship or place of organization

UNITED STATES

Number of Shares Beneficially Owned by Each Reporting Person With:

7	Sole Voting Power 106,245.00
8	Shared Voting Power 0.00
9	Sole Dispositive Power 106,245.00
10	Shared Dispositive Power 0.00

11

Aggregate amount beneficially owned by each reporting person

106,245.00

12

Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)

13

Percent of class represented by amount in Row (11)

0.1 %

14

Type of Reporting Person (See Instructions)

OO

Comment for Type of Reporting Person:

Assumes conversion of Class B Common Stock (as defined below) into Class A Common Stock. See Item 5 below.

SCHEDULE 13D

Item 1.	Security and Issuer
(a)	Title of Class of Securities: Class A Common Stock, $0.001 par value
(b)	Name of Issuer: Strive, Inc.
(c)	Address of Issuer's Principal Executive Offices: 200 Crescent Court, SUITE 1400, DALLAS, TEXAS , 75201.
Item 1 Comment: This Amendment No. 3 (this "Amendment") amends and supplements the Schedule 13D filed by the Reporting Persons on May 11, 2026 (the "Original Schedule 13D" and, as amended and supplemented by Amendment No. 1 to the Original Schedule 13D filed on June 1, 2026 ("Amendment No. 1"), Amendment No. 2 to the Original Schedule 13D filed on August 26, 2026 ("Amendment No. 2") and this Amendment, the "Schedule 13D"). This Amendment is being filed to reflect the updated percentage of class of securities information of the Reporting Persons as a result of the Issuer's ongoing issuance of additional shares of Class A Common Stock by the Issuer pursuant to the Issuer's at-the-market equity offering program. Except as specifically provided herein, this Amendment does not modify any of the information previously reported on the Original Schedule 13D. Capitalized terms not otherwise defined in this Amendment shall have the same meanings ascribed thereto in the Original Schedule 13D. Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person assumes responsibility for the accuracy or completeness of the information concerning the other Reporting Persons, except as otherwise provided in Rule 13d-1(k).
Item 5.	Interest in Securities of the Issuer
(a)	Item 5(a) to the Original Schedule 13D is amended and restated in its entirety as follows: See Items 7-13 of the cover pages to this Amendment and Item 2 of the Schedule 13D (as amended by this Amendment).
(b)	Item 5(b) to the Original Schedule 13D is amended and restated in its entirety as follows: See Items 7-13 of the cover pages to this Amendment and Item 2 of the Schedule 13D (as amended by this Amendment).
(c)	Except as otherwise described in this Schedule 13D, the Reporting Persons have not effected any transactions in the Class A Common Stock during the 60 days preceding the date of this Schedule 13D.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Vivek Ramaswamy

Signature:	/s/ Vivek Ramaswamy
Name/Title:	Vivek Ramaswamy
Date:	10/13/2026

Virtuous Industries LLC

Signature:	/s/ Vivek Ramaswamy
Name/Title:	Vivek Ramaswamy
Date:	10/13/2026