STOCK TITAN

[Form 4] Aterian, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

William Kurtz, a director of Aterian, Inc. (ATER), reported the acquisition of 78,034 restricted shares of the issuer's common stock on 08/13/2025. These shares were granted under the companys 2018 Equity Incentive Plan and are subject to vesting. Following the grant, Mr. Kurtz beneficially owns 115,528 shares. The Form 4 was signed on 08/15/2025 and was filed as an individual report by one reporting person. No purchase price is reported because the grant price is listed as $0, consistent with a restricted stock award rather than a cash purchase.

William Kurtz, amministratore di Aterian, Inc. (ATER), ha comunicato l'acquisizione di 78.034 azioni vincolate del capitale sociale dell'emittente in data 13/08/2025. Queste azioni sono state concesse ai sensi del Piano di Incentivazione Azionaria 2018 della società e sono soggette a un periodo di vesting. Dopo la concessione, il sig. Kurtz detiene beneficiariamente 115.528 azioni. Il modulo Form 4 è stato firmato il 15/08/2025 e presentato come relazione individuale da un unico soggetto segnalante. Non è indicato alcun prezzo d'acquisto poiché il prezzo di assegnazione è riportato come $0, conforme a una concessione di azioni vincolate e non a un acquisto in contanti.

William Kurtz, director de Aterian, Inc. (ATER), notificó la adquisición de 78.034 acciones restringidas del capital social del emisor el 13/08/2025. Estas acciones fueron otorgadas bajo el Plan de Incentivos de Capital 2018 de la compañía y están sujetas a un calendario de consolidación (vesting). Tras la concesión, el Sr. Kurtz posee de forma beneficiaria 115.528 acciones. El Formulario 4 fue firmado el 15/08/2025 y presentado como un informe individual por una sola persona informante. No se informa precio de compra porque el precio de la concesión figura como $0, coherente con una adjudicación de acciones restringidas y no con una compra en efectivo.

Aterian, Inc.(ATER)의 이사 William Kurtz는 2025년 8월 13일 발행회사의 제한부 보통주 78,034주를 취득했다고 보고했습니다. 이 주식들은 회사의 2018년 주식 인센티브 플랜에 따라 부여되었으며 베스팅(권리확정) 조건이 적용됩니다. 부여 이후 Kurtz 씨는 총 115,528주를 실질적으로 보유하게 됩니다. Form 4는 2025년 8월 15일에 서명되었으며 한 명의 신고인에 의한 개인 보고서로 제출되었습니다. 부여 가격이 $0로 기재되어 있어 현금 매수가 아니라 제한부 주식 수여에 해당하므로 매입 가격은 보고되지 않았습니다.

William Kurtz, administrateur d'Aterian, Inc. (ATER), a déclaré l'acquisition de 78 034 actions restreintes de l'actionnariat de l'émetteur le 13/08/2025. Ces actions ont été attribuées dans le cadre du plan d'intéressement en actions 2018 de la société et sont soumises à une période d'acquisition (vesting). Après l'attribution, M. Kurtz détient bénéficiairement 115 528 actions. Le formulaire 4 a été signé le 15/08/2025 et déposé en tant que rapport individuel par une seule personne déclarante. Aucun prix d'achat n'est indiqué car le prix d'attribution est mentionné comme 0 $, conforme à une attribution d'actions restreintes et non à un achat en numéraire.

William Kurtz, Direktor von Aterian, Inc. (ATER), meldete den Erwerb von 78.034 eingeschränkten Stammaktien des Emittenten am 13.08.2025. Diese Aktien wurden im Rahmen des Aktienanreizplans 2018 des Unternehmens gewährt und unterliegen einer Vesting-Regelung. Nach der Gewährung besitzt Herr Kurtz wirtschaftlich 115.528 Aktien. Das Formular 4 wurde am 15.08.2025 unterzeichnet und als individuelle Meldung durch eine meldende Person eingereicht. Kein Kaufpreis ist angegeben, da der Gewährungs- bzw. Zuteilungspreis mit $0 aufgeführt ist, was einer Restricted-Stock-Zuwendung und keinem Barerwerb entspricht.

Positive
  • Timely disclosure of an insider equity grant under Section 16
  • Increased alignment between director and shareholders through restricted stock ownership
Negative
  • No vesting schedule disclosed on this Form 4, limiting assessment of near-term dilution or incentives
  • No economic value or percentage ownership relative to outstanding shares provided, so material impact cannot be fully assessed

Insights

TL;DR Director received restricted stock award, increasing beneficial ownership to 115,528 shares; standard compensation practice, subject to vesting.

As a governance specialist I view this as routine director compensation disclosed under Section 16. The filing shows a grant of 78,034 restricted common shares under the 2018 Equity Incentive Plan with a reported price of $0, indicating restricted stock rather than an open-market purchase. The report is timely and individually filed. Materiality is limited unless vesting terms or total ownership represent a change to control, which are not disclosed here.

TL;DR Insider grant increases directors stake, but details on vesting and economic impact are not disclosed in this Form 4.

From a securities perspective, the transaction is a non-derivative acquisition via equity compensation. The reported post-transaction beneficial ownership is 115,528 shares. The Form 4 does not disclose vesting schedule, grant fair value, or percentage ownership of outstanding shares, so the filing confirms issuance but does not alone quantify economic impact or signaling intent to buy/sell.

William Kurtz, amministratore di Aterian, Inc. (ATER), ha comunicato l'acquisizione di 78.034 azioni vincolate del capitale sociale dell'emittente in data 13/08/2025. Queste azioni sono state concesse ai sensi del Piano di Incentivazione Azionaria 2018 della società e sono soggette a un periodo di vesting. Dopo la concessione, il sig. Kurtz detiene beneficiariamente 115.528 azioni. Il modulo Form 4 è stato firmato il 15/08/2025 e presentato come relazione individuale da un unico soggetto segnalante. Non è indicato alcun prezzo d'acquisto poiché il prezzo di assegnazione è riportato come $0, conforme a una concessione di azioni vincolate e non a un acquisto in contanti.

William Kurtz, director de Aterian, Inc. (ATER), notificó la adquisición de 78.034 acciones restringidas del capital social del emisor el 13/08/2025. Estas acciones fueron otorgadas bajo el Plan de Incentivos de Capital 2018 de la compañía y están sujetas a un calendario de consolidación (vesting). Tras la concesión, el Sr. Kurtz posee de forma beneficiaria 115.528 acciones. El Formulario 4 fue firmado el 15/08/2025 y presentado como un informe individual por una sola persona informante. No se informa precio de compra porque el precio de la concesión figura como $0, coherente con una adjudicación de acciones restringidas y no con una compra en efectivo.

Aterian, Inc.(ATER)의 이사 William Kurtz는 2025년 8월 13일 발행회사의 제한부 보통주 78,034주를 취득했다고 보고했습니다. 이 주식들은 회사의 2018년 주식 인센티브 플랜에 따라 부여되었으며 베스팅(권리확정) 조건이 적용됩니다. 부여 이후 Kurtz 씨는 총 115,528주를 실질적으로 보유하게 됩니다. Form 4는 2025년 8월 15일에 서명되었으며 한 명의 신고인에 의한 개인 보고서로 제출되었습니다. 부여 가격이 $0로 기재되어 있어 현금 매수가 아니라 제한부 주식 수여에 해당하므로 매입 가격은 보고되지 않았습니다.

William Kurtz, administrateur d'Aterian, Inc. (ATER), a déclaré l'acquisition de 78 034 actions restreintes de l'actionnariat de l'émetteur le 13/08/2025. Ces actions ont été attribuées dans le cadre du plan d'intéressement en actions 2018 de la société et sont soumises à une période d'acquisition (vesting). Après l'attribution, M. Kurtz détient bénéficiairement 115 528 actions. Le formulaire 4 a été signé le 15/08/2025 et déposé en tant que rapport individuel par une seule personne déclarante. Aucun prix d'achat n'est indiqué car le prix d'attribution est mentionné comme 0 $, conforme à une attribution d'actions restreintes et non à un achat en numéraire.

William Kurtz, Direktor von Aterian, Inc. (ATER), meldete den Erwerb von 78.034 eingeschränkten Stammaktien des Emittenten am 13.08.2025. Diese Aktien wurden im Rahmen des Aktienanreizplans 2018 des Unternehmens gewährt und unterliegen einer Vesting-Regelung. Nach der Gewährung besitzt Herr Kurtz wirtschaftlich 115.528 Aktien. Das Formular 4 wurde am 15.08.2025 unterzeichnet und als individuelle Meldung durch eine meldende Person eingereicht. Kein Kaufpreis ist angegeben, da der Gewährungs- bzw. Zuteilungspreis mit $0 aufgeführt ist, was einer Restricted-Stock-Zuwendung und keinem Barerwerb entspricht.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
KURTZ WILLIAM

(Last) (First) (Middle)
350 SPRINGFIELD AVENUE SUITE #200

(Street)
SUMMIT NJ 07901

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Aterian, Inc. [ ATER ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/13/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/13/2025 A(1) 78,034 A $0 115,528 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Comprised of shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting.
/s/ William Kurtz 08/15/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did William Kurtz report on the ATER Form 4?

He reported the acquisition of 78,034 restricted common shares on 08/13/2025 granted under the 2018 Equity Incentive Plan.

How many ATER shares does William Kurtz beneficially own after the transaction?

The Form 4 reports 115,528 shares beneficially owned following the reported transaction.

Was a purchase price disclosed for the shares on the Form 4?

The transaction shows a reported price of $0, consistent with a restricted stock grant rather than a cash purchase.

When was the Form 4 signed and filed?

The signature on the Form 4 is dated 08/15/2025.

Is the reported acquisition part of a Rule 10b5-1 plan?

The Form 4 does not indicate that the transaction was made pursuant to a Rule 10b5-1 plan.
Aterian Inc

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