Welcome to our dedicated page for Anglogold Ashant SEC filings (Ticker: AU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The AngloGold Ashanti plc (AU) SEC filings page on Stock Titan provides direct access to the company’s regulatory disclosures as a foreign private issuer. AngloGold Ashanti files reports on Form 20-F and furnishes current information on Form 6-K under the Securities Exchange Act of 1934. These filings cover topics such as earnings releases, operating statistics, major shareholder notifications and insider dealings in company securities.
Form 6-K submissions frequently include earnings releases and operating statistics that detail gold production, gold sold, total cash costs, all-in sustaining costs, average gold price received per ounce, sustaining capital expenditure, adjusted EBITDA and free cash flow. AngloGold Ashanti also explains its use of Non-GAAP financial measures in these documents and provides reconciliations to IFRS-based figures, helping investors interpret the company’s cost and margin profile.
Another important category of filings consists of major shareholder notifications (TR-1 forms) that disclose changes in significant holdings by institutions such as Public Investment Corporation SOC Limited and Van Eck Associates Corporation. These filings show percentage voting rights and provide insight into the company’s shareholder base. In addition, AngloGold Ashanti furnishes news releases on dealings in securities by executive directors and executive officers, specifying transaction dates, number of shares, prices and remaining holdings, which are relevant for tracking insider activity.
Stock Titan enhances these disclosures with AI-powered tools that summarize lengthy 6-K exhibits and highlight key figures, definitions of Non-GAAP measures and notable changes in production, costs or capital structure. Real-time updates from EDGAR ensure that new AngloGold Ashanti filings, including future annual reports on Form 20-F and additional 6-Ks, are quickly available. Investors can also review filings related to acquisitions, disposals and indexation events, using the platform’s summaries to focus on the sections most relevant to their analysis of AU stock.
AngloGold Ashanti PLC director Alberto Calderon has filed an initial Form 3 reporting his equity interests in the company. He holds 97,518 Ordinary Shares of $1.00 each directly, along with multiple equity-based awards that may convert into additional ordinary shares over time.
The filing lists a transition share plan award covering 27,275 units, deferred share plan awards of 185,922 units, restricted stock units of 19,058 units, and performance share plan awards linked to 161,774, 92,191 and 28,588 underlying ordinary shares at a $0.00 exercise price. These awards generally vest over time or based on performance and continued service.
AngloGold Ashanti PLC director Busia Kojo Osei Frimpong filed an initial ownership report showing 4,000 ordinary shares of $1.00 each held directly. This Form 3 does not report any recent purchase or sale activity; it simply establishes his current share position as a company insider.
AngloGold Ashanti PLC filed a Form 3 showing Chief People Officer Lisa Ali's existing equity-based awards. The filing lists performance share plan awards tied to 52,086, 9,221, and 29,683 underlying ordinary shares, plus deferred share, restricted stock unit, and transition share plan awards.
Each award represents a contingent right to receive ordinary shares that vest over time, generally requiring continued service and, for performance share plan awards, achievement of specified performance criteria over a three‑year period. The Form 3 reports holdings; it does not show any new purchases or sales.
AngloGold Ashanti PLC Chief Sustainability Officer Bailey Stewart filed an initial ownership report showing existing equity-based holdings in the company. The filing lists performance share plan awards tied to 37,889, 8,387, and 23,926 underlying Ordinary Shares of $1.00 each, all with a zero exercise price and long-dated expirations. It also discloses a transition share plan award covering 7,634 units, 8,982 Ordinary Shares held directly, 5,592 restricted stock units, and 98,834 deferred share plan award units. Footnotes explain that each award or unit represents a contingent right to receive one Ordinary Share upon vesting, generally subject to continued service and, for performance awards, achievement of specified performance criteria.
AngloGold Ashanti PLC Chief Development Officer Terry Briggs filed an initial ownership report showing direct holdings and equity awards in the company. He directly holds 42,032 Ordinary Shares of $1.00 each, plus performance share plan awards tied to 24,603, 8,830 and 37,319 underlying ordinary shares. He also holds 5,886 restricted stock units, a 7,287 transition share plan award and a 48,183 deferred share plan award, each representing rights to receive one ordinary share per unit upon vesting, subject to continued service and, for performance awards, achievement of specified performance criteria.
AngloGold Ashanti PLC executive Lizelle Marwick, the Chief Legal Officer, reported her equity interests in a Form 3 initial ownership filing. She directly holds 33,302 Ordinary Shares of $1.00 each. She also has several stock-based awards that may convert into ordinary shares if vesting and performance conditions are met.
These include performance share plan awards tied to up to 38,357, 24,430, and 8,326 underlying ordinary shares with exercise prices of $0.00 and expirations between 2034 and 2036. In addition, she holds 5,550 restricted stock units, 7,384 transition share plan units, and 48,182 deferred share plan units, each representing a contingent right to receive one ordinary share upon vesting, subject to continued service and, for performance awards, specified performance criteria.
AngloGold Ashanti plc reported that Executive Officer Stewart Bailey transacted in the company’s ordinary shares. On 9 March 2026, he received 33,814 vested shares off-market under the 2023 Deferred Share Plan at no cost.
On the same date, he sold 33,814 shares on-market at R1,736.6156 per share, for total proceeds of R58,721,919.90, in part to fund tax liabilities related to his deferred share awards. After these dealings, he continues to hold 121,042 shares and share incentive awards, plus 70,202 additional shares under the Performance Share Plan that have not yet vested.
AngloGold Ashanti plc reported routine share dealings by its Executive Directors under incentive plans. On 6 March 2026, CEO Alberto Calderon received 80,296 ordinary shares at no cost under the 2023 Deferred Share Plan, then sold 38,542 shares on-market at a weighted average of $106.3375 per share to cover tax. He continues to hold 330,063 shares and share incentive awards, plus 282,553 unvested Performance Share Plan shares.
CFO Gillian Doran received 10,252 ordinary shares at no cost under the same plan, then sold 5,126 shares on-market at $106.2967 per share to fund tax liabilities. She continues to hold 58,175 shares and share incentive awards, plus 101,416 unvested Performance Share Plan shares.
Albemarle Corporation insider transaction reported. The filing notifies the sale of 38,542 shares of Common Stock via an exercise of stock options on 03/06/2026 using a cashless exercise as part of compensation. The excerpt also shows a prior sale of 40,148 shares by Alberto Calderon on 12/10/2025.