Welcome to our dedicated page for Anglogold Ashant SEC filings (Ticker: AU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AngloGold Ashanti plc filings document a foreign private issuer's gold-mining operations, financial reporting and governance through Form 20-F annual reporting and Form 6-K current reports. Annual disclosures include audited consolidated financial statements and operating, sustainability and financial performance for the group, while current reports furnish earnings releases, investor presentations and mine operating statistics for managed operations and the Kibali non-managed joint venture.
Other filings record AGM voting results, major holdings notifications and capital-structure events involving AngloGold Ashanti Holdings plc notes guaranteed by AngloGold Ashanti plc. The disclosure record also includes ordinary-share identifiers for NYSE AU and JSE ANG, debt tender offer materials, voting-rights information, IFRS reconciliations and non-GAAP mining cost measures such as total cash costs and all-in sustaining costs.
AngloGold Ashanti PLC disclosed the equity-based holdings of Chief Operating Officer Marcelo Pereira da Silva in a regulatory insider ownership report. The filing lists several award types that each represent a contingent right to receive one Ordinary Share upon vesting, subject to continued service.
The report shows Performance Share Plan Awards tied to 7,235, 14,442, and 5,243 underlying Ordinary Shares of $1.00 each, with exercise prices of $0.00 and expirations between 2034 and 2036. It also notes a Transition Share Plan Award covering 3,480 units, a Deferred Share Plan Award covering 2,986 units, and Restricted Stock Units covering 8,320 units.
Footnotes explain that transition, deferred and restricted share units convert one-for-one into Ordinary Shares when they vest, and that performance share awards vest three years after grant based on specified performance criteria and continued employment.
AngloGold Ashanti PLC director Nicola Newton-King filed an initial ownership report on Form 3. The filing identifies Newton-King as a director and, in the provided data, shows no reported transactions or derivative positions, serving mainly as a baseline disclosure of insider status.
AngloGold Ashanti PLC director Magie Jinhee has reported her initial shareholdings. The Form 3 shows direct ownership of 5,000 Ordinary Shares of $1.00 each following the reported position. This filing records her existing stake as a director rather than a new market transaction.
AngloGold Ashanti PLC director Garner Albert Headden filed an initial Form 3 reporting his ownership position. The filing shows he holds 30,000 Ordinary Shares of $1.00 each, reported as direct ownership. This establishes his baseline shareholding as an insider of the company.
AngloGold Ashanti PLC director Alan Murray Ferguson has filed an initial Form 3 reporting his existing equity position. The filing shows direct ownership of 5,000 Ordinary Shares of $1.00 each after the reported holdings entry. This Form 3 records his status as an insider and discloses his current shareholdings rather than a new buy or sell transaction.
AngloGold Ashanti PLC director Doran Gillian has filed an initial ownership report detailing existing equity awards and shareholdings. The filing shows direct ownership of 9,542 Ordinary Shares of $1.00 each, plus multiple equity-based awards that may convert into additional shares over time.
These include performance share plan awards tied to 11,678, 53,721 and 36,017 underlying Ordinary Shares, each vesting three years after grant subject to performance conditions and continued service. Gillian also holds 30,757 deferred share plan award units, 10,090 transition share plan award units and 7,786 restricted stock units, each representing a contingent right to receive one Ordinary Share upon vesting, with restrictions lapsing as service-based vesting conditions are met.
AngloGold Ashanti PLC director Bruce Alan Cleaver filed an initial statement of beneficial ownership on Form 3. This filing establishes his status as a reporting insider of the company. The submission lists no reportable transactions or holdings in either non-derivative or derivative securities.
AngloGold Ashanti PLC Chief Technology Officer Marcelo Cheuiche Godoy filed an initial ownership report detailing his equity interests in the company. He directly holds 92,815 Ordinary Shares of $1.00 each, along with 6,236 Restricted Stock Units, 9,736 Transition Share Plan Award units and 60,956 Deferred Share Plan Award units.
He also holds three Performance Share Plan Awards tied to a potential total of 52,845, 30,115 and 9,355 Ordinary Shares, respectively. These awards vest three years after grant and the actual shares delivered will depend on the achievement of specified performance criteria and continued service through the applicable vesting dates. Other share-based awards similarly represent contingent rights to receive one Ordinary Share per unit upon vesting, at which point restrictions lapse.
AngloGold Ashanti PLC director Alberto Calderon has filed an initial Form 3 reporting his equity interests in the company. He holds 97,518 Ordinary Shares of $1.00 each directly, along with multiple equity-based awards that may convert into additional ordinary shares over time.
The filing lists a transition share plan award covering 27,275 units, deferred share plan awards of 185,922 units, restricted stock units of 19,058 units, and performance share plan awards linked to 161,774, 92,191 and 28,588 underlying ordinary shares at a $0.00 exercise price. These awards generally vest over time or based on performance and continued service.
AngloGold Ashanti PLC director Busia Kojo Osei Frimpong filed an initial ownership report showing 4,000 ordinary shares of $1.00 each held directly. This Form 3 does not report any recent purchase or sale activity; it simply establishes his current share position as a company insider.