Welcome to our dedicated page for Anglogold Ashant SEC filings (Ticker: AU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AngloGold Ashanti plc filings document a foreign private issuer's gold-mining operations, financial reporting and governance through Form 20-F annual reporting and Form 6-K current reports. Annual disclosures include audited consolidated financial statements and operating, sustainability and financial performance for the group, while current reports furnish earnings releases, investor presentations and mine operating statistics for managed operations and the Kibali non-managed joint venture.
Other filings record AGM voting results, major holdings notifications and capital-structure events involving AngloGold Ashanti Holdings plc notes guaranteed by AngloGold Ashanti plc. The disclosure record also includes ordinary-share identifiers for NYSE AU and JSE ANG, debt tender offer materials, voting-rights information, IFRS reconciliations and non-GAAP mining cost measures such as total cash costs and all-in sustaining costs.
AngloGold Ashanti PLC filed a Form 3 showing Chief People Officer Lisa Ali's existing equity-based awards. The filing lists performance share plan awards tied to 52,086, 9,221, and 29,683 underlying ordinary shares, plus deferred share, restricted stock unit, and transition share plan awards.
Each award represents a contingent right to receive ordinary shares that vest over time, generally requiring continued service and, for performance share plan awards, achievement of specified performance criteria over a three‑year period. The Form 3 reports holdings; it does not show any new purchases or sales.
AngloGold Ashanti PLC Chief Sustainability Officer Bailey Stewart filed an initial ownership report showing existing equity-based holdings in the company. The filing lists performance share plan awards tied to 37,889, 8,387, and 23,926 underlying Ordinary Shares of $1.00 each, all with a zero exercise price and long-dated expirations. It also discloses a transition share plan award covering 7,634 units, 8,982 Ordinary Shares held directly, 5,592 restricted stock units, and 98,834 deferred share plan award units. Footnotes explain that each award or unit represents a contingent right to receive one Ordinary Share upon vesting, generally subject to continued service and, for performance awards, achievement of specified performance criteria.
AngloGold Ashanti PLC Chief Development Officer Terry Briggs filed an initial ownership report showing direct holdings and equity awards in the company. He directly holds 42,032 Ordinary Shares of $1.00 each, plus performance share plan awards tied to 24,603, 8,830 and 37,319 underlying ordinary shares. He also holds 5,886 restricted stock units, a 7,287 transition share plan award and a 48,183 deferred share plan award, each representing rights to receive one ordinary share per unit upon vesting, subject to continued service and, for performance awards, achievement of specified performance criteria.
AngloGold Ashanti PLC executive Lizelle Marwick, the Chief Legal Officer, reported her equity interests in a Form 3 initial ownership filing. She directly holds 33,302 Ordinary Shares of $1.00 each. She also has several stock-based awards that may convert into ordinary shares if vesting and performance conditions are met.
These include performance share plan awards tied to up to 38,357, 24,430, and 8,326 underlying ordinary shares with exercise prices of $0.00 and expirations between 2034 and 2036. In addition, she holds 5,550 restricted stock units, 7,384 transition share plan units, and 48,182 deferred share plan units, each representing a contingent right to receive one ordinary share upon vesting, subject to continued service and, for performance awards, specified performance criteria.
AngloGold Ashanti plc reported that Executive Officer Stewart Bailey transacted in the company’s ordinary shares. On 9 March 2026, he received 33,814 vested shares off-market under the 2023 Deferred Share Plan at no cost.
On the same date, he sold 33,814 shares on-market at R1,736.6156 per share, for total proceeds of R58,721,919.90, in part to fund tax liabilities related to his deferred share awards. After these dealings, he continues to hold 121,042 shares and share incentive awards, plus 70,202 additional shares under the Performance Share Plan that have not yet vested.
AngloGold Ashanti plc reported routine share dealings by its Executive Directors under incentive plans. On 6 March 2026, CEO Alberto Calderon received 80,296 ordinary shares at no cost under the 2023 Deferred Share Plan, then sold 38,542 shares on-market at a weighted average of $106.3375 per share to cover tax. He continues to hold 330,063 shares and share incentive awards, plus 282,553 unvested Performance Share Plan shares.
CFO Gillian Doran received 10,252 ordinary shares at no cost under the same plan, then sold 5,126 shares on-market at $106.2967 per share to fund tax liabilities. She continues to hold 58,175 shares and share incentive awards, plus 101,416 unvested Performance Share Plan shares.
Albemarle Corporation insider transaction reported. The filing notifies the sale of 38,542 shares of Common Stock via an exercise of stock options on 03/06/2026 using a cashless exercise as part of compensation. The excerpt also shows a prior sale of 40,148 shares by Alberto Calderon on 12/10/2025.
AngloGold Ashanti plc reported share dealings by executive officers Lisa Ali and Lizelle Marwick related to vested awards under the 2023 Deferred Share Plan.
On 4 March 2026, Lisa Ali received 21,066 ordinary shares off‑market at no cost, then sold 45,856 shares on‑market at a weighted average price of $113.9223, for total proceeds of $5,224,022.08. She continues to hold 69,214 share incentive awards and a further 90,990 shares under the Performance Share Plan that have not yet vested.
On 4 March 2026, Lizelle Marwick received 30,043 ordinary shares off‑market at no cost. To fund tax liabilities on these awards, she sold 3,088 shares on‑market on 4 March 2026 at $113.2845 and 8,028 shares on‑market on 5 March 2026 at R1,841.4333, for aggregate values of $349,822.54 and R14,783,026.53 respectively, all on a direct beneficial basis. After these transactions, she holds 94,418 shares and share incentive awards, plus 71,113 unvested Performance Share Plan shares.
AU files a Form 144 notice to sell 3,088 common shares tied to an Exercise of Stock Options on 03/04/2026, described as compensation, cashless exercise.
The filing lists BNP PARIBAS, NEW YORK BRANCH as custody for the shares. The excerpt also shows 8,028 shares sold during the past three months by Lizelle Marwick on 03/04/2026.