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Aura Minerals holder plans sale of 14,423 BDRs

(Neutral)
(Neutral)
Form Type
144

Rhea-AI Filing Summary

Aura Minerals Inc. (AUGO) has a notice under Rule 144 indicating that Kapitalo K10 Master Fundo de Investimento Multimercado plans to sell up to 14,423 Brazilian depositary receipts (BDRs) of Aura Minerals on the B3 exchange, with an indicated market value of 419,869.08 as of September 11, 2026.

The filing states that there are 83,789,223 BDRs outstanding and clarifies that three BDRs represent one common share of Aura Minerals. The BDRs to be sold were originally acquired through open market purchases on June 22, 2021, paid in cash, and the seller has already conducted multiple BDR sales over the prior three months.

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BDRs to be sold 14,423 Brazilian depositary receipts Planned sale under Rule 144 with approximate sale date September 11, 2026
Market value of planned BDR sale 419,869.08 Indicated value for 14,423 Brazilian depositary receipts
Aura Minerals BDRs outstanding 83,789,223 Brazilian depositary receipts Total BDRs outstanding referenced in the Rule 144 notice
BDR-to-share ratio 3 BDRs per 1 common share Each 3 Brazilian depositary receipts represent one Aura Minerals common share
Recent sale on September 3, 2026 32,000 BDRs for 938,354.10 One of several Aura Minerals BDR transactions in the past 3 months
Recent sale on August 28, 2026 24,749 BDRs for 687,611.60 Reported past 3‑month sale by KAPITALO K10 MASTER FIM
Rule 144 regulatory
"See the definition of "person" in paragraph (a) of Rule 144."
Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.
Brazilian depositary receipts financial
"Brazilian Depositary Receipts are certificates representing Common Shares of the Issuer."
Brazilian Depositary Receipts (BDRs) are certificates traded on Brazilian exchanges that represent ownership of shares in foreign companies, allowing local investors to buy and sell exposure to those overseas stocks without opening foreign brokerage accounts. They matter because they let investors diversify across global companies using local currency and trading hours, similar to buying a locally issued voucher for a foreign product, while still exposing portfolios to the performance and risks of the underlying foreign shares.
affiliate regulatory
"May be deemed affiliate"
open market purchases financial
"Open Market Purchases | Shares were acquired in the open market trades"
Open market purchases are buys of a company’s shares (or other securities) made on public exchanges at prevailing market prices rather than through private deals. For investors this matters because when a company buys back its own stock it reduces the number of shares available, which can boost per-share earnings and often signals management’s confidence; it also affects supply, demand and short-term liquidity much like someone quietly buying up items from a crowded marketplace.
B3 financial
"09/11/2026 | B3"
b3 is the main stock exchange and market operator in Brazil, running the marketplace where shares, bonds and derivatives are bought, sold and finalized. Think of it as the town square and the cashier combined: it provides the trading floor, sets basic rules, and makes sure trades are completed and records are kept. Investors care because its rules, technology and stability affect liquidity, transaction costs, market access and the reliability of settlements.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What is Aura Minerals Inc. (AUGO) disclosing in this Form 144?

Aura Minerals Inc. is identified as the issuer for a Rule 144 notice in which Kapitalo K10 Master Fundo de Investimento Multimercado plans to sell Brazilian depositary receipts (BDRs) representing its common shares on the B3 exchange.

How many Aura Minerals (AUGO) BDRs are planned to be sold under this Rule 144 filing?

The notice reports a planned sale of up to 14,423 Brazilian depositary receipts of Aura Minerals, with an indicated market value of 419,869.08 and an approximate sale date of September 11, 2026 on the B3 exchange.

How do Aura Minerals (AUGO) Brazilian depositary receipts relate to common shares?

The filing states that Brazilian Depositary Receipts are certificates representing common shares of Aura Minerals and that three BDRs represent one common share of the issuer.

How many Aura Minerals (AUGO) BDRs are outstanding?

The Rule 144 notice reports that there are 83,789,223 Brazilian depositary receipts of Aura Minerals outstanding, providing context for the size of the planned sale relative to the total BDR float.

When and how were the Aura Minerals (AUGO) BDRs being sold acquired?

The BDRs covered by this notice were acquired in open market purchases on June 22, 2021, with the filing stating that the shares were purchased in open market trades and paid for in cash.

What recent Aura Minerals (AUGO) BDR sales has the fund reported in the past 3 months?

The filing lists multiple past 3‑month sales, including 32,000 BDRs on September 3, 2026 for 938,354.10 and 24,749 BDRs on August 28, 2026 for 687,611.60, along with several smaller transactions on nearby dates.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

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