STOCK TITAN

Aura Minerals holder to sell 5,805 BDRs on B3

An affiliate fund has filed to resell 5,805 Aura Minerals Brazilian depositary receipts on Brazil’s B3 exchange under Rule 144.

(Neutral)
(Neutral)
Form Type
144

Rhea-AI Filing Summary

Aura Minerals Inc. (AUGO) is the underlying issuer for a planned sale of Brazilian depositary receipts by Kapitalo Zeta Meridia Master Fundo de Investimento Multimercado, which may be deemed an affiliate. The notice covers up to 5,805 Brazilian depositary receipts to be sold on the B3 exchange as of September 9, 2026.

The BDRs were acquired through open market purchases on February 27, 2024. Each Brazilian depositary receipt represents common shares of Aura Minerals, and three BDRs represent one common share. The filing also lists multiple prior BDR sales over the past three months, including sizable transactions in August and early September 2026.

Positive

  • None.

Negative

  • None.
Brazilian depositary receipts to be sold 5,805 BDRs Planned Rule 144 sale as of September 9, 2026
Aggregate market value of BDRs to be sold 171,290.94 Value associated with 5,805 BDRs in the notice
BDR-to-common share ratio 3 BDRs per 1 common share Each three Brazilian depositary receipts represent one Aura Minerals common share
Prior sale on August 20, 2026 22,196 BDRs for 637,425.19 One of several BDR sales in the past three months
Prior sale on August 28, 2026 60,854 BDRs for 1,690,731.60 Reported Brazilian depositary receipt sale by the same fund
Prior sale on September 3, 2026 95,954 BDRs for 2,813,713.42 Largest single BDR sale listed in the past three months section
Rule 144 regulatory
"See the definition of "person" in paragraph (a) of Rule 144"
Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.
Brazilian depositary receipts financial
"Brazilian depositary receipts are certificates representing Common Shares"
Brazilian Depositary Receipts (BDRs) are certificates traded on Brazilian exchanges that represent ownership of shares in foreign companies, allowing local investors to buy and sell exposure to those overseas stocks without opening foreign brokerage accounts. They matter because they let investors diversify across global companies using local currency and trading hours, similar to buying a locally issued voucher for a foreign product, while still exposing portfolios to the performance and risks of the underlying foreign shares.
open market purchases financial
"Shares were acquired in the open market trades"
Open market purchases are buys of a company’s shares (or other securities) made on public exchanges at prevailing market prices rather than through private deals. For investors this matters because when a company buys back its own stock it reduces the number of shares available, which can boost per-share earnings and often signals management’s confidence; it also affects supply, demand and short-term liquidity much like someone quietly buying up items from a crowded marketplace.
affiliate regulatory
"May be deemed affiliate"

FAQ

What does Aura Minerals Inc. (AUGO) disclose in this Form 144 filing?

The filing states that an affiliate, Kapitalo Zeta Meridia Master Fundo de Investimento Multimercado, intends to sell 5,805 Brazilian depositary receipts of Aura Minerals on the B3 exchange under Rule 144, with the BDRs acquired previously through open market purchases.

How many Aura Minerals (AUGO) Brazilian depositary receipts are covered by this notice?

The notice covers up to 5,805 Brazilian depositary receipts of Aura Minerals Inc., with an indicated aggregate market value of 171,290.94 as of the notice date for trading on the B3 exchange.

What do the Brazilian depositary receipts of Aura Minerals (AUGO) represent?

The filing explains that Brazilian depositary receipts are certificates representing common shares of Aura Minerals Inc., and that three BDRs represent one common share of the issuer.

When and how were the Aura Minerals (AUGO) BDRs to be sold acquired?

The Brazilian depositary receipts to be sold were acquired in open market trades on February 27, 2024. The transaction type is listed as open market purchases for cash consideration.

What prior sales of Aura Minerals (AUGO) BDRs does the Form 144 list?

Over the past three months, the affiliated fund reported multiple BDR sales, including 22,196 BDRs on August 20, 2026 for 637,425.19 and 95,954 BDRs on September 3, 2026 for 2,813,713.42, among other transactions.

On which market will the Aura Minerals (AUGO) BDRs be sold under this Form 144?

The Brazilian depositary receipts covered by this notice are listed for sale on B3, the main Brazilian securities exchange, with Morgan Stanley’s Institutional Equity Division identified in the securities information section.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

Keep reading