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Aura Minerals holder plans sale of 3 BDRs

(Neutral)
(Neutral)
Form Type
144

Rhea-AI Filing Summary

Aura Minerals Inc. (AUGO) is the issuer of Brazilian depositary receipts (BDRs) for which Kapitalo Master III Fundo de Investimento Multimercado, which may be deemed an affiliate, has filed a Rule 144 notice to sell 3 BDRs through Safra Corretora on B3 around September 17, 2026.

The notice states an aggregate market value of 88.27 for these BDRs and that 83,789,223 BDRs of this class were outstanding as of that date. The filing also lists prior open-market sales of Aura BDRs over the past three months by a related Kapitalo fund. Three BDRs represent one common share of Aura Minerals.

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BDRs to be sold under notice 3 Brazilian depositary receipts Planned sale under Rule 144 on or about September 17, 2026
Aggregate market value of BDRs to be sold 88.27 Total market value for the 3 BDRs covered by the notice
BDRs outstanding 83,789,223 Brazilian depositary receipts Number of BDRs of this class outstanding as of September 17, 2026
BDR-to-common share ratio 3 BDRs per 1 common share Each three Brazilian Depositary Receipts represent one Aura Minerals common share
Single largest recent BDR sale 100,083 Brazilian depositary receipts for 2,934,790.42 Reported sale on September 3, 2026 by a related Kapitalo fund
Example prior BDR sale 67,783 Brazilian depositary receipts for 1,883,242.84 Reported sale on August 28, 2026 by a related Kapitalo fund
Rule 144 regulatory
"See the definition of "person" in paragraph (a) of Rule 144."
Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.
Brazilian depositary receipts financial
"Brazilian depositary receipts are certificates representing Common Shares of the Issuer."
Brazilian Depositary Receipts (BDRs) are certificates traded on Brazilian exchanges that represent ownership of shares in foreign companies, allowing local investors to buy and sell exposure to those overseas stocks without opening foreign brokerage accounts. They matter because they let investors diversify across global companies using local currency and trading hours, similar to buying a locally issued voucher for a foreign product, while still exposing portfolios to the performance and risks of the underlying foreign shares.
open market purchases market
"Open Market Purchases | Shares were acquired in the open market trades"
Open market purchases are buys of a company’s shares (or other securities) made on public exchanges at prevailing market prices rather than through private deals. For investors this matters because when a company buys back its own stock it reduces the number of shares available, which can boost per-share earnings and often signals management’s confidence; it also affects supply, demand and short-term liquidity much like someone quietly buying up items from a crowded marketplace.
B3 market
"09/17/2026 | B3"
b3 is the main stock exchange and market operator in Brazil, running the marketplace where shares, bonds and derivatives are bought, sold and finalized. Think of it as the town square and the cashier combined: it provides the trading floor, sets basic rules, and makes sure trades are completed and records are kept. Investors care because its rules, technology and stability affect liquidity, transaction costs, market access and the reliability of settlements.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Aura Minerals Inc. (AUGO) disclose in this Form 144 filing?

The filing discloses that Aura Minerals Inc. BDRs held for the account of Kapitalo Master III Fundo de Investimento Multimercado are subject to a Rule 144 notice covering the planned sale of 3 Brazilian depositary receipts on B3 through Safra Corretora.

How many Aura Minerals (AUGO) Brazilian depositary receipts are covered by the planned Rule 144 sale?

The notice covers the proposed sale of 3 Brazilian depositary receipts (BDRs) of Aura Minerals Inc. The filing lists an aggregate market value of 88.27 for these BDRs and identifies Safra Corretora as the broker on the B3 exchange.

How many Aura Minerals (AUGO) Brazilian depositary receipts are outstanding?

The filing states that there were 83,789,223 Brazilian depositary receipts of the relevant class outstanding as of September 17, 2026. This figure serves as the outstanding base for evaluating the relative size of the BDR sale covered by the notice.

What is the relationship between Aura Minerals (AUGO) BDRs and its common shares?

The remarks explain that Brazilian Depositary Receipts are certificates representing common shares of Aura Minerals Inc., and that three BDRs represent one common share of the issuer. This ratio links trading in BDRs to the underlying Aura Minerals equity.

What prior sales of Aura Minerals (AUGO) BDRs are reported for the past three months?

The filing lists multiple prior sales by a related Kapitalo fund, including 100,083 BDRs for 2,934,790.42 on September 3, 2026 and 67,783 BDRs for 1,883,242.84 on August 28, 2026, along with several smaller transactions on nearby dates.

On which exchange will the Aura Minerals (AUGO) BDRs in this filing be sold?

The filing states that the Brazilian depositary receipts covered by the notice are to be sold on B3, the Brazilian stock exchange, with Safra Corretora de Valores e Cambio identified as the broker handling the transaction.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

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