AUGO (BDR) resale notice: 6,950 shares via BofA Securities (AUGO)

Rhea-AI Filing Summary

AUGO reports a proposed resale of 6,950 Brazilian Depositary Receipts. The notice lists 6,950 BDRs associated with open‑market trades and indicates prior acquisitions in the open market on 05/17/2022. The filing references brokerage BofA Securities Inc and lists 05/13/2026 in the securities header.

Insights

Securities Compliance Counsel

Form 144 notice for resale of BDRs; open‑market method is disclosed.

The excerpt shows a proposed resale of 6,950 Brazilian Depositary Receipts and indicates the securities were acquired in open‑market purchases. The filing names BofA Securities Inc as the broker/custodian and includes a cash settlement note for the prior acquisition.

Timing and execution specifics beyond the open‑market method are not detailed in the excerpt; subsequent trading activity will depend on broker placement and market conditions.

Market Structure Analyst

Small, routine affiliate resale notice; limited market impact.

The quantity—6,950 BDRs—is modest in absolute terms relative to typical institutional blocks. The excerpt identifies prior open‑market purchases on 05/17/2022, which suggests the position originates from market acquisitions rather than a private placement.

Execution described as open‑market; the speed and price impact will follow standard market liquidity dynamics for BDRs on B3 (Brazil Exchange).

Key Figures

BDRs proposed for resale: 6,950 shares Header date: 05/13/2026 Acquisition trade date: 05/17/2022 +2 more

5 metrics

BDRs proposed for resale 6,950 shares listed in the securities to be sold section

Header date 05/13/2026 date appearing in the securities information header

Acquisition trade date 05/17/2022 open‑market purchase date shown for acquired shares

Exchange B3 - Brazil Exchange exchange listed for the BDRs

Broker BofA Securities Inc named in the securities information section

Key Terms

Brazilian Depositary Receipts, Form 144, Open Market Purchases

3 terms

Brazilian Depositary Receipts market

"Brazilian Depositary Receipts | BofA Securities Inc 1209 Orange"

Brazilian Depositary Receipts (BDRs) are certificates traded on Brazilian exchanges that represent ownership of shares in foreign companies, allowing local investors to buy and sell exposure to those overseas stocks without opening foreign brokerage accounts. They matter because they let investors diversify across global companies using local currency and trading hours, similar to buying a locally issued voucher for a foreign product, while still exposing portfolios to the performance and risks of the underlying foreign shares.

Form 144 regulatory

"CONTENT METADATA: "form_type": "144""

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Open Market Purchases market

"Open Market Purchases | Shares were acquired in the open market trades"

Open market purchases are buys of a company’s shares (or other securities) made on public exchanges at prevailing market prices rather than through private deals. For investors this matters because when a company buys back its own stock it reduces the number of shares available, which can boost per-share earnings and often signals management’s confidence; it also affects supply, demand and short-term liquidity much like someone quietly buying up items from a crowded marketplace.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Brazilian Depositary Receipts	BofA Securities Inc 1209 Orange Street Corporation Trust Center Wilmington DE 19801	6950	189730.00	83534506	05/13/2026	B3 - Brazil Exchange

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Brazilian Depositary Receipts	05/13/2022	Open Market Purchases	Shares were acquired in the open market trades			6950	05/17/2022	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does AUGO's Form 144 disclose about the securities to be sold?

It discloses 6,950 Brazilian Depositary Receipts proposed for resale, lists BofA Securities Inc as broker, and indicates open‑market trades as the sale method.

When were the shares acquiring activity recorded in the filing for AUGO (Form 144)?

The excerpt notes open‑market purchases with a trade date of 05/17/2022. A header date of 05/13/2026 also appears in the securities section.

Does the Form 144 excerpt state how the shares were acquired?

Yes. The filing states the shares were acquired in open market trades and lists cash as the consideration for the recorded acquisitions.

Which marketplace and instrument are referenced in the AUGO filing?

The filing references Brazilian Depositary Receipts (BDRs) traded on B3 - Brazil Exchange, as shown in the securities information header.

Who is the broker or agent named in the Form 144 excerpt?

The excerpt lists BofA Securities Inc alongside an address at 1209 Orange Street, Wilmington, DE in the filer’s securities section.