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Aurora Innovation (AUR) officer receives 436,920 RSUs and 200,000 options

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Aurora Innovation, Inc. officer Shelley Webb reported equity awards that increase her direct stake in the company. She received 436,920 shares of Class A Common Stock as restricted stock units, with each RSU representing one share, bringing her direct common stock holdings to 1,198,807 shares after the award.

Webb was also granted 200,000 stock options to buy Class A Common Stock at an exercise price of $4.38 per share. All shares subject to this option are scheduled to vest on February 20, 2029, if she continues in service through that date. The RSUs are scheduled to vest in 16 equal quarterly installments after February 20, 2026, contingent on continued service.

Positive

  • None.

Negative

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Insider WEBB SHELLEY
Role See Remarks
Type Security Shares Price Value
Grant/Award Stock Options (Right to Buy) 200,000 $0.00 --
Grant/Award Class A Common Stock 436,920 $0.00 --
Holdings After Transaction: Stock Options (Right to Buy) — 200,000 shares (Direct); Class A Common Stock — 1,198,807 shares (Direct)
Footnotes (1)
  1. The reported securities are represented by restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock. 1/16 of the RSUs will be scheduled to vest on each of Issuer's quarterly vesting dates following February 20, 2026, rounding down to the nearest whole share, subject to the reporting person's continued service through each such date. One hundred percent (100%) of the shares subject to the option will be scheduled to vest on February 20, 2029, subject to the reporting person's continued service through such date.
RSU grant 436,920 RSUs Each RSU represents one share of Class A Common Stock
Option grant size 200,000 options Stock options to buy Class A Common Stock
Option exercise price $4.38 per share Exercise price for 200,000 stock options
Shares owned after grant 1,198,807 shares Total Class A Common Stock held directly after RSU award
Option vesting date February 20, 2029 100% of option shares scheduled to vest on this date
RSU vesting start reference After February 20, 2026 1/16 of RSUs vest on each quarterly vesting date following this date
restricted stock units ("RSUs") financial
"The reported securities are represented by restricted stock units ("RSUs")."
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
contingent right financial
"Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock."
quarterly vesting dates financial
"1/16 of the RSUs will be scheduled to vest on each of Issuer's quarterly vesting dates"
exercise price financial
"conversion_or_exercise_price: "4.3800""
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
stock options (Right to Buy) financial
"security_title: "Stock Options (Right to Buy)""
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
WEBB SHELLEY

(Last)(First)(Middle)
C/O AURORA INNOVATION, INC.
1654 SMALLMAN STREET

(Street)
PITTSBURGH PENNSYLVANIA 15222

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Aurora Innovation, Inc. [ AUR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
See Remarks
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/23/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock03/23/2026A436,920(1)A$01,198,807D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Options (Right to Buy)$4.3803/23/2026A200,000 (2)03/23/2036Class A Common Stock200,000$0200,000D
Explanation of Responses:
1. The reported securities are represented by restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock. 1/16 of the RSUs will be scheduled to vest on each of Issuer's quarterly vesting dates following February 20, 2026, rounding down to the nearest whole share, subject to the reporting person's continued service through each such date.
2. One hundred percent (100%) of the shares subject to the option will be scheduled to vest on February 20, 2029, subject to the reporting person's continued service through such date.
Remarks:
Reporting person's title: Chief Legal Officer and Secretary
/s/ Yijun Han, Attorney-in-fact for Shelley Webb03/30/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What equity awards did Shelley Webb receive from Aurora Innovation (AUR)?

Shelley Webb received a grant of 436,920 restricted stock units and 200,000 stock options from Aurora Innovation. The RSUs convert into Class A shares as they vest, while the options allow her to buy shares at a fixed exercise price of $4.38.

How do the 436,920 RSUs granted to Shelley Webb at Aurora Innovation (AUR) vest?

The 436,920 RSUs vest in 16 equal quarterly installments after February 20, 2026. On each company quarterly vesting date, 1/16 of the RSUs is scheduled to vest, subject to Webb’s continued service with Aurora Innovation through each vesting date.

What are the terms of Shelley Webb’s 200,000 stock options at Aurora Innovation (AUR)?

Shelley Webb’s 200,000 stock options have an exercise price of $4.38 per share and relate to Class A Common Stock. All option shares are scheduled to vest on February 20, 2029, provided she continues to serve Aurora Innovation through that date.

How many Aurora Innovation (AUR) shares does Shelley Webb hold after these grants?

After the reported awards, Shelley Webb directly holds 1,198,807 shares of Aurora Innovation Class A Common Stock. This figure reflects her updated position following the grant of 436,920 RSUs reported in the Form 4 filing data.

Are Shelley Webb’s equity awards at Aurora Innovation (AUR) tied to continued service?

Yes. The RSUs only vest in 16 quarterly installments after February 20, 2026 if she continues serving through each date. The 200,000 stock options fully vest on February 20, 2029, also contingent on Shelley Webb’s continued service with Aurora Innovation.
Aurora Innovation Inc

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Information Technology Services
Services-computer Integrated Systems Design
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United States
PITTSBURGH