Broadcom Inc. (AVGO) notice: insider to sell 2,968 shares after restricted stock lapse

Rhea-AI Filing Summary

Broadcom Inc. notice of proposed sale of 2,968 shares of Common Stock under an equity compensation lapse.

The filing also lists prior transactions in the past three months: 36,292 shares sold on 03/17/2026 for $11,671,564.00 and 2,048 shares sold on 06/16/2026 for $782,266.00.

Insights

Securities Compliance Counsel

Rule 144 notice records a small planned resale tied to restricted stock lapse.

The filing lists 2,968 shares to be sold and identifies the transaction as an Equity Compensation event labeled "Restricted Stock Lapse." This indicates shares became transferable under compensation terms.

Cash‑flow treatment and resale timing are not detailed in the excerpt; subsequent transaction reports or broker notices would show actual sales.

Key Figures

Planned resale: 2,968 shares Prior sale 1: 36,292 shares Prior sale 2: 2,048 shares

3 metrics

Planned resale 2,968 shares listed as Securities To Be Sold (Restricted Stock Lapse)

Prior sale 1 36,292 shares sold on 03/17/2026 for $11,671,564.00

Prior sale 2 2,048 shares sold on 06/16/2026 for $782,266.00

Key Terms

Restricted Stock Lapse, Equity Compensation, Securities Sold During The Past 3 Months

3 terms

Restricted Stock Lapse regulatory

"Common | 06/16/2026 | Restricted Stock Lapse - See Remarks"

Equity Compensation financial

"06/16/2026 | Equity Compensation"

Equity compensation is pay given to employees, executives or contractors in the form of company ownership—such as stock, stock options or restricted shares—rather than just cash. It matters to investors because it can align workers' incentives with shareholders (like paying someone in slices of the same pie they help grow), but it also increases the number of shares outstanding and company expenses, affecting ownership percentages and earnings per share.

Securities Sold During The Past 3 Months regulatory

"144: Securities Sold During The Past 3 Months"

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab & Co., Inc. 3000 Schwab Way Westlake TX 76262	2968	1172573.00	4757580198	06/17/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/16/2026	Restricted Stock Lapse - See Remarks	Broadcom Inc.			2968	06/16/2026	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Kirsten M. Spears 3421 HILLVIEW AVENUE PALO ALTO CA 94304	Broadcom Inc.	03/17/2026	36292	11671564.00
Kirsten M. Spears 3421 HILLVIEW AVENUE PALO ALTO CA 94304	Broadcom Inc.	06/16/2026	2048	782266.00

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Broadcom's (AVGO) Form 144 filing report?

It reports a proposed sale of 2,968 Common shares under an equity compensation lapse. The filing also lists prior sales of 36,292 shares on 03/17/2026 and 2,048 shares on 06/16/2026, with dollar amounts included.

Who appears as the seller in the AVGO Form 144 excerpt?

The excerpt shows transactions associated with Kirsten M. Spears in two prior sales and a listed equity compensation lapse. The filing text names Kirsten M. Spears alongside the reported past sales and the planned 2,968‑share event.

How many shares were sold in the past three months for AVGO in this filing?

The filing lists two recent dispositions: 36,292 shares on 03/17/2026 and 2,048 shares on 06/16/2026. Reported proceeds were $11,671,564.00 and $782,266.00 respectively, as shown in the excerpt.

Does the Form 144 excerpt state proceeds will go to Broadcom (AVGO)?

No explicit proceeds recipient is stated for the planned 2,968‑share sale in the provided excerpt. The document labels the event as "Equity Compensation" and "Restricted Stock Lapse," without specifying cash‑flow treatment.

What does 'Restricted Stock Lapse' mean in this filing context?

It indicates restricted shares became transferable under the award's terms, enabling resale under applicable resale rules. The excerpt ties the 2,968‑share entry to a "Restricted Stock Lapse" classification.