Mark Brazeal files to sell 4,825 Broadcom shares (NASDAQ: AVGO)

Rhea-AI Filing Summary

Mark David Brazeal reported a proposed sale of 4,825 shares of Common Stock of Broadcom Inc. on 06/16/2026, described as a Restricted Stock Lapse - See Remarks.

The filing also lists prior sales of 50,488 shares on 03/17/2026 (value $16,236,987.00) and 3,327 shares on 06/16/2026 (value $1,270,465.00).

Insights

Corporate Governance Analyst

Notice shows an insider resale tied to equity-compensation vesting.

The filing lists a proposed disposition of 4,825 shares described as a Restricted Stock Lapse, indicating shares became freely tradable due to vesting or restriction lapse on 06/16/2026. The broker appears as Charles Schwab & Co., Inc..

Prior transactions of 50,488 shares on 03/17/2026 and 3,327 shares on 06/16/2026 are shown with reported values. Cash‑flow treatment and any trading plan are not detailed in the excerpt; subsequent filings may provide additional context.

Key Figures

Proposed sale: 4,825 shares Prior sale: 50,488 shares Prior sale: 3,327 shares

3 metrics

Proposed sale 4,825 shares Restricted Stock Lapse on <date>06/16/2026</date>

Prior sale 50,488 shares Sold on <date>03/17/2026</date>, value <money>$16,236,987.00</money>

Prior sale 3,327 shares Sold on <date>06/16/2026</date>, value <money>$1,270,465.00</money>

Key Terms

Restricted Stock Lapse, Form 144, Equity Compensation

3 terms

Restricted Stock Lapse financial

"Restricted Stock Lapse - See Remarks"

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Equity Compensation financial

"Equity Compensation"

Equity compensation is pay given to employees, executives or contractors in the form of company ownership—such as stock, stock options or restricted shares—rather than just cash. It matters to investors because it can align workers' incentives with shareholders (like paying someone in slices of the same pie they help grow), but it also increases the number of shares outstanding and company expenses, affecting ownership percentages and earnings per share.

FAQ

What does Mark David Brazeal's Form 144 for AVGO disclose?

It discloses a proposed sale of 4,825 shares of Broadcom common stock on 06/16/2026, labeled as a Restricted Stock Lapse. The form also reports prior sales of 50,488 and 3,327 shares on 03/17/2026 and 06/16/2026.

How large were the prior reported sales in the filing?

The filing lists two prior transactions: 50,488 shares on 03/17/2026 with value $16,236,987.00, and 3,327 shares on 06/16/2026 with value $1,270,465.00. These figures are shown in the excerpt.

Does the Form 144 specify why shares are being sold?

The filing characterizes the planned disposition as a Restricted Stock Lapse, which implies restrictions ended and shares became eligible for sale on 06/16/2026. The excerpt does not state additional reasons or proceeds allocation.

Who is listed as the broker or intermediary on the filing?

The excerpt lists Charles Schwab & Co., Inc. at 3000 Schwab Way, Westlake, TX, as the brokered securities intermediary associated with the transaction. No further broker instructions or methods are provided in the excerpt.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Available on EDGAR 06/17/2026 - 05:04 PM Accepted by SEC EDGAR 06/17/2026 - 05:04 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab & Co., Inc. 3000 Schwab Way Westlake TX 76262	4825	1905454.00	4757580198	06/17/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/16/2026	Restricted Stock Lapse - See Remarks	Broadcom Inc.			4825	06/16/2026	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Mark David Brazeal 3421 HILLVIEW AVENUE PALO ALTO CA 94304	Broadcom Inc.	03/17/2026	50488	16236987.00
Mark David Brazeal 3421 HILLVIEW AVENUE PALO ALTO CA 94304	Broadcom Inc.	06/16/2026	3327	1270465.00

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)