Broadcom Inc. (NASDAQ: AVGO) affiliate sells multiple tranches including 8,000 RSU lapse

Rhea-AI Filing Summary

Broadcom Inc. reported affiliate sales of Common stock via a Form 144 notice. The filing lists an intended sale of 8,000 shares tied to an RSU / PSU lapse on 03/15/2026 and four reported dispositions by S. Ram Velaga on 03/16/2026, 03/17/2026, 04/08/2026, and 04/09/2026 with the share counts and proceeds shown in the filing.

Insights

Securities Compliance Analyst

Form 144 lists planned and completed affiliate sales by S. Ram Velaga.

The filing shows an intended sale of 8,000 shares following an RSU/PSU lapse on 03/15/2026. Separate disposition lines list sales on 03/16/2026, 03/17/2026, 04/08/2026, and 04/09/2026 with per‑line share counts and dollar proceeds.

These entries are routine Section 144 notifications for affiliate transactions. Cash‑flow treatment and whether sales were under a trading plan are not stated in the excerpt; subsequent filings may provide additional context.

Key Figures

Intended sale: 8,000 shares Disposition 03/16/2026: 25,538 shares Disposition 03/17/2026: 38,841 shares +2 more

5 metrics

Intended sale 8,000 shares RSU / PSU lapse on 03/15/2026

Disposition 03/16/2026 25,538 shares Proceeds listed $8,327,831.00 on 03/16/2026

Disposition 03/17/2026 38,841 shares Proceeds listed $12,491,277.00 on 03/17/2026

Disposition 04/08/2026 12,955 shares Proceeds listed $4,560,449.00 on 04/08/2026

Disposition 04/09/2026 17,260 shares Proceeds listed $6,077,563.00 on 04/09/2026

Key Terms

Form 144, RSU / PSU lapse, Proceeds

3 terms

Form 144 regulatory

"lists affiliate sales and proposed securities dispositions"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

RSU / PSU lapse financial

"RSU / PSU Lapse 03/15/2026 indicating vested/vesting event"

Proceeds financial

"numeric dollar amounts shown adjacent to each disposition line"

FAQ

What does Broadcom's (AVGO) Form 144 disclose?

It discloses affiliate sales of Common stock by S. Ram Velaga, including an intended sale of 8,000 shares tied to an RSU/PSU lapse on 03/15/2026. The filing also lists four completed dispositions with share counts and proceeds.

How many shares did S. Ram Velaga sell on 03/16/2026 for AVGO?

The filing shows a sale of 25,538 shares on 03/16/2026 with proceeds listed as $8,327,831.00. This is the per‑line figure reported in the Form 144 excerpt.

What were the proceeds reported for the 03/17/2026 AVGO sale?

The excerpt lists a sale of 38,841 shares on 03/17/2026 with proceeds of $12,491,277.00. These numbers appear as reported for that disposition line.

Were there additional Broadcom (AVGO) sales in April 2026?

Yes. The filing shows a sale of 12,955 shares on 04/08/2026 with proceeds $4,560,449.00, and 17,260 shares on 04/09/2026 with proceeds $6,077,563.00 as listed.

Does the Form 144 say who receives the sale proceeds?

The excerpt lists transaction proceeds per disposition lines but does not state who receives the cash or describe uses of proceeds. The filing text provided does not attach a recipient for proceeds.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/10/2026 - 04:51 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002103553
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Broadcom Inc.
SEC File Number	001-38449
Address of Issuer	3421 HILLVIEW AVENUE PALO ALTO CALIFORNIA 94304
Phone	650-427-6000
Name of Person for Whose Account the Securities are To Be Sold	Velaga S. Ram
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab & Co., Inc. 3000 Schwab Way Westlake TX 76262	8000	2964179.00	4734668184	04/10/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/15/2026	RSU / PSU Lapse	Broadcom Inc.			8000	03/15/2026	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
S. Ram Velaga 3421 HILLVIEW AVENUE PALO ALTO CA 94304	Broadcom Inc.	03/16/2026	25538	8327831.00
S. Ram Velaga 3421 HILLVIEW AVENUE PALO ALTO CA 94304	Broadcom Inc.	03/17/2026	38841	12491277.00
S. Ram Velaga 3421 HILLVIEW AVENUE PALO ALTO CA 94304	Broadcom Inc.	04/08/2026	12955	4560449.00
S. Ram Velaga 3421 HILLVIEW AVENUE PALO ALTO CA 94304	Broadcom Inc.	04/09/2026	17260	6077563.00

144: Remarks and Signature

Remarks
Date of Notice	04/10/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	S. Ram Velaga
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)