[144] Broadcom Inc. SEC Filing

Rhea-AI Filing Summary

Broadcom Inc. notice of a proposed sale of 33,194 shares of Common Stock, listed as resulting from an RSU/PSU lapse with an effective date of 03/16/2026.

The filing also reports prior sales by Mark David Brazeal on 12/16/2025 (24,527 shares, $8,361,499.00), 12/17/2025 (38,281 shares, $12,542,609.00), 12/26/2025 (25,921 shares, $9,126,069.00), and 01/06/2026 (30,000 shares, $10,413,692.00).

Insights

Equity Compliance Analyst

Administrative resale notice for lapse-related equity.

The filing documents a proposed sale of 33,194 shares due to an RSU/PSU lapse dated 03/16/2026. This is an affiliate resale notice under Rule 144-style procedures rather than an operational or financing event.

Cash‑flow treatment and method of sale are not stated in the excerpt; prior sale dates and amounts by the reporting person are listed, which provide recent transaction history but do not change corporate capital structure.

Corporate Counsel (Securities)

Routine compliance disclosure without material corporate impact.

The notice identifies the source of the shares as an equity compensation lapse (RSU/PSU). It lists concrete prior dispositions by Mark David Brazeal with dates and share/amount figures, which are disclosure-level details for affiliate transactions.

Because this is a resale notice, timing and sale mechanics are conditioned by market and regulatory processes; subsequent filings would be needed for sale completion details.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab & Co., Inc. 3000 Schwab Way Westlake TX 76262	33194	10824703.00	4734668184	03/16/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/16/2026	RSU / PSU Lapse - See Remarks	Broadcom Inc.			33194	03/16/2026	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Mark David Brazeal 3421 HILLVIEW AVENUE PALO ALTO CA 94304	Broadcom Inc.	12/16/2025	24527	8361499.00
Mark David Brazeal 3421 HILLVIEW AVENUE PALO ALTO CA 94304	Broadcom Inc.	12/17/2025	38281	12542609.00
Mark David Brazeal 3421 HILLVIEW AVENUE PALO ALTO CA 94304	Broadcom Inc.	12/26/2025	25921	9126069.00
Mark David Brazeal 3421 HILLVIEW AVENUE PALO ALTO CA 94304	Broadcom Inc.	01/06/2026	30000	10413692.00

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)