Broadcom Inc. (NASDAQ: AVGO) proposes sale of 23,862 RSU/PSU shares

Rhea-AI Filing Summary

Broadcom Inc. filed a Form 144 proposing the sale of 23,862 shares of Common Stock upon RSU/PSU lapse.

The filing lists Charles Schwab & Co., Inc. as the broker and is dated 03/16/2026. The record shows recent dispositions by Kirsten M. Spears in the prior three months: 2,379, 3,714 and 30,000 shares on 12/16/2025, 12/17/2025 and 12/31/2025, respectively.

Insights

Securities Attorney

Form 144 notifies the SEC of a proposed Rule 144 sale tied to equity compensation lapse.

Form 144 is a procedural notice for proposed sales by affiliates or insiders under Rule 144. The filing cites an RSU/PSU lapse as the disposition trigger and names Charles Schwab & Co., Inc. as the broker on 03/16/2026.

Timing and execution details are not provided here; the ultimate sale depends on compliance with Rule 144 conditions and broker execution. Subsequent filings will show consummation or further dispositions.

Equity Markets Analyst

Disclosed recent insider sales include three transactions by Kirsten M. Spears totaling 37,093 shares in December 2025.

The excerpt lists prior dispositions of 2,379, 3,714 and 30,000 shares with dollar proceeds recorded against each trade. These historical sales are recordkeeping items and do not by themselves change company fundamentals.

Watch subsequent Form 4/Form 5 or broker reports for completed transaction details; cash‑flow treatment and exact execution timing are not shown in this excerpt.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab & Co., Inc. 3000 Schwab Way Westlake TX 76262	23862	7781149.00	4734668184	03/16/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/16/2026	RSU / PSU Lapse - See Remarks	Broadcom Inc.			23862	03/16/2026	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Kirsten M. Spears 3421 HILLVIEW AVENUE PALO ALTO CA 94304	Broadcom Inc.	12/16/2025	2379	811044.00
Kirsten M. Spears 3421 HILLVIEW AVENUE PALO ALTO CA 94304	Broadcom Inc.	12/17/2025	3714	1217396.00
Kirsten M. Spears 3421 HILLVIEW AVENUE PALO ALTO CA 94304	Broadcom Inc.	12/31/2025	30000	10434650.00

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Broadcom's (AVGO) Form 144 report say?

The Form 144 reports a proposed sale of 23,862 common shares tied to an RSU/PSU lapse, with Charles Schwab & Co. listed as broker on 03/16/2026. It notifies the SEC of an intended sale under Rule 144.

Who recently sold Broadcom (AVGO) shares according to the filing?

The filing records recent dispositions by Kirsten M. Spears: 2,379 shares on 12/16/2025, 3,714 shares on 12/17/2025, and 30,000 shares on 12/31/2025, with dollar proceeds shown for each trade.

Does the Form 144 confirm the sale has occurred for AVGO shares?

No. The Form 144 is a notice of a proposed sale under Rule 144 dated 03/16/2026. It does not, by itself, confirm consummation; later filings would disclose completed transactions.

What broker is listed for the proposed AVGO sale?

The filing lists Charles Schwab & Co., Inc. as the broker for the proposed sale, with the transaction date recorded as 03/16/2026. The excerpt does not provide execution details.