Anteris Technologies investor L1 Capital sells 495,189 shares

L1 Capital Pty Ltd, a ten percent owner of Anteris Technologies Global Corp., reported indirect sales of 14,581 and 480,608 shares of common stock on August 5 and 4, 2026 at prices of $8.23 and in a $8.29–$8.30 range, respectively.

Rhea-AI Filing Summary

L1 Capital Pty Ltd, a ten percent owner of Anteris Technologies Global Corp., reported indirect sales of 14,581 and 480,608 shares of common stock on August 5 and 4, 2026 at prices of $8.23 and in a $8.29–$8.30 range, respectively.

The shares are held through multiple L1-managed funds. After these transactions, entities controlled by L1 Capital indirectly owned 5,359,470 CHESS Depository Interests, each representing one underlying share of common stock exchangeable within 60 days. The trades were not marked as pursuant to a Rule 10b5-1 trading plan.

Insider Trade Summary

Net Seller: 495,189 shares

Net Sell 3 txns

Insider L1 Capital Pty Ltd

Role 10% Owner

Sold 495,189 shs ($4.11M)

Type	Security	Shares	Price	Value
Sale	Common Stock F1, F2	14,581	$8.23	$120K
Sale	Common Stock F1, F3, F2	480,608	$8.30	$3.99M
holding	CHESS Depository Interests F1, F4, F5, F2	--	--	--

Holdings After Transaction: Common Stock — 5,613,721 shares (Indirect, See footnote); CHESS Depository Interests — 5,359,470 contracts (Indirect, See footnote)

Footnotes (5)

1. F1. In submitting this Form 4, the Reporting Person does not admit that it is obligated to file ownership reports under the Securities Exchange Act of 1934 since it is exempt under Rule 16a-2.
2. F2. The shares are owned by the L1 Long Short Fund Limited, the L1 Capital Long Short Fund, the L1 Capital Long Short (Master) Fund, L1 Capital Global Long Short (Master) Fund, L1 Capital Global Long Short Fund, L1 Capital Global Long Short (AUD Offshore) Fund and L1 Global Long Short Fund Limited, all controlled and managed by L1 Capital Pty Ltd.
3. F3. The shares were sold in multiple transactions at prices ranging from $8.29 - $8.30. Upon request, full information regarding the number of shares sold at each separate price can be provided.
4. F4. The CHESS Depository Interests represent one underlying share of the Issuers common stock and are exchangeable for shares of the Issuers common stock within 60 days.
5. F5. Not applicable

Key Figures

Shares sold on 2026-08-05: 14581 shares at $8.2300 per share Shares sold on 2026-08-04: 480608 shares at $8.29–$8.30 per share Total shares sold: 495189 shares +1 more

4 metrics

Shares sold on 2026-08-05 14581 shares at $8.2300 per share Indirect sale of Anteris Technologies common stock on August 5, 2026

Shares sold on 2026-08-04 480608 shares at $8.29–$8.30 per share Indirect sale of Anteris Technologies common stock in multiple transactions on August 4, 2026

Total shares sold 495189 shares Aggregate common shares sold indirectly by L1-managed funds across reported transactions

Indirect holdings via CHESS Depository Interests 5359470 underlying common shares Common shares represented by CHESS Depository Interests indirectly owned after the reported sales

Key Terms

CHESS Depository Interests, Rule 16a-2, Securities Exchange Act of 1934, Rule 10b5-1

4 terms

CHESS Depository Interests financial

"The CHESS Depository Interests represent one underlying share of the Issuers common stock"

CHESS depository interests are tradable certificates on the Australian market that represent ownership of underlying foreign or non-Australian shares held by a custodian, while the actual shares remain registered overseas. They let local investors buy, sell and receive entitlements from those overseas securities as if they were domestic shares — like holding a parking pass for a car kept in another city — and matter because they simplify trading, settlement and dividend access.

Rule 16a-2 regulatory

"it is exempt under Rule 16a-2 under the Securities Exchange Act of 1934"

Securities Exchange Act of 1934 regulatory

"ownership reports under the Securities Exchange Act of 1934 since it is exempt"

Rule 10b5-1 regulatory

"The trades were not marked as pursuant to a Rule 10b5-1 trading plan"

Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider share sales did L1 Capital report for AVR in this Form 4?

L1 Capital reported indirect sales of 495,189 Anteris Technologies common shares, consisting of 14,581 shares at $8.23 on August 5, 2026 and 480,608 shares in multiple trades between $8.29–$8.30 on August 4, 2026.

How many Anteris Technologies (AVR) shares does L1 Capital still hold indirectly?

Entities controlled by L1 Capital indirectly hold 5,359,470 CHESS Depository Interests, each representing one underlying share of Anteris Technologies common stock. These interests are reported as exchangeable for common shares within 60 days of the report date.

Were L1 Capital’s AVR trades executed under a Rule 10b5-1 trading plan?

No. The filing’s Rule 10b5-1 checkbox is not marked as affirmative, so the reported L1 Capital sales of Anteris Technologies common stock are not identified as being made pursuant to a pre-arranged Rule 10b5-1 trading plan.

Through which entities are AVR shares owned according to L1 Capital’s Form 4?

The shares are owned by several funds, including L1 Long Short Fund Limited and multiple L1 Capital Long Short and L1 Capital Global Long Short funds, all of which are described as being controlled and managed by L1 Capital Pty Ltd.

What are CHESS Depository Interests in relation to Anteris Technologies (AVR) stock?

The filing states that each CHESS Depository Interest represents one underlying share of Anteris Technologies common stock and is exchangeable within 60 days for common shares, linking the CDI holdings directly to the company’s ordinary equity.

What disclaimer does L1 Capital make about its reporting obligations for AVR?

L1 Capital notes it does not admit it is obligated to file ownership reports under the Securities Exchange Act of 1934, citing an exemption under Rule 16a-2, even though it has submitted this Form 4 regarding Anteris Technologies.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Available on EDGAR 08/06/2026 - 06:48 AM Accepted by SEC EDGAR 08/06/2026 - 06:48 AM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

L1 Capital Pty Ltd

(Last) (First) (Middle)

LEVEL 45

101 COLLINS STREET

(Street)

MELBOURNE VIC 3000 00000

(City) (State) (Zip)

AUSTRALIA

(Country)

2. Issuer Name and Ticker or Trading Symbol
Anteris Technologies Global Corp. [ AVR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/04/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock(1)	08/04/2026		S		480,608	D	$8.3(3)	5,628,302	I	See footnote(2)
Common Stock(1)	08/05/2026		S		14,581	D	$8.23	5,613,721	I	See footnote(2)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
CHESS Depository Interests(1)(4)	(4)							(4)	(5)	Common Stock	5,359,470		5,359,470	I	See footnote(2)

Explanation of Responses:

1. In submitting this Form 4, the Reporting Person does not admit that it is obligated to file ownership reports under the Securities Exchange Act of 1934 since it is exempt under Rule 16a-2.

2. The shares are owned by the L1 Long Short Fund Limited, the L1 Capital Long Short Fund, the L1 Capital Long Short (Master) Fund, L1 Capital Global Long Short (Master) Fund, L1 Capital Global Long Short Fund, L1 Capital Global Long Short (AUD Offshore) Fund and L1 Global Long Short Fund Limited, all controlled and managed by L1 Capital Pty Ltd.

3. The shares were sold in multiple transactions at prices ranging from $8.29 - $8.30. Upon request, full information regarding the number of shares sold at each separate price can be provided.

4. The CHESS Depository Interests represent one underlying share of the Issuers common stock and are exchangeable for shares of the Issuers common stock within 60 days.

5. Not applicable

	/s/ Joel Arber, Director	08/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)