Every Form 4 that Amer States Wtr Co (AWR) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow AWR and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full AWR filings page.
AMERICAN STATES WATER CO (AWR) reported an insider sale by director Anne M. Holloway. On 2026-08-19, she sold 900 Common Shares in an open-market or private transaction at $88.855 per share. After this sale, she directly holds 38,517.8984 Common Shares of AWR.
AMERICAN STATES WATER CO director Anne M. Holloway sold 662 Common Shares in an open-market transaction. The weighted average sale price was $75.581 per share, with individual trades ranging from $75.355 to $75.645. After this sale, she directly holds 39,417.8984 shares.
HOLLOWAY ANNE M reported acquisition or exercise transactions in this Form 4 filing.
AMERICAN STATES WATER CO director Anne M. Holloway reported multiple equity awards of common shares, not open-market purchases. On November 14, 2025 she received 135.3633 common shares at $74.5900 per share. On February 23, 2026 she received 138.2990 shares at $73.5000 per share. She then received 134.8087 shares on May 18, 2026 and 526.8704 shares on May 19, 2026, both at $75.9200 per share, as compensation-related grants. Following the latest award, she directly holds 40,079.8984 common shares. This amended Form 4 corrects the original transaction code from a purchase to an award and notes the transaction was exempt from Section 16(b) under Rule 16b-3.
AMERICAN STATES WATER CO director Anne M. Holloway reported open-market purchases of the company’s common shares and a small technical adjustment. She bought 526.8704 shares at $75.92 per share on May 19, 2026, 134.8087 shares at $75.92 on May 18, 2026, 138.2990 shares at $73.50 on February 23, 2026, and 135.3633 shares at $74.59 on November 14, 2025, all recorded as open-market purchases. A separate 0.3341-share disposition on November 14, 2025 was labeled a disposition to the issuer and is footnoted as an adjustment due to partial shares. After these transactions, her directly held position is 40,079.8984 common shares.
AMERICAN STATES WATER CO director Diana M. Bonta reported routine share-related compensation transactions rather than open-market trading. On May 19, 2026, she acquired 526.8704 Common Shares at an indicated value of $75.92 per share as a grant or award. Earlier A-code entries from 2025 and early 2026 show additional small acquisitions of between roughly 3 and 23 shares, also categorized as grants or awards at fair market value. The filing also records a very small D-code disposition of 0.3341 share back to the issuer, described as an adjustment due to partial shares. Following the most recent grant, Bonta directly holds 17,133.1724 Common Shares, indicating these events modestly increase her overall equity position.
American States Water director Steven D. Davis received 526.8704 common shares as an equity award on May 19, 2026 at $75.9200 per share. This compensation-related grant increased his direct holdings to 4836.1990 shares.
The Form 4 also reports two prior small adjustments: a grant of 3.4182 shares on September 3, 2025 at $73.5200 per share and a disposition of 0.3341 shares to the issuer on February 14, 2026, described as an adjustment for partial shares. No derivative securities are reported, and all holdings shown are direct common shares.
AMERICAN STATES WATER CO director Thomas A. Eichelberger reported equity compensation and minor share adjustments. On May 19, 2026, he received a grant of 526.8704 Common Shares at $75.92 per share, bringing his direct holdings to 8,997.1990 Common Shares.
The filing also shows a small disposition of 0.3341 Common Shares to the issuer on February 14, 2026 with no stated price, and an earlier award of 3.4182 Common Shares at $73.52 on September 3, 2025, noted as units credited at fair market value and adjusted for partial shares.
AMERICAN STATES WATER CO director Roger M. Ervin reported routine equity compensation activity and a small share adjustment. On May 19, 2026, he received a grant of 526.8704 Common Shares at $75.9200 per share as a non-derivative award. Earlier entries show a small grant of 3.4182 Common Shares at $73.5200 per share on September 3, 2025 and a tiny 0.047-share disposition back to the issuer on February 14, 2026 labeled as a disposition to issuer. After these transactions, Ervin directly holds 2,060.199 Common Shares, with no remaining derivative positions disclosed.
AMERICAN STATES WATER CO director Mary Ann Hopkins reported routine equity compensation activity in Common Shares. On May 19, 2026, she received a grant of 526.8704 shares at $75.92 per share, bringing her direct holdings to 4,710.6444 shares.
The filing also shows a very small disposition of 0.0470 shares to the issuer on February 14, 2026, and a prior grant of 3.4182 shares at $73.52 on September 3, 2025. These transactions reflect fractional share adjustments and stock-based awards rather than open‑market trading.
American States Water Co director Caroline Ann Winn reported routine equity compensation activity. She received a grant of 526.8704 common shares at a reference price of $75.92 per share, increasing her directly held stake to 1,610.199 shares.
The filing also shows a tiny earlier adjustment, where 0.047 share was returned to the issuer at no stated price, plus a prior grant of 3.4182 shares at $73.52. All transactions involve common shares held directly, with no derivative positions reported.
AMERICAN STATES WATER CO director Carl James Levin received a grant of 526.8704 Common Shares on May 19, 2026 at $75.92 per share. These are compensation-related award shares, not an open-market purchase. Following the grant, he directly holds 7,202.8718 Common Shares.
American States Water Company reported an insider share sale by SVP of Operations Paul J. Rowley. On May 15, 2026, Rowley executed an open-market sale of 1,304 Common Shares at $76.05 per share. Following this transaction, he directly holds 6,520.1735 Common Shares.
AMERICAN STATES WATER CO senior vice president of ASUS Christopher H. Connor reported a series of compensation-related stock movements. On March 12, 2026, he was awarded common shares, including 1,664.7044 shares at $74.44 per share and another 1,124-share grant, plus a small 11.9265-share credit at fair market value.
On March 13, 2026, the company withheld 424.1398, 108.5382, and 103.1643 common shares at $74.44 per share to satisfy tax liabilities, all classified as tax-withholding dispositions rather than market sales. A small 3.25-share disposition to the issuer occurred on March 5, 2026. Following these transactions, Connor directly holds 6,206.6136 common shares.
American States Water Co vice president Jon Pierotti reported a mix of stock awards and mechanistic share dispositions. On March 12, 2026, he received grants of 770.0000 and 630.3250 common shares, plus smaller awards earlier in the month, as part of compensation and benefit programs.
On March 13, 2026, 259.5680, 104.0658, and 98.4976 common shares were disposed of under code F at $74.4400 per share to satisfy tax liabilities, and 3.0471 shares were returned to the issuer, all non‑market transactions. Following these entries, he holds 3698.5542 common shares directly and 369.1676 shares indirectly through a 401k account.
AMERICAN STATES WATER CO President & CEO Robert J. Sprowls reported routine equity compensation and tax-related share withholdings. On March 12, 2026, he received several common share awards, including 17,693.2752 shares at $74.44 per share and a 7,362-share grant at no cost, plus smaller plan-related additions.
To satisfy tax liabilities, 9,000.6863, 717.8400 and 710.0818 common shares were withheld on March 13, 2026 at $74.44 per share, classified as tax-withholding dispositions rather than open-market sales. After these transactions, he holds 218,540.4468 common shares directly and 531.9110 shares indirectly through a 401(k).
AMERICAN STATES WATER CO Senior Vice President and CFO Eva G. Tang reported a series of routine equity compensation and related tax-withholding transactions. On March 12, 2026, she acquired 1,071.0000 common shares and 992.3577 common shares as grants, plus 276.0588 common shares credited to a 401(k) account and 11.4307 common shares under a dividend reinvestment update.
On March 13, 2026, a total of 400.8134, 113.2903, and 107.3366 common shares were withheld at prices around $74.44 per share to satisfy tax liabilities, which are not open-market sales. Following these transactions, she holds 41,910.7008 common shares directly and 9,043.0465 common shares indirectly through a 401(k) plan.
American States Water Company executive Sunil Pillai reported a series of equity compensation and related tax transactions in company common shares. On March 12, 2026, he acquired awards of 770.0000 and 630.3250 common shares, and on March 5, 2026 he received additional credited shares, including 423.7600 shares in a 401k account and 8.2130 directly.
To cover tax liabilities on these awards, 259.5680, 81.4483, and 77.0903 shares were withheld at prices around $74.4400 per share, and a small 2.5809-share disposition was made to the issuer. After these transactions, Pillai holds 5,870.7656 common shares directly and 2,439.5158 common shares indirectly through a 401k plan. The filing reflects routine compensation and tax-withholding activity, not open-market buying or selling.
American States Water Company vice president Gladys Farrow reported routine equity compensation activity, not open-market trading. On March 12, 2026, she acquired 770 and 715.4458 common shares as grants or awards, plus 8.2130 shares credited earlier on March 5, 2026.
To cover tax obligations, the company withheld 294.6205, 81.4483, and 77.0903 shares on March 13, 2026 through tax-withholding dispositions at $74.44 per share, and 1.9756 shares were returned to the issuer on March 5, 2026. These are compensation and tax events rather than discretionary market buys or sells.
American States Water VP of Asset Management Patrick Kubiak reported routine compensation-related share movements in March 2026. On March 5 and March 12, he acquired multiple grants of common shares at no cost or at stated fair market values as part of awards. On March 13, a total of 462.1314 common shares was disposed of through tax-withholding transactions at about $74.44 per share, and a very small additional amount was returned to the issuer to adjust partial shares. These are not open-market buys or sells but administrative transactions tied to equity compensation, and he continues to hold a direct ownership position in the company’s common shares.
AMERICAN STATES WATER CO Vice President Susan P. Miller reported routine equity compensation and related tax withholding transactions in company common shares. On March 12, 2026, she acquired 770.0000 and 1,147.5147 common shares as grants or awards, increasing her direct holdings.
On March 13, 2026, a total of 398.5324, 89.4592, and 84.6725 shares were disposed of as tax-withholding transactions to satisfy liabilities tied to these awards, not open-market sales. Earlier, on March 5, 2026, she received an additional 8.2130 shares and disposed of 2.0140 shares to the issuer. After these transactions, she directly owns 4,561.3370 common shares.
American States Water Company executive equity activity centered on compensation-related grants and tax withholding. SVP of Operations Paul J. Rowley received several awards of common shares, including 1,071 shares and 873.8351 shares on March 12, 2026, and 447.8041 shares credited to a 401(k) account on March 5, 2026. A small 11.4307-share award and a 1.5878-share disposition to the issuer also occurred on March 5, 2026. On March 13, 2026, a total of 580.4721 shares were withheld at $74.44 per share to satisfy tax liabilities, a non-market disposition that does not represent an open-market sale. Following these transactions, Rowley directly holds 7,824.1735 common shares and indirectly holds 4,649.7679 shares through a 401(k) plan.
AMERICAN STATES WATER CO vice president of water operations David R. Schickling reported a series of compensation-related stock transactions in March 2026. On March 12, he received grants totaling 770 and 630.325 common shares, with one grant priced at $74.44 per share. Earlier, on March 5, he acquired 8.213 shares at $75.46, 14.2532 shares through his 401(k), and had 1.6752 shares returned to the issuer.
To satisfy tax liabilities tied to these awards, 259.568, 81.4483, and 77.0903 shares were withheld on March 13 at $74.44 per share, all coded as tax-withholding dispositions rather than open-market sales. Following these transactions, one entry shows 3,238.5699 common shares held directly and 279.1985 shares held indirectly through a 401(k) account.
AMERICAN STATES WATER CO President & CEO Robert J. Sprowls reported a mix of share awards and a tax-related share withholding. On February 18, 2026, 510.6757 common shares were disposed of at $74.88 per share to satisfy a tax liability, as reflected in the footnotes.
Earlier grants and awards of common shares were reported on several 2025 dates, including 975.2554 shares on June 4, 2025 and 1,148.1481 shares on December 3, 2025, all classified as grant/award acquisitions rather than open-market purchases. After these transactions, Sprowls directly owned 202,720.4438 common shares.
American States Water Co (AWR) Sr. Vice President & CFO Eva G. Tang reported a series of routine equity transactions. She received several small grant/award acquisitions of common shares between June 2025 and December 2025, with individual awards such as 20.8241 and 24.5158 shares. On February 18, 2026, 86.0900 common shares at $74.88 per share were withheld to satisfy tax liability, classified as a tax-withholding disposition. After the most recent transaction, she directly owned 40,434.0935 common shares.
AMERICAN STATES WATER CO SVP of Operations Paul J. Rowley reported several stock-related transactions in company common shares. On February 18, 2026, 86.0900 shares were disposed of at $74.8800 per share as a tax-withholding disposition to satisfy tax liability on equity compensation, not an open-market sale.
Earlier, Rowley acquired small share awards: 11.5132 shares at $78.4400 on June 3, 2025, 13.3786 shares at $73.5200 on September 3, 2025, and 11.7524 shares at $72.8900 on December 2, 2025, all classified as grant or award acquisitions. After the February 2026 tax withholding, his directly owned holdings stood at 6449.9677 common shares.
AMERICAN STATES WATER CO vice president of water operations David R. Schickling reported several routine equity transactions in company common shares. On February 18, 2026, he had 61.9286 shares withheld at $74.88 per share to cover tax liabilities, leaving 2,249.8137 shares owned directly.
Earlier, he received small direct share awards of 8.2737 shares at $78.44 on June 3, 2025, 9.6141 shares at $73.52 on September 3, 2025, and 9.7637 shares at $72.89 on December 2, 2025. Footnotes state these grants reflect dividend equivalent rights units credited at fair market value and that the withheld shares were used to satisfy tax obligations rather than sold in the open market.
AMERICAN STATES WATER CO VP Environmental Quality Sunil Pillai reported multiple equity transactions in company common shares. On February 18, 2026, Pillai disposed of 61.9286 shares at $74.88 per share to cover tax liabilities through share withholding, leaving 4,805.8248 shares owned directly.
Earlier awards credited on June 3, 2025, September 3, 2025, and December 2, 2025 granted 8.2737, 9.6141, and 9.7637 shares, respectively, as stock-based compensation at fair market value. These awards increased direct holdings as of each grant date.
AMERICAN STATES WATER CO Vice President Jon Pierotti reported routine equity award activity and a tax withholding transaction in company stock. On February 18, 2026, 79.1255 common shares were disposed of at $74.88 per share to satisfy a tax liability, leaving 2,755.1947 shares held directly.
Earlier, Pierotti received three small common share grants as equity awards: 8.2737 shares at $78.44 on June 3, 2025, 9.6141 shares at $73.52 on September 3, 2025, and 9.7637 shares at $72.89 on December 2, 2025. Footnotes state these relate to dividend equivalent right units and tax withholding, indicating administrative, compensation-related transactions rather than open-market buying or selling.
AMERICAN STATES WATER CO Vice President Susan P. Miller reported small equity compensation transactions in company common shares. On February 18, 2026, she disposed of 68.0195 shares at $74.88 per share to cover tax withholding, a non‑open‑market transaction. Earlier, she received periodic share awards of 8.2737, 9.6141, and 9.7637 shares at grant-date fair market values, bringing her directly owned stake to about 3,210 shares.
AMERICAN STATES WATER CO VP of Asset Management Patrick Kubiak reported routine equity activity in company Common Shares. On 2026-02-18, 79.1255 shares at $74.88 were disposed of through a tax-withholding disposition to satisfy tax liability, leaving 3,135.7544 shares held directly.
Earlier grants/awards credited on 2025-06-03, 2025-09-03, and 2025-12-02 added 8.2737, 9.6141, and 9.7637 shares, respectively, as part of ongoing compensation, with all ownership reported as direct.
American States Water Co vice president of finance Gladys Farrow reported several routine equity transactions in company common shares. On February 18, 2026, 61.9286 shares were withheld at $74.88 per share to cover tax liabilities, leaving her with 9,903.5828 shares held directly.
The filing also records three small stock grant awards in 2025: 12.8490 shares on June 3 at $78.44, 9.6141 shares on September 3 at $73.52, and 9.7637 shares on December 2 at $72.89. These entries reflect a mix of share acquisitions through grants and a tax-withholding disposition rather than open-market buying or selling.
American States Water senior vice president Christopher H. Connor reported several equity-related transactions in company common shares. On June 3, 2025, September 3, 2025, and December 2, 2025, he acquired small amounts of common shares through grants or awards credited at fair market value.
On February 18, 2026, 82.5435 common shares were withheld at a price of $74.88 per share to satisfy a tax liability, classified as a tax-withholding disposition rather than an open-market sale. After these transactions, Connor directly held about 3,941.9107 common shares.
American States Water (AWR) reported an insider transaction by a director. On 11/11/2025, the director sold 528 common shares at a price of $75.90 per share. Following this sale, the director beneficially owned 39,144.891 shares, held directly.
Earlier entries show dividend-equivalent credits: 133.8311 shares on 08/15/2025 at $74.94 and 3.4182 shares on 09/03/2025 at $73.52, each reported as acquisitions.