Broker reports planned Bank of America sales (NYSE: BAC)

Rhea-AI Filing Summary

Bank of America reported planned dispositions via broker filings under Form 144. The excerpt lists multiple lots of common stock linked to compensation-related transfers with individual lot sizes such as 6,210 shares (04/21/2025), 5,988 shares (04/23/2024), and earlier lots dating back to 07/31/2013. The filing identifies Piper Sandler as the broker and records these securities as “Compensation” transfers to the issuer/broker relationship.

Insights

Securities Compliance Analyst

Form 144 entries document broker-handled compensation-related share dispositions.

These rows catalogue individual share lots titled "Compensation" and list execution dates, indicating transfers reported under resale notice procedures. The broker named is Piper Sandler, with entries spanning 2013 through 2025.

Timing, aggregate proceeds, and specific sellers are not provided in the excerpt; subsequent filings or broker confirmations would show execution status and cash-flow treatment.

Key Figures

Lot size: 6,210 shares Lot size: 5,988 shares Lot size: 7,956 shares +2 more

5 metrics

Lot size 6,210 shares dated 04/21/2025

Lot size 5,988 shares dated 04/23/2024

Lot size 7,956 shares dated 04/24/2023

Lot size 1,768 shares dated 06/17/2015

Broker address reference 800 Nicolett Mall Suite 900 Piper Sandler, Minneapolis

Key Terms

Form 144, Compensation, Issuer

3 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Compensation financial

"Compensatrion | Issuer | 6210 | 04/21/2025"

Issuer regulatory

"Compensation | Issuer | | | 6210"

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Available on EDGAR 06/22/2026 - 11:41 AM Accepted by SEC EDGAR 06/22/2026 - 11:41 AM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Piper Sandler 800 Nicolett Mall Suite 900 Minneapolis MN 55402-7020	100322	5671202.66	7100000000	06/22/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	04/22/2025	Compensatrion	Issuer			6210	04/21/2025	Compensation
Common	04/24/2024	Compensation	Issuer			5988	04/23/2024	Compensation
Common	04/25/2023	Compensation	Issuer			7956	04/24/2023	Compensation
Common	04/26/2022	Compensation	Issuer			5829	04/25/2022	Compensation
Common	04/20/2021	Compensation	Issuer			5580	04/19/2021	Compensation
Common	04/22/2020	Compensation	Issuer			9746	04/21/2020	Compensation
Common	04/24/2019	Compensation	Issuer			7077	04/23/2019	Compensation
Common	04/25/2018	Compensation	Issuer			7049	04/24/2018	Compensation
Common	04/26/2017	Compensation	Issuer			7115	04/25/2017	Compensation
Common	04/27/2016	Compensation	Issuer			11317	04/26/2016	Compensation
Common	05/06/2016	Compensatrion	Issuer			8347	05/05/2016	Compensation
Common	06/17/2015	Compensation	Issuer			1768	06/16/2015	Compensation
Common	05/07/2014	Compensation	Issuer			9188	05/06/2014	Compensation
Common	08/01/2013	Compensation	Issuer			7152	07/31/2013	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does this BAC Form 144 filing mean?

It records broker-noticed planned sales of Bank of America common stock tied to compensation transfers. The excerpt lists multiple dated lots and share counts, showing broker involvement and that the transfers are recorded as "Compensation" rather than open-market purchases.

Who is the broker listed on the filing for BAC transactions?

The broker identified is Piper Sandler, listed with its Minneapolis address. The filing rows show Piper Sandler as the handling broker for the reported compensation-related common stock lots across the dated entries.

How many shares are shown in the recent lots on this excerpt?

The excerpt shows individual lots such as 6,210 shares dated 04/21/2025 and 5,988 shares dated 04/23/2024. Several other dated lots from prior years are also listed with their respective share counts.

Does this Form 144 confirm completed sales for BAC?

No, the excerpt lists planned or reported lots under Form 144 notice but does not confirm execution or proceeds. Completion status and cash receipts are not shown and would require later trade confirmations or broker statements.