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Ball (NYSE: BALL) SVP Kathleen Pitre surrenders 2,161 shares for tax withholding

Filing Impact
(High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Ball Corp executive Kathleen Pitre reported a routine share withholding transaction related to equity compensation. On 01/31/2026, 2,161 shares of Ball common stock were deemed surrendered at $56.87 per share to cover tax liabilities from the vesting of restricted stock units.

After this withholding event, Pitre directly beneficially owned 47,432 shares of Ball common stock. She is an officer of the company, serving as SVP & President NCA, and filed the report as a single reporting person.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Pitre Kathleen

(Last) (First) (Middle)
9200 W. 108TH CIRCLE

(Street)
WESTMINSTER CO 80021

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
BALL Corp [ BALL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP & President NCA
3. Date of Earliest Transaction (Month/Day/Year)
01/31/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/31/2026 F 2,161(1) D $56.87 47,432 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares deemed surrendered in payment of tax liability resulting from vesting of restricted stock units.
/s/ Derek Redmond, attorney-in-fact to Ms. Pitre 02/02/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did BALL executive Kathleen Pitre report?

Kathleen Pitre reported a tax-related share withholding transaction. On 01/31/2026, 2,161 Ball Corp common shares were deemed surrendered at $56.87 per share to satisfy tax obligations arising from the vesting of restricted stock units awarded as compensation.

Did Kathleen Pitre of BALL sell shares on the open market?

The filing shows a tax withholding, not an open-market sale. 2,161 shares were deemed surrendered to cover tax liabilities from restricted stock unit vesting, a common administrative transaction when equity awards convert into shares for executives.

How many BALL shares does Kathleen Pitre own after this Form 4?

Following the reported transaction, Kathleen Pitre beneficially owned 47,432 shares of Ball Corp common stock directly. This figure reflects her holdings after 2,161 shares were withheld to satisfy tax liabilities tied to restricted stock unit vesting.

What was the price used for the BALL tax withholding shares?

The deemed surrender of 2,161 Ball Corp common shares for tax withholding was reported at a price of $56.87 per share. This per-share value is used solely for reporting the value of the shares applied to the related tax obligation.

What role does Kathleen Pitre hold at Ball Corp (BALL)?

Kathleen Pitre is an officer of Ball Corp, serving as SVP & President NCA. Her Form 4 identifies this executive title, confirming she is a senior leader subject to insider transaction reporting under U.S. securities regulations.

What does transaction code "F" mean in the BALL Form 4 filing?

Transaction code "F" indicates shares were withheld to pay taxes on equity awards. In this case, 2,161 Ball Corp shares were deemed surrendered to satisfy tax liabilities triggered by the vesting of restricted stock units granted to the executive.
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