STOCK TITAN

Ball Corp (NYSE: BALL) CFO granted 3,532 performance-based shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Ball Corporation senior vice president and chief financial officer Daniel J. Rabbitt reported the acquisition of 3,532 shares of Common Stock on 01/27/2026. These shares relate to performance-contingent restricted stock units granted on January 25, 2023, for which the Human Resources Committee determined performance achievement.

The underlying shares are scheduled to vest on January 31, 2026, subject to Mr. Rabbitt’s continued employment. Following this transaction, he beneficially owns 28,845.1642 shares of Ball Corporation Common Stock held directly. Each restricted stock unit corresponds to one share of common stock.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Rabbitt Daniel J.

(Last) (First) (Middle)
9200 W. 108TH CIRCLE

(Street)
WESTMINSTER CO 80021

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
BALL Corp [ BALL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
S.V.P & C.F.O
3. Date of Earliest Transaction (Month/Day/Year)
01/27/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/27/2026 A 3,532(1) A (2) 28,845.1642 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The Human Resources Committee determined on 01/27/2026 the achievement of the performance factors for the performance contingent restricted stock units granted on January 25, 2023. The shares will vest on January 31, 2026, subject to continued employment.
2. Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
/s/ Derek Redmond, attorney-in-fact for Mr. Rabbitt 01/28/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did BALL CFO Daniel J. Rabbitt report?

Daniel J. Rabbitt reported acquiring 3,532 Ball Corporation shares. The Form 4 shows an acquisition of 3,532 shares of Common Stock on 01/27/2026, tied to performance-contingent restricted stock units originally granted on January 25, 2023, with vesting in early 2026.

How many BALL shares does Daniel J. Rabbitt own after this Form 4?

After the reported transaction, Daniel J. Rabbitt beneficially owns 28,845.1642 shares. The Form 4 states that, following the 3,532-share acquisition, his directly held beneficial ownership in Ball Corporation Common Stock totals 28,845.1642 shares.

What triggered the 3,532-share award reported for BALL CFO Rabbitt?

The award was triggered by achievement of performance factors. On 01/27/2026, the Human Resources Committee determined performance achievement for performance-contingent restricted stock units granted on January 25, 2023, resulting in 3,532 underlying Ball Corporation shares being credited to Daniel J. Rabbitt.

When will Daniel J. Rabbitt’s BALL performance shares vest?

The related Ball Corporation shares are scheduled to vest on January 31, 2026. According to the footnote, vesting of the performance-contingent restricted stock units occurs on that date, provided Daniel J. Rabbitt remains continuously employed through the vesting date.

What does each restricted stock unit represent in BALL’s Form 4 filing?

Each restricted stock unit represents one Ball Corporation common share. The filing explains that every restricted stock unit corresponds to a contingent right to receive one share of Ball Corporation Common Stock, linking the equity award directly to the company’s common equity.

Is Daniel J. Rabbitt’s BALL share ownership direct or indirect?

The reported Ball Corporation share ownership is held directly. The Form 4 marks the ownership form as “D” for direct, indicating that the 28,845.1642 shares beneficially owned by Daniel J. Rabbitt are directly held rather than through an intermediary entity.
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