Ball VP awarded 2,824 performance-based shares

Ball Corporation VP and Global Head of Treasury Deron Goodwin reported an equity award tied to performance-based restricted stock units.

Rhea-AI Filing Summary

Ball Corporation VP and Global Head of Treasury Deron Goodwin reported an equity award tied to performance-based restricted stock units. On 01/27/2026, he acquired 2,824 shares of Ball common stock at no stated price following the Human Resources Committee’s determination of performance achievement.

These shares relate to performance contingent restricted stock units originally granted on January 25, 2023, which are scheduled to vest on January 31, 2026, subject to continued employment. Following this transaction, Goodwin beneficially owns 14,825.0096 shares of Ball common stock in direct form.

Insider Trade Summary

Grant/Award: 2,824 shares

Grant/Award 1 txn

Insider Goodwin Deron

Role VP, Global Head of Treasury

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	2,824	$0.00	$0.00

Holdings After Transaction: Common Stock — 14,825.0096 shares (Direct)

Footnotes (2)

1. F1. The Human Resources Committee determined on 01/27/2026 the achievement of the performance factors for the performance contingent restricted stock units granted on January 25, 2023. The shares will vest on January 31, 2026, subject to continued employment.
2. F2. Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did BALL VP Deron Goodwin report on this Form 4?

Deron Goodwin reported acquiring 2,824 shares of Ball Corporation common stock. The shares were received at a price of $0.00 per share and are tied to performance-based restricted stock units granted in January 2023.

How many BALL shares does Deron Goodwin own after this reported transaction?

After the reported transaction, Deron Goodwin beneficially owns 14,825.0096 shares of Ball Corporation common stock. This figure reflects his direct ownership position as disclosed in Table I of the Form 4 filing following the 2,824-share acquisition.

What triggered the 2,824-share award to BALL executive Deron Goodwin?

The award was triggered when the Human Resources Committee determined on 01/27/2026 that performance factors were achieved for performance contingent restricted stock units granted on January 25, 2023, resulting in 2,824 Ball common shares being credited.

When will Deron Goodwin’s performance-based BALL shares vest?

The performance-based shares are scheduled to vest on January 31, 2026. Vesting remains subject to continued employment, meaning Goodwin must remain employed through that date for the shares related to the restricted stock units to fully vest.

What does each restricted stock unit represent in this BALL Form 4?

Each restricted stock unit represents a contingent right to receive one share of Ball Corporation common stock. Once performance conditions and vesting requirements are satisfied, each unit converts into one Ball common share, as specified in the explanatory footnote.

Is Deron Goodwin’s ownership in BALL stock direct or indirect after this transaction?

The Form 4 indicates that Deron Goodwin’s 14,825.0096 Ball shares are held with direct ownership. The ownership form is marked as “D” for direct, and the filing does not describe any indirect holding entities or structures.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 01/28/2026 - 07:37 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Goodwin Deron

(Last) (First) (Middle)

9200 W. 108TH CIRCLE

(Street)

WESTMINSTER CO 80021

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
BALL Corp [ BALL ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	VP, Global Head of Treasury

3. Date of Earliest Transaction (Month/Day/Year)
01/27/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	01/27/2026		A		2,824(1)	A	(2)	14,825.0096	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The Human Resources Committee determined on 01/27/2026 the achievement of the performance factors for the performance contingent restricted stock units granted on January 25, 2023. The shares will vest on January 31, 2026, subject to continued employment.

2. Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

	/s/ Derek Redmond, attorney-in-fact to Mr. Goodwin	01/28/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.