STOCK TITAN

Ball Corporation (NYSE: BALL) CEO reports RSU conversion and share sale

Filing Impact
(Low)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Ball Corporation's Chief Executive Officer reported equity transactions in company common stock. On December 15, 2025, 4,000 shares of Ball common stock were acquired in connection with the conversion of restricted stock units, as shown by a transaction coded "M" in the filing and described in the footnotes as a conversion upon vesting. On the same date, 1,750 shares of common stock were disposed of at a price of $51.58 per share in a transaction coded "F".

Each restricted stock unit represents a contingent right to receive one share of Ball Corporation common stock, and the units vest on the fourth anniversary of the grant date. Following these transactions, the Chief Executive Officer directly beneficially owns 47,225.7728 shares of Ball Corporation common stock, and the reported restricted stock units listed in the derivative table show zero units remaining beneficially owned.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lewis Ronald J.

(Last) (First) (Middle)
9200 W. 108TH CIRCLE

(Street)
WESTMINSTER CO 80021

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
BALL Corp [ BALL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
3. Date of Earliest Transaction (Month/Day/Year)
12/15/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/15/2025 M 4,000 A (1) 48,975.7728 D
Common Stock 12/15/2025 F 1,750 D $51.58 47,225.7728 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (2) 12/15/2025 M(3) 4,000 (4) (4) Common Stock 4,000 (1) 0 D
Explanation of Responses:
1. N/A
2. Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
3. Conversion upon vesting of restricted stock units granted in conjunction with the Deposit Share Program.
4. The restricted stock units vest on the fourth anniversary of the grant date.
/s/ Derek Redmond, attorney-in-fact to Mr. Lewis 12/16/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider stock transactions did Ball Corp (BALL) CEO report on December 15, 2025?

The Chief Executive Officer of Ball Corp (BALL) reported acquiring 4,000 shares of common stock through conversion of restricted stock units and disposing of 1,750 shares of common stock on December 15, 2025.

How many Ball Corp (BALL) shares does the CEO own after the reported transactions?

After the reported transactions, the Chief Executive Officer directly beneficially owns 47,225.7728 shares of Ball Corp common stock.

What are the key terms of the restricted stock units reported by Ball Corp (BALL)?

The filing states that each restricted stock unit represents a contingent right to receive one share of Ball Corporation common stock and that the restricted stock units vest on the fourth anniversary of the grant date.

What derivative securities related to Ball Corp (BALL) were involved in the CEO's transactions?

The derivative securities were restricted stock units. On December 15, 2025, 4,000 units converted into 4,000 shares of common stock in a transaction coded "M", and the number of restricted stock units beneficially owned after the transaction is reported as 0.

At what price were Ball Corp (BALL) shares disposed of in the CEO's transaction?

The CEO disposed of 1,750 shares of Ball Corp common stock at a reported price of $51.58 per share in a transaction coded "F".

What is the relationship of the reporting person to Ball Corp (BALL)?

The reporting person is an officer of Ball Corp, serving as the company's Chief Executive Officer, as indicated in the relationship section of the filing.

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13.87B
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