BR: Form 144 Notice for Restricted Stock Sale

BR filing a Form 144 notice reporting restricted common stock vesting under a registered plan and related sale activity.

Rhea-AI Filing Summary

BR filing a Form 144 notice reporting restricted common stock vesting under a registered plan and related sale activity. The filing lists a transaction date of 04/01/2026 and a Form 144 filing date of 06/04/2026. The notice identifies Restricted Stock Vesting Under a Registered Plan as the securities type; further sale mechanics and proceeds treatment are not detailed in the excerpt.

Insights

Securities Compliance Analyst

Routine Rule 144 notice for restricted shares; administrative disclosure.

The filing records restricted common stock vesting under a registered plan with a transaction date of 04/01/2026 and a filing date of 06/04/2026. This form is an issuer-side compliance notice that notifies the market of an intended sale under Rule 144 procedures.

Timing, sale method, and proceeds recipient are not specified in the excerpt; subsequent regulatory or broker filings would disclose completed trades if any.

Key Figures

Form 144 filing date: 06/04/2026 Transaction date (vesting/sale): 04/01/2026 Numeric entry: 304,720.17 +2 more

5 metrics

Form 144 filing date 06/04/2026 Filing date listed on the Form 144 excerpt

Transaction date (vesting/sale) 04/01/2026 Date shown for restricted stock vesting under a registered plan

Numeric entry 304,720.17 Numeric value as listed in the filing excerpt

Numeric entry 115,658,297 Numeric value as listed in the filing excerpt

Code/ID 1966 Identifier number appearing in the excerpt

Key Terms

Restricted Stock Vesting, Registered Plan, Form 144

3 terms

Restricted Stock Vesting financial

"Restricted Stock Vesting Under a Registered Plan"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Registered Plan regulatory

"Restricted Stock Vesting Under a Registered Plan"

A registered plan is a savings or investment account that a government recognizes for special tax treatment and rules, such as limits on how much you can put in and conditions for withdrawals. For investors it matters because those rules change how much of your gains are taxed, how quickly your money can be accessed and what strategies make sense — like a labeled jar that gives tax breaks but comes with rules about when and how you can take the money out.

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does BR's Form 144 filing mean?

It notifies the SEC of an intended sale of restricted common stock. The notice lists vesting under a registered plan and provides transaction and filing dates, serving as a regulatory disclosure rather than confirmation of a completed market sale.

When were the restricted shares for BR reported to vest?

The filing shows the restricted stock vesting and related sale activity dated 04/01/2026. The Form 144 itself was filed on 06/04/2026, which is the public notice date for the reported transaction.

Does this Form 144 indicate who receives sale proceeds for BR?

No. The excerpt lists the security type and dates but does not specify proceeds treatment or the recipient. The filing identifies the transaction as 'Issuer' related to vesting under a registered plan without further proceeds detail.

Will BR shares be sold immediately after this Form 144?

The Form 144 is a notice of intent under Rule 144; it does not guarantee immediate sale. The excerpt does not provide sale method, timing, or confirmation of executed trades—subsequent trade reports would show any completed sales.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 06/04/2026 - 04:17 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002024023
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	BROADRIDGE FINANCIAL SOLUTIONS, INC.
SEC File Number	001-33220
Address of Issuer	5 Dakota Drive Lake Success NEW YORK 11042
Phone	516-472-5400
Name of Person for Whose Account the Securities are To Be Sold	HOPE JARKOWSKI
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	1966	304720.17	115658297	06/04/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	04/01/2026	Restricted Stock Vesting Under a Registered Plan	Issuer			1966	04/01/2026	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	06/04/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Hope M Jarkowski
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)