Broadridge grants options to VP and CHRO Stingi

Broadridge Financial Solutions reported that Corporate VP and CHRO Richard John Stingi acquired a new stock option award.

Accepted by SEC EDGAR 03/06/2026 - 01:39 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Broadridge Financial Solutions reported that Corporate VP and CHRO Richard John Stingi acquired a new stock option award. He received stock options covering 10,039 shares of the company’s stock as a grant, recorded at a transaction price of $0.0000 per option. These stock options vest in equal installments over four years, beginning on March 5, 2027, which means the award becomes fully exercisable gradually rather than all at once.

Insider Trade Summary

Grant/Award: 10,039 shares

Grant/Award 1 txn

Insider Stingi Richard John

Role Corporate VP and CHRO

Type	Security	Shares	Price	Value
Grant/Award	Stock Option (Right to Buy)	10,039	$0.00	$0.00

Holdings After Transaction: Stock Option (Right to Buy) — 10,039 contracts (Direct)

Holdings Before and After: Stock Option (Right to Buy), 0 to 10,039 contracts (Direct)

Footnotes (1)

1. F1. Stock options vest equally over 4 years beginning March 5, 2027.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Broadridge (BR) report for Richard John Stingi?

Broadridge (BR) reported that Corporate VP and CHRO Richard John Stingi received a stock option grant. The award covers 10,039 shares and is classified as a grant or award acquisition, not an open-market purchase or sale, reflecting routine equity-based compensation for an executive officer.

How many stock options did Richard John Stingi receive from Broadridge (BR)?

Richard John Stingi was granted stock options for 10,039 shares of Broadridge (BR) common stock. This entire amount was acquired in a single derivative transaction coded as a grant or award, increasing his directly held derivative position to a total of 10,039 stock options after the transaction.

When do Richard John Stingi’s new Broadridge (BR) stock options vest?

The new Broadridge (BR) stock options granted to Richard John Stingi vest equally over four years. Vesting begins on March 5, 2027, so portions of the 10,039-option award become exercisable each year, aligning the executive’s long‑term incentives with the company’s multi‑year performance.

Was the Broadridge (BR) insider transaction a buy or a sale of stock?

The Broadridge (BR) insider transaction was an acquisition through a grant, not a market buy or sale. It is coded as a grant, award, or other acquisition of stock options, meaning the executive received options as compensation rather than trading existing shares on the open market.

Does Richard John Stingi hold the new Broadridge (BR) options directly or indirectly?

Richard John Stingi holds the new Broadridge (BR) stock options directly. The filing classifies ownership as direct and does not reference any trust, partnership, or other entity, indicating the 10,039 options are attributed personally to him rather than to a related investment or family vehicle.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Stingi Richard John

(Last) (First) (Middle)

5 DAKOTA DRIVE

(Street)

LAKE SUCCESS NY 11042

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
BROADRIDGE FINANCIAL SOLUTIONS, INC. [ BR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Corporate VP and CHRO

3. Date of Earliest Transaction (Month/Day/Year)
03/05/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (Right to Buy)	$190.89	03/05/2026		A		10,039		03/05/2027(1)	03/05/2036	Common Stock	10,039	$0.0000	10,039	D

Explanation of Responses:

1. Stock options vest equally over 4 years beginning March 5, 2027.

	Maria Allen, Power of Attorney	03/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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