BR Form 4: Robert Duelks Granted 85 Deferred Stock Units

Rhea-AI Filing Summary

Robert N. Duelks, a director of Broadridge Financial Solutions, Inc. (BR), was awarded 85 Deferred Stock Units on 10/02/2025. The award reflects additional units granted under Broadridge's 2018 Omnibus Award Plan in connection with the regular quarterly dividend paid on the common stock underlying previously issued Deferred Stock Units. The Deferred Stock Units vest in full immediately and will settle in shares of Broadridge common stock when the director separates from service. Following the transaction, Mr. Duelks beneficially owns 20,518 shares directly and indirectly through entities and trusts, including 4,960 shares via BOMAR II LLC, 17,000 via the Mary E. Duelks 2007 Revocable Trust, and 8,853 via the Robert N. Duelks 2007 Revocable Trust.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Duelks Robert N

(Last) (First) (Middle)

5 DAKOTA DRIVE

(Street)

LAKE SUCCESS NY 11042

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
BROADRIDGE FINANCIAL SOLUTIONS, INC. [ BR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
10/02/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	10/02/2025		A		85(1)	A	$0.0000	20,518	D
Common Stock								4,960	I	BOMAR II LLC
Common Stock								17,000	I	Mary E. Duelks 2007 Revocable Trust
Common Stock								8,853	I	Robert N. Duelks 2007 Revocable Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

	Maria Allen, Power of Attorney	10/03/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did Broadridge director Robert N. Duelks report on Form 4 (BR)?

He reported the grant of 85 Deferred Stock Units on 10/02/2025 under the 2018 Omnibus Award Plan tied to the quarterly dividend.

How many Broadridge shares does Robert N. Duelks beneficially own after the reported transaction?

He beneficially owns 20,518 shares following the reported transaction, held directly and indirectly.

When do the Deferred Stock Units awarded to Mr. Duelks convert to Broadridge common stock?

The Deferred Stock Units vest in full upon grant and will settle in shares of common stock upon the director's separation from service.

Which entities or trusts hold Broadridge shares for Mr. Duelks as reported?

Reported indirect holdings include BOMAR II LLC (4,960 shares), Mary E. Duelks 2007 Revocable Trust (17,000), and Robert N. Duelks 2007 Revocable Trust (8,853).

What is the stated reason for the additional Deferred Stock Units award?

The award reflects additional Deferred Stock Units granted in connection with payment of the company's regular quarterly dividend on the underlying common stock.