BR Form 4: Director Melvin Flowers Receives Dividend-Equivalent DSUs

Rhea-AI Filing Summary

Broadridge Financial Solutions (BR) director Melvin L. Flowers received additional Deferred Stock Units on 10/02/2025 equal to the company's regular quarterly dividend on underlying common stock. The Form 4 reports an acquisition coded V and shows 2,190 shares beneficially owned following the transaction. The units vest in full upon grant and will be settled in Broadridge common stock when the director separates from service.

Positive

• 2,190 shares beneficially owned after the award, increasing director alignment with shareholders
• Deferred Stock Units vest in full upon grant, providing immediate ownership interest

Negative

• None.

Insights

Corporate Governance Specialist

Director received dividend-equivalent deferred units, raising holdings to 2,190 shares.

The Form 4 discloses a non-cash award of Deferred Stock Units on 10/02/2025 under the company's 2018 Omnibus Award Plan, recorded with transaction code V. These units represent dividend equivalents and vest immediately, but settlement in common stock is deferred until the director leaves service.

This is a routine, compensation-related grant rather than an open-market purchase or sale; it increases the director's long-term alignment with shareholders without immediate dilution from a cash transaction.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

FLOWERS MELVIN L

(Last) (First) (Middle)

5 DAKOTA DRIVE

(Street)

LAKE SUCCESS NY 11042

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
BROADRIDGE FINANCIAL SOLUTIONS, INC. [ BR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
10/02/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	10/02/2025		A		9(1)	A	$0.0000	2,190	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

	Maria Allen, Power of Attorney	10/03/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did Melvin L. Flowers report on the Form 4 for BR?

The Form 4 reports an acquisition (code V) of Deferred Stock Units on 10/02/2025 granted as dividend equivalents under Broadridge's 2018 Omnibus Award Plan.

How many shares does the Form 4 show Melvin L. Flowers beneficially owns after the transaction?

The filing shows 2,190 shares beneficially owned following the reported transaction.

Do the Deferred Stock Units vest immediately or are they time‑based?

The filing states the Deferred Stock Units vest in full upon grant and will settle in shares upon the director's separation from service.

What does transaction code V mean in this Form 4?

In this filing, transaction code V denotes the acquisition of securities by virtue of the payment of dividends in the form of additional Deferred Stock Units, as explained in the form's narrative.

Will the Deferred Stock Units be settled in cash or stock?

The Form 4 states the Deferred Stock Units will be settled in shares of Broadridge common stock upon the director's separation from service.