Broadridge CLO awarded 20,872 stock options

Jarkowski Hope M. reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Jarkowski Hope M. reported acquisition or exercise transactions in this Form 4 filing.

Broadridge Financial Solutions' Chief Legal Officer Hope M. Jarkowski received a grant of stock options covering 20,872 shares of common stock. These options were awarded at a stated price of $0.00 per option as part of her compensation.

The stock options vest in equal installments over four years, beginning on March 5, 2027. This staged vesting structure is designed to align the executive’s incentives with the company’s longer-term performance and encourage continued service over the full vesting period.

Insider Trade Summary

Grant/Award: 20,872 shares

Grant/Award 1 txn

Insider Jarkowski Hope M.

Role Chief Legal Officer

Type	Security	Shares	Price	Value
Grant/Award	Stock Option (Right to Buy)	20,872	$0.00	$0.00

Holdings After Transaction: Stock Option (Right to Buy) — 20,872 contracts (Direct)

Footnotes (1)

1. F1. Stock options vest equally over 4 years beginning March 5, 2027.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Broadridge (BR) report for Hope M. Jarkowski?

Broadridge reported that Chief Legal Officer Hope M. Jarkowski received a grant of 20,872 stock options. The options were awarded as a compensation-related grant and recorded at a stated price of $0.00 per option in the derivative securities table.

When do Hope M. Jarkowski’s Broadridge stock options start vesting?

The stock options granted to Hope M. Jarkowski begin vesting on March 5, 2027. According to the disclosure footnote, they vest in equal installments over four years, tying the award to multi-year service and performance with Broadridge Financial Solutions.

How many Broadridge stock options were granted to the Chief Legal Officer?

The Chief Legal Officer, Hope M. Jarkowski, was granted 20,872 stock options. This amount represents the entire derivative position reported in the Form 4, and it is shown as the total number of derivative securities owned following the transaction.

What was the transaction code used in the Broadridge (BR) Form 4 filing?

The transaction was reported with code “A,” indicating a grant, award, or other acquisition. The normalized description specifies it as a grant or award acquisition of stock options rather than an open-market purchase or sale of Broadridge common stock.

Is Hope M. Jarkowski’s stock option ownership in Broadridge direct or indirect?

The Form 4 indicates that the stock option ownership is direct, using the ownership code “D.” No footnote states that the options are held through another entity, so the award is reported as directly held by the Chief Legal Officer.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/06/2026 - 01:39 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Jarkowski Hope M.

(Last) (First) (Middle)

5 DAKOTA DRIVE

(Street)

LAKE SUCCESS NY 11042

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
BROADRIDGE FINANCIAL SOLUTIONS, INC. [ BR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Legal Officer

3. Date of Earliest Transaction (Month/Day/Year)
03/05/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (Right to Buy)	$190.89	03/05/2026		A		20,872		03/05/2027(1)	03/05/2036	Common Stock	20,872	$0.0000	20,872	D

Explanation of Responses:

1. Stock options vest equally over 4 years beginning March 5, 2027.

	Maria Allen, Power of Attorney	03/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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