Broadridge grants 25,977 stock options to VP

Broadridge Financial Solutions reported that Corporate VP Carey Thomas P acquired a new stock option award.

Accepted by SEC EDGAR 03/06/2026 - 01:39 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Broadridge Financial Solutions reported that Corporate VP Carey Thomas P acquired a new stock option award. On March 5, 2026, Thomas received 25,977 stock options, giving the right to buy Broadridge shares. Following this grant, Thomas held 25,977 stock options in total.

According to the footnote, these options vest equally over four years, beginning on March 5, 2027, meaning portions of the award become exercisable each year over that period.

Insider Trade Summary

Grant/Award: 25,977 shares

Grant/Award 1 txn

Insider Carey Thomas P

Role Corporate VP

Type	Security	Shares	Price	Value
Grant/Award	Stock Option (Right to Buy)	25,977	$0.00	$0.00

Holdings After Transaction: Stock Option (Right to Buy) — 25,977 contracts (Direct)

Holdings Before and After: Stock Option (Right to Buy), 0 to 25,977 contracts (Direct)

Footnotes (1)

1. F1. Stock options vest equally over 4 years beginning March 5, 2027.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Carey Thomas P report in the latest Broadridge (BR) Form 4?

Carey Thomas P reported receiving a stock option grant for 25,977 shares of Broadridge common stock. The award was dated March 5, 2026 and represents a derivative security giving the right to buy shares, with vesting spread over four years beginning March 5, 2027.

How many stock options were granted to Carey Thomas P at Broadridge (BR)?

The filing shows a grant of 25,977 stock options to Carey Thomas P. These options increase the total stock options held to 25,977 after the transaction, indicating this is a new award rather than an addition to an existing option position.

When do Carey Thomas P’s new Broadridge (BR) stock options begin vesting?

The stock options begin vesting on March 5, 2027. A footnote explains that the award vests equally over four years starting on that date, so portions of the 25,977 options become exercisable each year during the four-year vesting schedule.

Over what period will the new Broadridge (BR) options to Carey Thomas P vest?

The 25,977 stock options will vest equally over four years. The vesting schedule starts on March 5, 2027, so the options are spread in equal portions across four annual vesting dates, gradually becoming exercisable rather than all at once.

What is Carey Thomas P’s role at Broadridge (BR) mentioned in the Form 4?

Carey Thomas P is identified as a Corporate Vice President of Broadridge Financial Solutions. The Form 4 lists this officer title while detailing the grant of 25,977 stock options, which are a form of equity-based compensation tied to the company’s common stock.

Is the Form 4 transaction for Carey Thomas P a purchase or an award of Broadridge (BR) options?

The transaction is classified as a grant or award acquisition of derivative securities, not an open-market purchase. It involves 25,977 stock options awarded on March 5, 2026, with vesting over four years beginning March 5, 2027, as disclosed in the filing.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Carey Thomas P

(Last) (First) (Middle)

5 DAKOTA DRIVE

(Street)

LAKE SUCCESS NY 11042

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
BROADRIDGE FINANCIAL SOLUTIONS, INC. [ BR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Corporate VP

3. Date of Earliest Transaction (Month/Day/Year)
03/05/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (Right to Buy)	$190.89	03/05/2026		A		25,977		03/05/2027(1)	03/05/2036	Common Stock	25,977	$0.0000	25,977	D

Explanation of Responses:

1. Stock options vest equally over 4 years beginning March 5, 2027.

	Maria Allen, Power of Attorney	03/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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