Broadridge (BR) interim CFO Ashima Ghei awarded 23,254 stock options

Rhea-AI Filing Summary

Ghei Ashima reported acquisition or exercise transactions in this Form 4 filing.

Broadridge Financial Solutions, Inc. interim CFO Ashima Ghei received a grant of stock options covering 23,254 shares of the company’s common stock. These options were awarded on March 5, 2026 as a form of equity compensation.

According to the disclosure, the stock options vest in equal installments over four years, beginning on March 5, 2027. This structure is designed to tie the executive’s potential future benefit to continued service and the company’s long-term performance.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Ghei Ashima

(Last) (First) (Middle)

5 DAKOTA DRIVE

(Street)

LAKE SUCCESS NY 11042

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
BROADRIDGE FINANCIAL SOLUTIONS, INC. [ BR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Interim CFO

3. Date of Earliest Transaction (Month/Day/Year)
03/05/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (Right to Buy)	$190.89	03/05/2026		A		23,254		03/05/2027(1)	03/05/2036	Common Stock	23,254	$0.0000	23,254	D

Explanation of Responses:

1. Stock options vest equally over 4 years beginning March 5, 2027.

	Maria Allen, Power of Attorney	03/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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FAQ

What did Broadridge (BR) interim CFO Ashima Ghei report on this Form 4?

Ashima Ghei reported receiving a grant of stock options for 23,254 Broadridge shares. The award reflects equity-based compensation and is structured to vest over time, aligning the interim CFO’s potential future benefit with long-term company performance and continued service.

How many Broadridge (BR) stock options were granted to Ashima Ghei?

The filing shows a grant of stock options covering 23,254 shares of Broadridge common stock. This entire amount is reflected as directly owned following the transaction and represents a single equity award rather than multiple separate grants or open-market purchases.

When do Ashima Ghei’s Broadridge (BR) stock options start vesting?

The stock options begin vesting on March 5, 2027, one year after the grant date. Vesting then continues in equal annual installments over four years, meaning the interim CFO earns the right to exercise portions of the award gradually rather than all at once.

Over what period will the Broadridge (BR) options granted to Ashima Ghei vest?

The options vest equally over four years, starting March 5, 2027. Each year, a portion of the 23,254-share award becomes exercisable, encouraging longer-term alignment between the executive and shareholders and supporting retention of the interim CFO role during that period.

Was this Broadridge (BR) Form 4 a purchase or an award of options?

The Form 4 reflects an award of stock options, not an open-market share purchase. It is coded as a grant or other acquisition, indicating compensation granted by the company rather than shares bought or sold by the interim CFO in regular market trading.