BRFH CEO buys 10% note and attached warrants

Barfresh Food Group chief executive Riccardo Delle Coste reported insider purchases involving company-linked securities.

Rhea-AI Filing Summary

Barfresh Food Group chief executive Riccardo Delle Coste reported insider purchases involving company-linked securities. He bought a 10% Series A convertible note for $30,000.0000, which is convertible into 10,345 shares of common stock at $2.9000 per share. With this note purchase, he also acquired 9,375 Series R warrants, each exercisable for one share of common stock at $3.2000, and the warrants were included with the purchase of the convertible notes as disclosed. Following these transactions, he holds 87,614 shares of common stock directly, plus additional indirect holdings of 6,782 shares through the Delle Coste Family Trust and 1,642,022 shares through RD Capital Holdings Pty Ltd. He also retains multiple stock option awards on common stock with various exercise prices and expiration dates extending through 2033.

Insider Trade Summary

Net Buyer: 9,375 shares

Net Buy 15 txns

Insider Delle Coste Riccardo

Role Chief Executive Officer

Bought 9,375 shs ($0.00)

Type	Security	Shares	Price	Value
Purchase	10% Series A convertible note	0	$30,000.00	$0.00
Purchase	Series R Warrant (Right to buy)	9,375	$0.00	$0.00
holding	Stock option	--	--	--
holding	Stock option	--	--	--
holding	Stock option	--	--	--
holding	Stock option	--	--	--
holding	Stock option	--	--	--
holding	Stock option	--	--	--
holding	Stock option	--	--	--
holding	Stock option	--	--	--
holding	Stock option	--	--	--
holding	Stock option	--	--	--
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: 10% Series A convertible note — 0 contracts (Direct); Series R Warrant (Right to buy) — 9,375 contracts (Direct); Stock option — 192,310 contracts (Direct); Common Stock — 6,782 shares (Indirect, Delle Coste Family Trust); Common Stock — 87,614 shares (Direct); Common Stock — 1,642,022 shares (Indirect, RD Capital Holdings Pty Ltd)

Footnotes (1)

1. F1. Common stock purchase warrants were included with the purchase of the convertible notes.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did BRFH CEO Riccardo Delle Coste purchase in this Form 4 filing?

Riccardo Delle Coste purchased a 10% Series A convertible note for $30,000.0000, convertible into 10,345 BRFH common shares at $2.9000 per share. With that note, he also acquired 9,375 Series R warrants exercisable at $3.2000 per share.

How many BRFH warrants did the CEO receive with the convertible note?

He received 9,375 Series R warrants, each giving the right to buy one Barfresh Food Group common share at an exercise price of $3.2000. A footnote states these common stock purchase warrants were included with the purchase of the convertible notes.

What are Riccardo Delle Coste’s direct BRFH common stock holdings after these transactions?

After the reported transactions, Riccardo Delle Coste holds 87,614 shares of Barfresh Food Group common stock directly. This direct position is in addition to his indirect holdings through the Delle Coste Family Trust and RD Capital Holdings Pty Ltd disclosed in the filing.

What indirect BRFH shareholdings are reported for Riccardo Delle Coste?

Indirect holdings include 6,782 Barfresh Food Group common shares held through the Delle Coste Family Trust and 1,642,022 common shares held through RD Capital Holdings Pty Ltd. Both positions are reported as indirect ownership interests associated with Riccardo Delle Coste.

What derivative positions on BRFH common stock does the CEO still hold?

The filing lists multiple stock option awards on Barfresh common stock, each covering 19,231 underlying shares at exercise prices ranging from $1.3300 to $9.3600, with expiration dates between 2026 and 2033. These options remain outstanding as derivative positions.

How is the 10% Series A convertible note linked to BRFH common stock?

The 10% Series A convertible note is convertible into 10,345 Barfresh Food Group common shares at a conversion price of $2.9000 per share. It carries a 10% rate and was purchased for $30,000.0000, according to the Form 4 data.

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Accepted by SEC EDGAR 03/27/2026 - 06:58 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Delle Coste Riccardo

(Last) (First) (Middle)

3600 WILSHIRE BLVD,

SUITE 1720

(Street)

BEVERLY HILLS, CALIFORNIA 90010

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
BARFRESH FOOD GROUP INC. [ BRFH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/23/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock								6,782	I	Delle Coste Family Trust
Common Stock								87,614	D
Common Stock								1,642,022	I	RD Capital Holdings Pty Ltd

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
10% Series A convertible note	$2.9	03/23/2026		P		$30,000		03/23/2026	03/23/2028	Common Stock	10,345	$30,000	$30,000	D
Series R Warrant (Right to buy)	$3.2	03/23/2026		P		9,375		03/23/2026	03/23/2030	Common Stock	9,375	(1)	9,375	D
Stock option	$2.76							04/25/2026	04/25/2033	Common Stock	19,231		19,231	D
Stock option	$1.57							04/29/2025	04/29/2032	Common Stock	19,231		19,231	D
Stock option	$1.33							04/27/2024	04/27/2031	Common Stock	19,231		19,231	D
Stock option	$6.79							04/27/2023	04/27/2030	Common Stock	19,231		19,231	D
Stock option	$5.72							04/27/2022	04/27/2029	Common Stock	19,231		19,231	D
Stock option	$4.94							04/25/2021	04/25/2028	Common Stock	19,231		19,231	D
Stock option	$5.85							05/20/2020	05/20/2027	Common Stock	19,231		19,231	D
Stock option	$6.76							07/26/2019	12/31/2026	Common Stock	19,231		19,231	D
Stock option	$9.36							04/27/2018	12/31/2026	Common Stock	19,231		19,231	D
Stock option	$7.15							09/15/2018	12/31/2026	Common Stock	19,231		19,231	D

Explanation of Responses:

1. Common stock purchase warrants were included with the purchase of the convertible notes.

	/s/ Riccardo Delle Coste	03/27/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)