STOCK TITAN

Barfresh Food Group (BRFH) CEO buys 10% note and 9,375 warrants

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Barfresh Food Group chief executive Riccardo Delle Coste reported insider purchases involving company-linked securities. He bought a 10% Series A convertible note for $30,000.0000, which is convertible into 10,345 shares of common stock at $2.9000 per share. With this note purchase, he also acquired 9,375 Series R warrants, each exercisable for one share of common stock at $3.2000, and the warrants were included with the purchase of the convertible notes as disclosed. Following these transactions, he holds 87,614 shares of common stock directly, plus additional indirect holdings of 6,782 shares through the Delle Coste Family Trust and 1,642,022 shares through RD Capital Holdings Pty Ltd. He also retains multiple stock option awards on common stock with various exercise prices and expiration dates extending through 2033.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Delle Coste Riccardo

(Last)(First)(Middle)
3600 WILSHIRE BLVD,
SUITE 1720

(Street)
BEVERLY HILLS, CALIFORNIA 90010

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
BARFRESH FOOD GROUP INC. [ BRFH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirectorX10% Owner
XOfficer (give title below)Other (specify below)
Chief Executive Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/23/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock6,782IDelle Coste Family Trust
Common Stock87,614D
Common Stock1,642,022IRD Capital Holdings Pty Ltd
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
10% Series A convertible note$2.903/23/2026P$30,00003/23/202603/23/2028Common Stock10,345$30,000$30,000D
Series R Warrant (Right to buy)$3.203/23/2026P9,37503/23/202603/23/2030Common Stock9,375(1)9,375D
Stock option$2.7604/25/202604/25/2033Common Stock19,23119,231D
Stock option$1.5704/29/202504/29/2032Common Stock19,23119,231D
Stock option$1.3304/27/202404/27/2031Common Stock19,23119,231D
Stock option$6.7904/27/202304/27/2030Common Stock19,23119,231D
Stock option$5.7204/27/202204/27/2029Common Stock19,23119,231D
Stock option$4.9404/25/202104/25/2028Common Stock19,23119,231D
Stock option$5.8505/20/202005/20/2027Common Stock19,23119,231D
Stock option$6.7607/26/201912/31/2026Common Stock19,23119,231D
Stock option$9.3604/27/201812/31/2026Common Stock19,23119,231D
Stock option$7.1509/15/201812/31/2026Common Stock19,23119,231D
Explanation of Responses:
1. Common stock purchase warrants were included with the purchase of the convertible notes.
/s/ Riccardo Delle Coste03/27/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did BRFH CEO Riccardo Delle Coste purchase in this Form 4 filing?

Riccardo Delle Coste purchased a 10% Series A convertible note for $30,000.0000, convertible into 10,345 BRFH common shares at $2.9000 per share. With that note, he also acquired 9,375 Series R warrants exercisable at $3.2000 per share.

How many BRFH warrants did the CEO receive with the convertible note?

He received 9,375 Series R warrants, each giving the right to buy one Barfresh Food Group common share at an exercise price of $3.2000. A footnote states these common stock purchase warrants were included with the purchase of the convertible notes.

What are Riccardo Delle Coste’s direct BRFH common stock holdings after these transactions?

After the reported transactions, Riccardo Delle Coste holds 87,614 shares of Barfresh Food Group common stock directly. This direct position is in addition to his indirect holdings through the Delle Coste Family Trust and RD Capital Holdings Pty Ltd disclosed in the filing.

What indirect BRFH shareholdings are reported for Riccardo Delle Coste?

Indirect holdings include 6,782 Barfresh Food Group common shares held through the Delle Coste Family Trust and 1,642,022 common shares held through RD Capital Holdings Pty Ltd. Both positions are reported as indirect ownership interests associated with Riccardo Delle Coste.

What derivative positions on BRFH common stock does the CEO still hold?

The filing lists multiple stock option awards on Barfresh common stock, each covering 19,231 underlying shares at exercise prices ranging from $1.3300 to $9.3600, with expiration dates between 2026 and 2033. These options remain outstanding as derivative positions.

How is the 10% Series A convertible note linked to BRFH common stock?

The 10% Series A convertible note is convertible into 10,345 Barfresh Food Group common shares at a conversion price of $2.9000 per share. It carries a 10% rate and was purchased for $30,000.0000, according to the Form 4 data.
Barfresh

NASDAQ:BRFH

View BRFH Stock Overview

BRFH Rankings

BRFH Latest News

BRFH Latest SEC Filings

BRFH Stock Data

44.29M
7.09M
Beverages - Non-Alcoholic
Canned, Frozen & Preservd Fruit, Veg & Food Specialties
Link
United States
LOS ANGELES