BTU Form 3: Malcolm Roberts Discloses 24,055 Shares, RSUs Vesting to 2028

Rhea-AI Filing Summary

Peabody Energy Corp (BTU) Form 3 shows Malcolm James Roberts, listed as EVP & Chief Commercial Officer and a director, reporting beneficial ownership of 24,055 shares of common stock. The reported holdings include restricted stock units that vest on various dates between January 3, 2026 and January 2, 2028, plus exempt dividend equivalents on prior RSU awards. The filing is an initial statement of ownership and was signed by an attorney-in-fact on August 15, 2025. No derivative securities or other transactions are reported on this Form 3.

Positive

• Disclosure of executive ownership: Reporting person holds 24,055 shares including RSUs, showing alignment with shareholder interests
• Clear vesting schedule: RSUs vest between January 3, 2026 and January 2, 2028, which clarifies timing of future ownership increases

Negative

• None.

Insights

Corporate Governance Expert

TL;DR: Routine officer/director initial filing reflecting equity compensation and pending vesting schedule.

The Form 3 documents a standard initial beneficial ownership disclosure for an executive who is also a director. The 24,055 common shares include RSUs with staggered vesting through 2028 and exempt dividend equivalents, which is a common structure for executive compensation alignment. There are no derivative positions or unusual arrangements disclosed. For governance reviewers, this filing confirms ownership alignment without revealing any immediate material transactions or pledges.

Securities Compliance Analyst

TL;DR: Compliance filing appears complete and timely for an initial Section 16 disclosure.

The form identifies the reporting person, role as EVP & Chief Commercial Officer, and the exact share count with explanatory notes about RSU vesting windows between 2026 and 2028. The signature by an attorney-in-fact with date is included. There are no indications of missing mandatory fields in the provided content. This is a routine disclosure under Section 16(a).

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Roberts Malcolm James

Role EVP & Chief Commercial Officer

Type	Security	Shares	Price	Value
holding	Common Stock, $0.01 par value per share	--	--	--

Holdings After Transaction: Common Stock, $0.01 par value per share — 24,055 shares (Direct)

Footnotes (1)

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Roberts Malcolm James

(Last) (First) (Middle)

701 MARKET STREET

(Street)

ST. LOUIS MO 63033

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
08/07/2025

3. Issuer Name and Ticker or Trading Symbol
PEABODY ENERGY CORP [ BTU ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP & Chief Commercial Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, $0.01 par value per share	24,055(1)	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Includes (i) restricted stock units ("RSUs") that vest on various dates between January 3, 2026 and January 2, 2028 and (ii) exempt dividend equivalents on prior RSU awards.

Remarks:

Exhibit 24 - Power of Attorney

	/s/ Caitlin Reardon-Ashley, Attorney-in-fact	08/15/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.