Peabody Energy EVP granted 47 dividend shares

EVP & Chief Commercial Officer Malcolm James Roberts received a small stock award tied to prior RSU grants, modestly increasing his direct BTU holdings.

Available on EDGAR 09/08/2026 - 04:11 PM EDT Accepted by SEC EDGAR 09/08/2026 - 04:10 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

PEABODY ENERGY CORP (BTU) reported that EVP & Chief Commercial Officer Malcolm James Roberts received an acquisition of 47 shares of common stock on September 3, 2026 as a grant of exempt dividend equivalents on prior restricted stock unit awards. Following this award, he directly holds 33,557 common shares. No Rule 10b5-1 trading plan is reported.

Insider Trade Summary

Grant/Award: 47 shares

Grant/Award 1 txn

Insider Roberts Malcolm James

Role EVP & Chief Commercial Officer

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	47	$27.64	$1K

Holdings After Transaction: Common Stock — 33,557 shares (Direct)

Holdings Before and After: Common Stock, 33,510 to 33,557 shares (Direct)

Footnotes (1)

1. F1. The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards.

Key Figures

Shares acquired: 47 shares Per-share value: $27.64 per share Holdings after transaction: 33,557 shares

3 metrics

Shares acquired 47 shares Award of common stock on September 3, 2026 as dividend equivalents on prior RSU awards

Per-share value $27.64 per share Value associated with the 47-share stock award on September 3, 2026

Holdings after transaction 33,557 shares Direct ownership of Peabody Energy common stock by Malcolm James Roberts after the award

Key Terms

dividend equivalents, restricted stock unit awards

2 terms

dividend equivalents financial

"The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards"

Payments tied to employee or contractor equity awards that mirror the cash dividends paid on the company’s stock; they give the holder the same economic benefit as owning the shares without transferring actual shares—often paid in cash or additional award units when the award becomes payable. Investors care because these payments affect a company’s compensation costs, cash flow and potential share dilution, and they signal how management is being rewarded and aligned with shareholders.

restricted stock unit awards financial

"The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards"

Restricted stock unit awards are company promises to deliver a specific number of shares to employees or service providers in the future once conditions—such as staying with the company for a set time or meeting performance targets—are met. They matter to investors because when the promises convert into actual shares they increase the total share count and can reduce earnings per share, while also aligning recipients’ interests with stock performance much like deferred pay that turns into ownership if goals are met.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did BTU report for Malcolm James Roberts?

Malcolm James Roberts received an award of 47 shares of Peabody Energy common stock on September 3, 2026, reported as exempt dividend equivalents on prior restricted stock unit awards.

How many BTU shares does Malcolm James Roberts hold after this transaction?

After the September 3, 2026 award, Malcolm James Roberts directly holds 33,557 shares of Peabody Energy common stock, according to the filing.

Was the BTU insider award to Malcolm James Roberts a market purchase or sale?

The transaction was a grant or award acquisition of 47 shares as dividend equivalents on prior restricted stock unit awards, not an open-market purchase or sale.

What price per BTU share is associated with Malcolm James Roberts’ September 3, 2026 award?

The 47-share award to Malcolm James Roberts is associated with a value of $27.64 per share, as stated in the Form 4 filing.

Was Malcolm James Roberts’ BTU stock award made under a Rule 10b5-1 trading plan?

No. The Form 4 indicates that no Rule 10b5-1 trading plan is reported in connection with the September 3, 2026 stock award.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Roberts Malcolm James

(Last) (First) (Middle)

PEABODY ENERGY CORP.

1245 J.J. KELLEY MEMORIAL DRIVE, STE 700

(Street)

ST. LOUIS MISSOURI 63131

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
PEABODY ENERGY CORP [ BTU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP & Chief Commercial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/03/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/03/2026		A		47(1)	A	$27.64	33,557	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards.

Remarks:

	/s/ Caitlin Reardon-Ashley, Attorney-in-fact	09/08/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)