Peabody CAO granted 79 shares at $27.64

Peabody Energy’s CAO received 79 common shares as dividend-equivalent awards, increasing his direct holdings to 85,448 shares.

Available on EDGAR 09/08/2026 - 04:08 PM EDT Accepted by SEC EDGAR 09/08/2026 - 04:08 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

PEABODY ENERGY CORP (symbol: BTU) is the issuer of record for a Form 4 filing submitted to the SEC. Jarboe Scott T. reported acquisition or exercise transactions in this Form 4 filing.

Peabody Energy Corp (BTU) reported that Scott T. Jarboe, its Chief Accounting Officer and Corporate Secretary, received an automatic grant of 79 shares of common stock on September 3, 2026. The award represents exempt dividend equivalents on prior restricted stock unit awards and brings his direct holdings to 85,448 shares; no Rule 10b5-1 trading plan is reported.

Insider Trade Summary

Grant/Award: 79 shares

Grant/Award 1 txn

Insider Jarboe Scott T.

Role CAO and Corporate Secretary

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	79	$27.64	$2K

Holdings After Transaction: Common Stock — 85,448 shares (Direct)

Holdings Before and After: Common Stock, 85,369 to 85,448 shares (Direct)

Footnotes (1)

1. F1. The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards.

Key Figures

Shares granted: 79 shares Per-share value of grant: $27.64 per share Total shares held after transaction: 85,448 shares

3 metrics

Shares granted 79 shares Automatic grant of common stock on September 3, 2026 to Scott T. Jarboe

Per-share value of grant $27.64 per share Reported value for the 79-share common stock award

Total shares held after transaction 85,448 shares Direct Peabody Energy common stock holdings of Scott T. Jarboe after the grant

Key Terms

dividend equivalents, restricted stock unit awards

2 terms

dividend equivalents financial

"The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards."

Payments tied to employee or contractor equity awards that mirror the cash dividends paid on the company’s stock; they give the holder the same economic benefit as owning the shares without transferring actual shares—often paid in cash or additional award units when the award becomes payable. Investors care because these payments affect a company’s compensation costs, cash flow and potential share dilution, and they signal how management is being rewarded and aligned with shareholders.

restricted stock unit awards financial

"The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards."

Restricted stock unit awards are company promises to deliver a specific number of shares to employees or service providers in the future once conditions—such as staying with the company for a set time or meeting performance targets—are met. They matter to investors because when the promises convert into actual shares they increase the total share count and can reduce earnings per share, while also aligning recipients’ interests with stock performance much like deferred pay that turns into ownership if goals are met.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did BTU disclose for Scott T. Jarboe?

BTU disclosed that Scott T. Jarboe received a grant of 79 common shares on September 3, 2026 as exempt dividend equivalents on prior restricted stock unit awards, increasing his direct ownership to 85,448 shares of Peabody Energy common stock.

Was the September 3, 2026 BTU insider transaction a purchase or a grant?

The September 3, 2026 BTU insider transaction for Scott T. Jarboe was a grant/award of 79 common shares, not an open-market purchase or sale. The shares represent exempt dividend equivalents tied to earlier restricted stock unit awards.

How many BTU shares does Scott T. Jarboe hold after this Form 4 transaction?

After the reported grant, Scott T. Jarboe directly holds 85,448 shares of Peabody Energy common stock. This total includes the 79 shares received as dividend-equivalent awards on September 3, 2026.

What price per share is associated with Scott T. Jarboe’s BTU stock grant?

The Form 4 reports a value of $27.64 per share for the 79-share grant of Peabody Energy common stock to Scott T. Jarboe on September 3, 2026. This amount reflects the report’s per-share valuation for the award.

Was Scott T. Jarboe’s BTU stock award under a Rule 10b5-1 trading plan?

No. The filing indicates that the transaction was not made under a Rule 10b5-1 trading plan. It is reported as an exempt grant of dividend-equivalent shares on prior restricted stock unit awards.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Jarboe Scott T.

(Last) (First) (Middle)

C/O PEABODY ENERGY CORPORATION

1245 J.J. KELLEY MEMORIAL DRIVE, STE 700

(Street)

ST. LOUIS MISSOURI 63131

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
PEABODY ENERGY CORP [ BTU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CAO and Corporate Secretary

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/03/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/03/2026		A		79(1)	A	$27.64	85,448	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards.

Remarks:

	/s/ Caitlin Reardon-Ashley, Attorney-in-fact	09/08/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)