Peabody director awarded 5,298 restricted stock units

GORMAN STEPHEN E reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

GORMAN STEPHEN E reported acquisition or exercise transactions in this Form 4 filing.

Peabody Energy director Stephen E. Gorman received a grant of 5,298 restricted stock units of common stock on May 8, 2026. The units generally vest on the first anniversary of the grant date and carry no purchase price. Following this award, he directly holds 57,604 shares, reflecting routine equity-based compensation rather than an open-market trade.

Insider Trade Summary

Grant/Award: 5,298 shares

Grant/Award 1 txn

Insider GORMAN STEPHEN E

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	5,298	$0.00	$0.00

Holdings After Transaction: Common Stock — 57,604 shares (Direct)

Footnotes (1)

1. F1. Represents restricted stock units that generally vest on the first anniversary of the grant date.

Key Figures

RSUs granted: 5,298 units Grant price: $0.0000 per share Shares after transaction: 57,604 shares +1 more

4 metrics

RSUs granted 5,298 units Restricted stock units granted on May 8, 2026

Grant price $0.0000 per share Compensation award, not an open-market purchase

Shares after transaction 57,604 shares Total direct holdings following RSU grant

Vesting schedule First anniversary RSUs generally vest one year after grant date

Key Terms

restricted stock units, Form 4, non-derivative

3 terms

restricted stock units financial

"Represents restricted stock units that generally vest on the first anniversary of the grant date."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Form 4 regulatory

"INSIDER FILING DATA (Form 4): { "issuerName": "PEABODY ENERGY CORP""

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

non-derivative financial

""transaction_type": "non-derivative""

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Peabody Energy (BTU) report for Stephen E. Gorman?

Peabody Energy reported that director Stephen E. Gorman received a grant of 5,298 restricted stock units of common stock. This is a stock-based compensation award, not an open-market purchase or sale, and it increases his equity exposure to the company.

When do Stephen E. Gorman’s new Peabody Energy (BTU) RSUs vest?

The 5,298 restricted stock units granted to Stephen E. Gorman generally vest on the first anniversary of the grant date. Vesting means the units convert into shares he can own outright, aligning his compensation more closely with Peabody Energy’s long-term performance.

How many Peabody Energy (BTU) shares does Stephen E. Gorman hold after this Form 4?

After the grant of 5,298 restricted stock units, Stephen E. Gorman directly holds 57,604 shares of Peabody Energy common stock. This total reflects his position following the reported award and helps show the scale of his ongoing ownership stake in the company.

Was Stephen E. Gorman’s Peabody Energy (BTU) stock award an open-market transaction?

No. The Form 4 shows a grant of 5,298 restricted stock units at a price of $0.0000 per share. This indicates a compensation-related award from the company, not a buy or sell order executed in the open market with cash changing hands.

What does a Form 4 RSU grant mean for Peabody Energy (BTU) investors?

A Form 4 RSU grant to a director signals additional stock-based compensation rather than trading activity. For Peabody Energy, the 5,298-unit award modestly increases potential future share count while further tying the director’s incentives to the company’s share performance over time.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/12/2026 - 04:09 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

GORMAN STEPHEN E

(Last) (First) (Middle)

C/O PEABODY ENERGY CORPORATION

701 MARKET STREET

(Street)

ST. LOUIS MISSOURI 63101

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
PEABODY ENERGY CORP [ BTU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/08/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/08/2026		A		5,298(1)	A	$0	57,604	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents restricted stock units that generally vest on the first anniversary of the grant date.

Remarks:

	/s/ Caitlin Reardon-Ashley, Attorney-in-fact	05/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)