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Director at Peabody Energy (NYSE: BTU) receives 5,616 RSUs grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Peabody Energy director Georganne Hodges received a grant of 5,616 shares of Common Stock on May 8, 2026, as a stock award. The filing shows this as a grant or award acquisition at no cash price per share. These shares are structured as restricted stock units that generally vest on the first anniversary of the grant date, meaning they become fully owned after about one year of continued service.

After this award, Hodges directly holds a total of 8,021 shares of Peabody Energy common stock according to the filing. The transaction is compensation-related rather than an open-market purchase or sale, so it reflects equity-based pay for board service rather than a trading decision.

Positive

  • None.

Negative

  • None.
Insider Hodges Georganne
Role null
Type Security Shares Price Value
Grant/Award Common Stock 5,616 $0.00 --
Holdings After Transaction: Common Stock — 8,021 shares (Direct, null)
Footnotes (1)
  1. [object Object]
RSU grant size 5,616 shares Common Stock grant on May 8, 2026
Grant price per share $0.00 per share Reported for the 5,616-share award
Shares held after grant 8,021 shares Total direct Common Stock holdings following transaction
restricted stock units financial
"Represents restricted stock units that generally vest on the first anniversary of the grant date."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
grant date financial
"generally vest on the first anniversary of the grant date."
The grant date is the day a company formally gives an employee or contractor the right to receive stock-based compensation, such as stock options or restricted shares. It matters to investors because it fixes key terms—like the price, the start of the ownership clock, and when the award will affect the company’s financial statements and share count—so it can influence dilution, reported expenses, and potential future selling pressure.
Grant, award, or other acquisition financial
"transaction_code_description": "Grant, award, or other acquisition""
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hodges Georganne
(Last)(First)(Middle)
C/O PEABODY ENERGY CORP.
701 MARKET STREET
(Street)
ST. LOUIS MISSOURI 63101
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
PEABODY ENERGY CORP [ BTU ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/08/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/08/2026A5,616(1)A$08,021D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents restricted stock units that generally vest on the first anniversary of the grant date.
Remarks:
/s/ Caitlin Reardon-Ashley, Attorney-in-fact05/12/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Georganne Hodges report in this Peabody Energy (BTU) Form 4?

Georganne Hodges reported receiving 5,616 shares of Peabody Energy Common Stock as a grant or award. The shares are structured as restricted stock units that generally vest one year after the grant date, reflecting equity-based compensation for board service.

How many Peabody Energy (BTU) shares were granted to Georganne Hodges?

The Form 4 shows a grant of 5,616 shares of Peabody Energy Common Stock to director Georganne Hodges. The transaction code is “A” for a grant, award, or other acquisition, and the price per share is reported as zero, indicating a compensation-related award.

When do Georganne Hodges’s Peabody Energy restricted stock units vest?

The footnote explains these 5,616 shares represent restricted stock units that generally vest on the first anniversary of the grant date. This means Hodges typically gains full ownership of the award after about one year of continued service, assuming standard vesting conditions are satisfied.

How many Peabody Energy (BTU) shares does Georganne Hodges hold after this transaction?

After the reported grant, Hodges directly holds 8,021 shares of Peabody Energy Common Stock. This total includes the newly awarded 5,616 restricted stock units, subject to their vesting schedule, and reflects her direct equity position as shown in the Form 4 filing.

Was Georganne Hodges buying or selling Peabody Energy shares in the market?

The Form 4 does not show an open-market buy or sell. Instead, it reports a grant of 5,616 shares coded as an “A” transaction, which is a grant, award, or other acquisition received as compensation, with no purchase price paid per share by Hodges.