Does the Peabody Energy (BTU) Form 4 indicate any share sales by the CFO?

The Form 4 does not report any sales by the CFO. It shows a single acquisition of 77 Common Stock shares classified as a grant or award related to prior restricted stock unit dividends, with no corresponding dispositions or open-market sales in this filing.

Peabody Energy CFO granted 77 dividend-equivalent shares

Spurbeck Mark reported acquisition or exercise transactions in this Form 4 filing.

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)How Sentiment works

Sentiment and the balance of points

Rhea-AI Sentiment reads the wording of the document, how positive or negative its language is on a 1 to 5 scale. The balance of points shown with the takes weighs what the document actually discloses, so the two can disagree, for example when a trial that missed its main goal is described in upbeat language.

How Sentiment works How the balance works

Form Type

Rhea-AI Filing Summary

Spurbeck Mark reported acquisition or exercise transactions in this Form 4 filing.

Peabody Energy EVP and CFO Mark Spurbeck received 77 shares of Common Stock as a grant tied to prior restricted stock unit awards. The filing describes these shares as exempt dividend equivalents rather than an open-market purchase. After this award, he directly holds 68,471 Common Stock shares.

Insider Trade Summary

Grant/Award: 77 shares

Grant/Award 1 txn

Insider Spurbeck Mark

Role EVP and CFO

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	77	$32.56	$3K

Holdings After Transaction: Common Stock — 68,471 shares (Direct)

Footnotes (1)

F1. The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Peabody Energy (BTU) report for Mark Spurbeck?

Peabody Energy reported that EVP and CFO Mark Spurbeck acquired 77 shares of Common Stock. These were issued as exempt dividend equivalents connected to earlier restricted stock unit awards, rather than through an open-market share purchase.

Was the Peabody Energy (BTU) CFO’s March 2026 transaction a market purchase or sale?

The March 2026 transaction was not a market purchase or sale. It reflects a grant of 77 Common Stock shares as dividend equivalents on prior restricted stock unit awards, categorized as a compensation-related acquisition rather than trading in the open market.

How many Peabody Energy (BTU) shares does CFO Mark Spurbeck hold after this Form 4?

After the reported transaction, Mark Spurbeck directly holds 68,471 shares of Peabody Energy Common Stock. This total includes the 77 newly granted shares received as exempt dividend equivalents on earlier restricted stock unit awards disclosed in the filing.

What does “exempt dividend equivalents on prior RSU awards” mean for Peabody Energy (BTU)?

It means the 77 shares granted to the Peabody Energy CFO represent stock issued to mirror dividends on earlier restricted stock unit awards. These dividend-equivalent shares are treated as an exempt, compensation-related acquisition, not as an open-market trading transaction.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google

Accepted by SEC EDGAR 03/12/2026 - 04:08 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Spurbeck Mark

(Last)

(First)

(Middle)

C/O CORPORATE SECRETARY, PEABODY ENERGY

701 MARKET STREET

(Street)

ST. LOUIS

63101

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
PEABODY ENERGY CORP [ BTU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	EVP and CFO

3. Date of Earliest Transaction (Month/Day/Year)
03/10/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	03/10/2026		A		77⁽¹⁾	A	$32.56	68,471	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards.

Remarks:

	/s/ Caitlin Reardon-Ashley, Attorney-in-fact	03/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR