Welcome to our dedicated page for Peabody Energy SEC filings (Ticker: BTU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Peabody Energy Corporation (NYSE: BTU) files detailed reports with the U.S. Securities and Exchange Commission that shed light on its coal mining operations, financial performance and governance. On this SEC filings page, Stock Titan connects those official documents with AI-powered summaries so readers can quickly understand what each filing means for the company’s seaborne and U.S. thermal coal businesses.
Annual reports on Form 10-K and quarterly reports on Form 10-Q provide segment-level information for Seaborne Thermal, Seaborne Metallurgical, Powder River Basin and Other U.S. Thermal operations, including tons sold, revenue per ton, costs per ton, Adjusted EBITDA and asset retirement obligations. These filings also describe Peabody’s role as a producer and marketer of metallurgical and thermal coal and its exposure to U.S. and international energy and steel markets.
Current reports on Form 8-K capture material events between periodic reports. Recent 8-K filings have disclosed quarterly earnings releases and guidance, dividend declarations, amendments to by-laws, termination of a planned acquisition of steelmaking coal assets, arbitration developments, Board appointments, executive leadership changes and a CEO transition and consulting agreement. These documents also include information about director compensation, non-employee director equity awards and executive employment agreements.
Investors interested in executive compensation and governance can use Peabody’s proxy materials and related 8-Ks to review Board committee assignments, director compensation programs and succession planning. Those focused on capital allocation and balance sheet strength can examine disclosures on dividends, share repurchase intentions, liquidity, reclamation funding and project capital expenditures.
Stock Titan’s interface surfaces new BTU filings in near real time and applies AI to highlight key terms, segment impacts and governance changes, helping users navigate lengthy documents and focus on the sections most relevant to Peabody’s coal production, development projects and corporate structure.
Peabody Energy director Andrea E. Bertone acquired 106 shares of common stock on March 10, 2026 as exempt dividend equivalents on prior deferred stock unit awards. Following this compensation-related grant, Bertone directly holds 46,197 shares of Peabody Energy common stock.
Peabody Energy director Margaret Katherine Banks reported an acquisition of 39 shares of Common Stock as exempt dividend equivalents on prior deferred stock unit awards. These were credited on March 10, 2026 as part of her existing compensation arrangements, not through an open-market purchase or sale. After this grant, she directly holds 17,112 Common Stock shares, indicating a small, routine adjustment to her equity position rather than a significant change in ownership.
Peabody Energy EVP & COO Darren Ronald Yeates received an award of 104 shares of Common Stock on March 10, 2026. The filing describes this as a grant or other acquisition and notes in a footnote that the shares represent exempt dividend equivalents on prior restricted stock unit awards.
After this compensation-related award, Yeates directly holds 130,247 Common Stock shares. This is a small, routine increase in his equity stake rather than an open-market purchase or sale.
Spurbeck Mark reported acquisition or exercise transactions in this Form 4 filing.
Peabody Energy EVP and CFO Mark Spurbeck received 77 shares of Common Stock as a grant tied to prior restricted stock unit awards. The filing describes these shares as exempt dividend equivalents rather than an open-market purchase. After this award, he directly holds 68,471 Common Stock shares.
Peabody Energy EVP & Chief Commercial Officer Malcolm James Roberts received 37 shares of Common Stock as a compensation-related award. The shares were granted as exempt dividend equivalents on prior restricted stock unit awards at a reference price of $32.56 per share.
Following this grant, Roberts directly holds 33,467 shares of Peabody Energy common stock. This is an acquisition under a grant/award, not an open-market purchase.
PEABODY ENERGY CORP Chief Accounting Officer and Corporate Secretary Scott T. Jarboe received 64 shares of Common Stock on a grant or award basis at $32.56 per share. A footnote explains these shares represent exempt dividend equivalents on prior restricted stock unit awards.
After this compensation-related acquisition, Jarboe directly holds 88,220 shares of Common Stock.
Peabody Energy Corp President and CEO James C. Grech reported an acquisition of 225 shares of Common Stock on a Form 4. These shares represent exempt dividend equivalents on prior restricted stock unit awards. After this award, he directly holds 324,963 Common Stock shares.
He also reports indirect ownership of 54,500 Common Stock shares held in a grantor retained annuity trust, where he is grantor, trustee and annuitant, with a remainder interest for his children. The filing shows a routine compensation-related share accrual rather than any open-market buying or selling.
Peabody Energy EVP and CFO Mark Spurbeck sold common stock in an open-market transaction. On March 4, 2026, he sold 30,000 shares of Peabody Energy common stock at a weighted average price of $35.58 per share.
After this sale, Spurbeck directly owned 68,394 common shares. The sale price reflects multiple trades executed between $35.43 and $35.74 per share, according to the weighted-average pricing footnote.
BTU filed a Form 144 reporting a proposed sale of 30,000 common shares. The sale is listed through Morgan Stanley Smith Barney LLC with an execution date of 03/04/2026.
Context: the filing lists securities originally issued as Restricted Stock and Performance Shares, including 3,031 (01/02/2023), 575 (01/02/2023), 361 (01/03/2024), 21,069 (02/22/2023), 1,588 (01/03/2024), and 3,376 (01/03/2023).
Peabody Energy President and CEO James C. Grech reported equity compensation activity in company common stock. He acquired 40,320 shares at no cost from a performance stock unit grant, following certification of performance goals, and disposed of 17,157 shares to cover tax withholding upon vesting. After these transactions, he directly owned 379,238 common shares.