BTU Form 4: CAO Jarboe receives 126 shares as RSU dividend equivalents

Rhea-AI Filing Summary

Peabody Energy insider transaction: Scott T. Jarboe, the company's Chief Accounting Officer and Corporate Secretary, acquired 126 shares of Peabody Energy Corporation common stock on 09/03/2025 at a reported price of $17.09 per share. The filing reports these 126 shares represent exempt dividend equivalents issued on prior restricted stock unit awards rather than an open-market purchase.

After the transaction, Jarboe is reported to beneficially own 78,059 shares, held directly. The Form 4 was submitted by an attorney-in-fact, Caitlin Reardon-Ashley, and reflects a routine equity award-related issuance rather than a discretionary trading decision.

Positive

• Insider acquisition disclosed: 126 shares were reported as acquired, improving transparency about officer holdings.
• Clear disclosure of nature: The filing states the shares are exempt dividend equivalents on prior RSU awards, explaining the transaction's origin.

Negative

• None.

Insights

Financial Analyst

TL;DR: Routine equity-award issuance to an officer; small incremental increase in holdings, not a material market event.

This Form 4 documents 126 shares delivered as exempt dividend equivalents on prior restricted stock unit awards to the CAO and Corporate Secretary. The transaction price of $17.09 is reported for the shares, and total beneficial ownership stands at 78,059 shares direct. For investors, this is a routine compensation-related issuance that does not indicate a material change in company fundamentals or insider sentiment.

Corporate Governance Expert

TL;DR: Compensation-related issuance was properly disclosed; filing appears compliant and procedural.

The Form 4 identifies the reporting person, role, and that the shares are exempt dividend equivalents tied to prior RSU awards, which is standard practice. The submission by an attorney-in-fact and the clear explanation in the remarks align with typical insider reporting protocols. No governance red flags or unexplained transactions are present in the disclosed information.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Jarboe Scott T.

(Last) (First) (Middle)

C/O PEABODY ENERGY CORPORATION

701 MARKET STREET

(Street)

ST. LOUIS MO 63101

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
PEABODY ENERGY CORP [ BTU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CAO and Corporate Secretary

3. Date of Earliest Transaction (Month/Day/Year)
09/03/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/03/2025		A		126(1)	A	$17.09	78,059	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards.

Remarks:

	/s/ Caitlin Reardon-Ashley, Attorney-in-fact	09/05/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did the Form 4 filed for BTU report?

The Form 4 reports that Scott T. Jarboe acquired 126 shares of Peabody Energy (BTU) on 09/03/2025 at $17.09 per share, recorded as exempt dividend equivalents on prior RSU awards.

How many Peabody Energy (BTU) shares does Scott T. Jarboe beneficially own after the transaction?

He beneficially owns 78,059 shares following the reported transaction.

Was the 09/03/2025 transaction an open-market purchase for BTU?

No. The filing specifies the 126 shares are exempt dividend equivalents on prior restricted stock unit awards, not an open-market trade.

Who filed the Form 4 for BTU and when was it signed?

The Form 4 was signed by attorney-in-fact Caitlin Reardon-Ashley on 09/05/2025 for the reporting person.

What is Scott Jarboe's role at Peabody Energy (BTU)?

He is listed as Chief Accounting Officer (CAO) and Corporate Secretary.