Cathay General Bancorp plans 20,000-share sale

Cathay General Bancorp reported a planned sale of up to 20,000 shares of its common stock.

Rhea-AI Filing Summary

Cathay General Bancorp reported a planned sale of up to 20,000 shares of its common stock. The shares are to be sold through Charles Schwab & Co., Inc., with an indicated aggregate market value of about $1,266,242.00, and a stated sale date of 07/29/2026. The filing also lists a prior acquisition of 20,000 shares on 04/16/2010 via open market purchase or restricted stock lapse.

Key Figures

Shares planned for sale: 20,000 shares Aggregate market value: $1,266,242.00 Planned sale date: 07/29/2026 +2 more

5 metrics

Shares planned for sale 20,000 shares Common stock to be sold under Form 144

Aggregate market value $1,266,242.00 Value associated with 20,000 shares to be sold

Planned sale date 07/29/2026 Date listed for sale of common stock

Prior transaction shares 20,000 shares Common stock acquired on 04/16/2010

Prior transaction date 04/16/2010 Date of open market purchase / restricted stock lapse

Key Terms

Form 144, Open Market Purchase, Restricted Stock

3 terms

Form 144 regulatory

"144: Securities Information Common ... 144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Open Market Purchase financial

"Common | 04/16/2010 | Open Market Purchase / Restricted Stock Lapse"

An open market purchase is when a company buys its own shares on public stock exchanges the same way any investor would, rather than through a private deal. Investors care because these purchases reduce the number of shares available, can boost earnings per share and share price, signal that management thinks the stock is undervalued, and use company cash that might otherwise go to reinvestment or dividends — like a business quietly buying back its own tickets at the box office.

Restricted Stock financial

"Open Market Purchase / Restricted Stock Lapse - See Remarks"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What share sale is disclosed for CATY in this Form 144?

The filing discloses a planned sale of 20,000 shares of Cathay General Bancorp common stock. These shares are to be sold through Charles Schwab & Co., Inc., as indicated in the Form 144 disclosure.

What is the aggregate market value of the CATY shares to be sold?

The aggregate market value of the 20,000 shares of Cathay General Bancorp common stock is listed as approximately $1,266,242.00. This value reflects the amount associated with the planned sale under the Form 144 filing.

Which broker is handling the planned CATY share sale?

The planned sale of Cathay General Bancorp common stock is to be handled by Charles Schwab & Co., Inc.. The broker’s address is listed as 3000 Schwab Way, Westlake, Texas 76262 in the filing.

When is the planned sale date for the CATY shares?

The planned sale date for the Cathay General Bancorp shares is listed as 07/29/2026. This date appears in the section describing the common stock to be sold under the Form 144 notice.

Does the CATY Form 144 mention prior transactions in the last three months?

The Form 144 lists a prior transaction of 20,000 shares of common stock on 04/16/2010, described as an open market purchase or restricted stock lapse, in the section addressing securities activity.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 07/29/2026 - 05:08 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001706290
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	CATHAY GENERAL BANCORP
SEC File Number	001-31830
Address of Issuer	777 N BROADWAY LOS ANGELES CALIFORNIA 90012
Phone	2136254700
Name of Person for Whose Account the Securities are To Be Sold	Sun Richard
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab & Co., Inc. 3000 Schwab Way Westlake TX 76262	20000	1266242.00	67035475	07/29/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	04/16/2010	Open Market Purchase / Restricted Stock Lapse - See Remarks	CATHAY GENERAL BANCORP			20000	04/16/2010	Cash / Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks	The shares sold on this filing were acquired and paid for from 04/16/2010 through 04/15/2021 and were sold in THE SUN TRUST and the JKLM LIMITED PARTNERSHIP.
Date of Notice	07/29/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Richard Sun TTEE / PARTNER
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)