Cathay General (NASDAQ: CATY) officer to sell $99,952 in stock

Rhea-AI Filing Summary

CATHAY GENERAL BANCORP (CATY) received a notice under Rule 144 from officer Thomas M. Lo covering a planned sale of common stock. The notice relates to 1,600 shares of common stock, with an aggregate market value of $99,952.00, to be sold through Charles Schwab on NASDAQ. The shares arise from a restricted stock lapse dated July 27, 2026 and are identified as equity compensation.

Key Figures

Shares to be sold: 1,600 shares Aggregate market value: $99,952.00 Proposed sale date: 08/25/2026 +1 more

4 metrics

Shares to be sold 1,600 shares Common stock planned sale under Rule 144

Aggregate market value $99,952.00 Proposed sale of 1,600 common shares

Proposed sale date 08/25/2026 Date listed for sale of common stock on NASDAQ

Acquisition date 07/27/2026 Restricted Stock Lapse classified as Equity Compensation

Key Terms

Rule 144, Restricted Stock Lapse, Equity Compensation

3 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Restricted Stock Lapse financial

"Common | 07/27/2026 | Restricted Stock Lapse | CATHAY GENERAL BANCORP"

Equity Compensation financial

"1600 | 07/27/2026 | Equity Compensation"

Equity compensation is pay given to employees, executives or contractors in the form of company ownership—such as stock, stock options or restricted shares—rather than just cash. It matters to investors because it can align workers' incentives with shareholders (like paying someone in slices of the same pie they help grow), but it also increases the number of shares outstanding and company expenses, affecting ownership percentages and earnings per share.

FAQ

What does the Form 144 filing for CATY disclose about planned share sales?

The Form 144 filing discloses that officer Thomas M. Lo plans to sell 1,600 shares of CATHAY GENERAL BANCORP common stock with an aggregate market value of $99,952.00 through Charles Schwab on NASDAQ.

Who is the insider involved in the CATY Form 144 filing?

The insider is Thomas M. Lo, identified as an officer of CATHAY GENERAL BANCORP. The filing is a Rule 144 notice for a proposed sale of his common stock holdings obtained via equity compensation.

How many CATY shares are covered by Thomas M. Lo’s Form 144 notice?

The notice covers 1,600 shares of CATHAY GENERAL BANCORP common stock. These shares are planned to be sold under Rule 144 and are held in an account at Charles Schwab & Co., Inc.

What is the reported value of CATY shares in this Form 144 filing?

The filing reports an aggregate market value of $99,952.00 for the 1,600 CATY common shares proposed to be sold. This value is part of the standard disclosure required under Rule 144.

How were the CATY shares in the Form 144 acquired?

The 1,600 CATY common shares were acquired through a Restricted Stock Lapse on July 27, 2026, identified as Equity Compensation in the filing.

On which market are the CATY shares in this Form 144 expected to be sold?

The filing states that the 1,600 CATY common shares covered by the notice are expected to be sold on NASDAQ, with Charles Schwab & Co., Inc. as the brokerage firm.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/25/2026 - 04:03 PM Accepted by SEC EDGAR 08/25/2026 - 04:02 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002009474
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	CATHAY GENERAL BANCORP
SEC File Number	001-31830
Address of Issuer	777 N BROADWAY LOS ANGELES CALIFORNIA 90012
Phone	2136254700
Name of Person for Whose Account the Securities are To Be Sold	Lo Thomas M.
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab & Co., Inc. 3000 Schwab Way Westlake TX 76262	1600	99952.00	66713820	08/25/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	07/27/2026	Restricted Stock Lapse	CATHAY GENERAL BANCORP			1600	07/27/2026	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	08/25/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Thomas M. Lo
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)