Cathay General director plans sale of 1,000 shares

CATHAY GENERAL BANCORP (CATY) director Richard Sun filed a notice of proposed sale of 1,000 shares of common stock under Rule 144, to be sold through Charles Schwab & Co., Inc. on NASDAQ.

Rhea-AI Filing Summary

CATHAY GENERAL BANCORP (CATY) director Richard Sun filed a notice of proposed sale of 1,000 shares of common stock under Rule 144, to be sold through Charles Schwab & Co., Inc. on NASDAQ. The notice states that shares involved in this filing were sold in the IVY SUN SEPARATE PROPERTY TRUST. The filing also lists multiple prior sales of CATY common stock by Richard Sun during the past three months.

Key Figures

Shares to be sold under Rule 144: 1,000 shares Approximate value of shares in current notice: 62083.00 Sale on 07/29/2026: 20,000 shares; 1266242.00 +3 more

6 metrics

Shares to be sold under Rule 144 1,000 shares Common stock of CATHAY GENERAL BANCORP in current Form 144 notice

Approximate value of shares in current notice 62083.00 Value associated with 1,000 CATY common shares in securities information

Sale on 07/29/2026 20,000 shares; 1266242.00 CATHAY GENERAL BANCORP common stock sold by Richard Sun during past 3 months

Sale on 07/30/2026 5,000 shares; 316559.00 CATHAY GENERAL BANCORP common stock sold by Richard Sun during past 3 months

Sale on 07/31/2026 5,000 shares; 312125.00 CATHAY GENERAL BANCORP common stock sold by Richard Sun during past 3 months

Sale on 08/10/2026 3,000 shares; 189270.00 CATHAY GENERAL BANCORP common stock sold by Richard Sun during past 3 months

Key Terms

Rule 144, Open Market Purchase, separate property trust

3 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Open Market Purchase financial

"Common | 08/04/2020 | Open Market Purchase | CATHAY GENERAL BANCORP"

An open market purchase is when a company buys its own shares on public stock exchanges the same way any investor would, rather than through a private deal. Investors care because these purchases reduce the number of shares available, can boost earnings per share and share price, signal that management thinks the stock is undervalued, and use company cash that might otherwise go to reinvestment or dividends — like a business quietly buying back its own tickets at the box office.

separate property trust financial

"The shares sold in this filing were sold in the IVY SUN SEPERATE PROPERTY TRUST."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did CATHAY GENERAL BANCORP (CATY) report in this Form 144?

The filing reports that director Richard Sun filed to sell 1,000 shares of CATHAY GENERAL BANCORP common stock under Rule 144, with sales to be executed through Charles Schwab & Co., Inc. on NASDAQ.

How many CATY shares has Richard Sun sold in the past three months?

The filing lists past three‑month sales totaling 33,000 shares of CATY common stock by Richard Sun: 20,000 shares on 07/29/2026, 5,000 on 07/30/2026, 5,000 on 07/31/2026, and 3,000 on 08/10/2026.

What dollar amounts were realized from Richard Sun’s recent CATY stock sales?

Reported sale proceeds were 1266242.00 on 07/29/2026 for 20,000 shares, 316559.00 on 07/30/2026 for 5,000 shares, 312125.00 on 07/31/2026 for 5,000 shares, and 189270.00 on 08/10/2026 for 3,000 shares of CATHAY GENERAL BANCORP common stock.

Through what account or entity are the CATY shares in this Form 144 associated?

The remarks state that the shares sold in this filing were sold in the IVY SUN SEPARATE PROPERTY TRUST, indicating that the transactions relate to that trust associated with Richard Sun.

On which market are the CATHAY GENERAL BANCORP (CATY) shares in this filing traded?

The securities information section identifies the common stock as traded on NASDAQ, with Charles Schwab & Co., Inc. listed as the broker for the proposed Rule 144 sale.

What is the approximate value of CATY shares covered by the new proposed Rule 144 sale?

The securities information section shows 1,000 shares with an associated value of 62083.00, indicating the approximate value of the CATHAY GENERAL BANCORP common stock covered by the new Rule 144 notice.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/25/2026 - 04:02 PM EDT Accepted by SEC EDGAR 08/25/2026 - 04:01 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001706290
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	CATHAY GENERAL BANCORP
SEC File Number	001-31830
Address of Issuer	777 N BROADWAY LOS ANGELES CALIFORNIA 90012
Phone	2136254700
Name of Person for Whose Account the Securities are To Be Sold	Sun Richard
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab & Co., Inc. 3000 Schwab Way Westlake TX 76262	1000	62083.00	66713820	08/25/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/04/2020	Open Market Purchase	CATHAY GENERAL BANCORP			1000	08/04/2020	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Richard Sun 777 N BROADWAY LOS ANGELES CA 90012	CATHAY GENERAL BANCORP	07/29/2026	20000	1266242.00
Richard Sun 777 N BROADWAY LOS ANGELES CA 90012	CATHAY GENERAL BANCORP	07/30/2026	5000	316559.00
Richard Sun 777 N BROADWAY LOS ANGELES CA 90012	CATHAY GENERAL BANCORP	07/31/2026	5000	312125.00
Richard Sun 777 N BROADWAY LOS ANGELES CA 90012	CATHAY GENERAL BANCORP	08/10/2026	3000	189270.00

144: Remarks and Signature

Remarks	The shares sold in this filing were sold in the IVY SUN SEPERATE PROPERTY TRUST.
Date of Notice	08/25/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Richard Sun
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)