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  4. [144] CATHAY GENERAL BANCORP SEC Filing

Cathay General (NASDAQ: CATY) director adds new stock sale after 33,000 shares recently sold

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

CATHAY GENERAL BANCORP (CATY) director Richard Sun filed a notice of proposed sale of 1,000 shares of common stock under Rule 144, to be sold through Charles Schwab & Co., Inc. on NASDAQ. The notice states that shares involved in this filing were sold in the IVY SUN SEPARATE PROPERTY TRUST. The filing also lists multiple prior sales of CATY common stock by Richard Sun during the past three months.

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Shares to be sold under Rule 144 1,000 shares Common stock of CATHAY GENERAL BANCORP in current Form 144 notice
Approximate value of shares in current notice 62083.00 Value associated with 1,000 CATY common shares in securities information
Sale on 07/29/2026 20,000 shares; 1266242.00 CATHAY GENERAL BANCORP common stock sold by Richard Sun during past 3 months
Sale on 07/30/2026 5,000 shares; 316559.00 CATHAY GENERAL BANCORP common stock sold by Richard Sun during past 3 months
Sale on 07/31/2026 5,000 shares; 312125.00 CATHAY GENERAL BANCORP common stock sold by Richard Sun during past 3 months
Sale on 08/10/2026 3,000 shares; 189270.00 CATHAY GENERAL BANCORP common stock sold by Richard Sun during past 3 months
Rule 144 regulatory
"See the definition of "person" in paragraph (a) of Rule 144."
Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.
Open Market Purchase financial
"Common | 08/04/2020 | Open Market Purchase | CATHAY GENERAL BANCORP"
An open market purchase is when a company buys its own shares on public stock exchanges the same way any investor would, rather than through a private deal. Investors care because these purchases reduce the number of shares available, can boost earnings per share and share price, signal that management thinks the stock is undervalued, and use company cash that might otherwise go to reinvestment or dividends — like a business quietly buying back its own tickets at the box office.
separate property trust financial
"The shares sold in this filing were sold in the IVY SUN SEPERATE PROPERTY TRUST."

FAQ

What insider transaction did CATHAY GENERAL BANCORP (CATY) report in this Form 144?
The filing reports that director Richard Sun filed to sell 1,000 shares of CATHAY GENERAL BANCORP common stock under Rule 144, with sales to be executed through Charles Schwab & Co., Inc. on NASDAQ.

How many CATY shares has Richard Sun sold in the past three months?
The filing lists past three‑month sales totaling 33,000 shares of CATY common stock by Richard Sun: 20,000 shares on 07/29/2026, 5,000 on 07/30/2026, 5,000 on 07/31/2026, and 3,000 on 08/10/2026.

What dollar amounts were realized from Richard Sun’s recent CATY stock sales?
Reported sale proceeds were 1266242.00 on 07/29/2026 for 20,000 shares, 316559.00 on 07/30/2026 for 5,000 shares, 312125.00 on 07/31/2026 for 5,000 shares, and 189270.00 on 08/10/2026 for 3,000 shares of CATHAY GENERAL BANCORP common stock.

Through what account or entity are the CATY shares in this Form 144 associated?
The remarks state that the shares sold in this filing were sold in the IVY SUN SEPARATE PROPERTY TRUST, indicating that the transactions relate to that trust associated with Richard Sun.

On which market are the CATHAY GENERAL BANCORP (CATY) shares in this filing traded?
The securities information section identifies the common stock as traded on NASDAQ, with Charles Schwab & Co., Inc. listed as the broker for the proposed Rule 144 sale.

What is the approximate value of CATY shares covered by the new proposed Rule 144 sale?
The securities information section shows 1,000 shares with an associated value of 62083.00, indicating the approximate value of the CATHAY GENERAL BANCORP common stock covered by the new Rule 144 notice.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

Source: View Original Filing on SEC EDGAR