Cathay General director sells 1,000 shares at $62
Rhea-AI Filing Summary
CATHAY GENERAL BANCORP (CATY) director Richard Sun reported a sale of 1,000 shares of Common Stock on 2026-08-25 at an average price of $62.0833 per share, executed through indirect ownership "By Ivy Sun Separate Trust." Following this sale, that trust held 3,200 shares. Sun also reported other indirect holdings, including shares held by Lin-Chih Corporation, his spouse, the Michael Sun Trust, the Sun Trust, JKLM Limited Partnership, and RIS Family Limited Partnership, plus 1,000 shares held directly.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Seller: 1,000 shares
Net Sell
8 txns
Insider
Sun Richard
Role
Director
Sold
1,000 shs ($62K)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Sale | Common Stock | 1,000 | $62.0833 | $62K |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Common Stock — 3,200 shares (Indirect, By Ivy Sun
Separate Trust);
Common Stock — 1,800 shares (Indirect, by Lin-Chih Corporation);
Common Stock — 1,100 shares (Indirect, By spouse);
Common Stock — 1,600 shares (Indirect, by Michael Sun Trust);
Common Stock — 1,000 shares (Direct);
Common Stock — 6,340 shares (Indirect, By Sun Trust);
Common Stock — 2,315 shares (Indirect, By JKLM Limited Partnership);
Common Stock — 2,800 shares (Indirect, by RIS Family Limited Partnership)
Key Figures
Shares sold: 1,000 shares of Common Stock
Sale price per share: $62.0833 per share
Post-sale holdings – Ivy Sun Separate Trust: 3,200 shares of Common Stock
+5 more
8 metrics
Shares sold
1,000 shares of Common Stock
Sale on 2026-08-25 via Ivy Sun Separate Trust
Sale price per share
$62.0833 per share
Average price for 1,000 CATY shares sold on 2026-08-25
Post-sale holdings – Ivy Sun Separate Trust
3,200 shares of Common Stock
Indirectly owned by Richard Sun after 2026-08-25 sale
Holdings – Lin-Chih Corporation
1,800 shares of Common Stock
Indirect ownership reported as "by Lin-Chih Corporation"
Holdings – spouse
1,100 shares of Common Stock
Indirect ownership reported as "By spouse"
Direct holdings
1,000 shares of Common Stock
Shares held directly by Richard Sun as of 2026-08-25
Holdings – Sun Trust
6,340 shares of Common Stock
Indirect ownership reported as "By Sun Trust"
Holdings – JKLM and RIS partnerships
2,315 and 2,800 shares of Common Stock
Indirectly owned by JKLM Limited Partnership and RIS Family Limited Partnership
Key Terms
indirect ownership, Form 4, separate trust, limited partnership, +1 more
5 terms
indirect ownership financial
"ownership_type" : "indirect" with nature_of_ownership by various entities"
Form 4 regulatory
"INSIDER FILING DATA (Form 4): {"issuerName": "CATHAY GENERAL BANCORP""
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
separate trust financial
"nature_of_ownership" : "By Ivy Sun
Separate Trust""
limited partnership financial
"nature_of_ownership" : "By JKLM Limited Partnership""
A limited partnership is a legal business structure with two types of partners: at least one general partner who runs the business and bears full legal responsibility, and one or more limited partners who contribute money, share profits, and have liability capped at their investment. For investors, it matters because it separates control from financial exposure — like putting money into a store without managing it — and affects how returns, risks, taxes and transferability of ownership are handled.
Common Stock financial
""security_title" : "Common Stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
FAQ
What insider transaction did CATY director Richard Sun report?
Richard Sun reported a sale of 1,000 shares of Cathay General Bancorp Common Stock on 2026-08-25. The shares were sold at an average price of $62.0833 per share through indirect ownership by the Ivy Sun Separate Trust.
Was Richard Sun’s CATY stock sale under a Rule 10b5-1 trading plan?
The filing’s Rule 10b5-1 checkbox is not marked as relying on a 10b5-1 plan, indicating the reported 1,000-share sale was not affirmed as made pursuant to such a trading plan.
AI-generated analysis. How Rhea-AI works. Not financial advice.
