Welcome to our dedicated page for Cathay Gnl Bncp SEC filings (Ticker: CATY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. Securities and Exchange Commission filings for Cathay General Bancorp (NASDAQ: CATY), the holding company for Cathay Bank. As a publicly traded commercial bank, Cathay General Bancorp files detailed reports that describe its financial condition, operating results, risk profile, and governance.
Investors can review annual reports on Form 10‑K and quarterly reports on Form 10‑Q to see information on loan and deposit composition, net interest income, non‑interest income, non‑interest expense, allowance for credit losses, and regulatory capital ratios. These filings also discuss asset quality measures such as non‑accrual loans, non‑performing assets, and charge‑offs, which are central to analyzing a commercial bank.
Cathay General Bancorp also submits current reports on Form 8‑K to announce material events, including quarterly earnings releases and related conference calls. For example, the company has filed 8‑Ks to furnish press releases detailing financial results for specific quarters and to provide access to accompanying presentation materials.
On Stock Titan, SEC filings for CATY are updated from EDGAR and paired with AI‑powered summaries that highlight key points, explain technical language, and help readers understand complex disclosures without reading every line. Users can quickly locate earnings reports, capital and liquidity discussions, and other significant items within long documents.
In addition to periodic and current reports, investors may consult other forms, such as proxy materials that address governance and executive compensation, and ownership‑related filings that can shed light on insider and institutional holdings. Together, these documents form a structured record of Cathay General Bancorp’s regulatory reporting history and provide a foundation for informed analysis of the CATY stock.
Cathay General Bancorp (CATY) reported an insider transaction by its President & CEO, who is also a Director. On 10/28/2025, the insider sold 5,165 shares of common stock pursuant to a Rule 10b5-1(c) trading plan adopted on May 1, 2025. The sale executed at a weighted-average price of $46.2399, with individual trades between $45.82 and $46.48. Following the transaction, the insider beneficially owns 108,478 shares, held directly. The filing was made by one reporting person.
Cathay General Bancorp insider filed a Form 4 reporting a sale of common stock.
On 10/27/2025, the EVP, Chief Admin Officer sold 1,000 shares of common stock at $46.8284 per share. After this transaction, the reporting person beneficially owned 3,000 shares, held directly.
Cathay General Bancorp announced its financial results for the quarter ended September 30, 2025 via a press release furnished as Exhibit 99.1. The company will host a conference call on October 21, 2025 at 3:00 p.m. Pacific Time to discuss third‑quarter results, with accompanying presentation materials available on its website and furnished as Exhibit 99.2.
The information provided under Items 2.02 and 7.01, including Exhibits 99.1 and 99.2, is being furnished and is not deemed filed under the Exchange Act.
Jane H. Jelenko, a director of Cathay General Bancorp (CATY), reported changes in her beneficial ownership on Form 4. On 09/10/2025 she disposed of 1,037 shares of Cathay common stock under code G(1), which the filing explains was a charitable contribution to a donor advised fund. The filing also notes that on 06/02/2025 1,913 shares were transferred from direct ownership into the Jelenko-Norris Survivors Trust without consideration, changing those shares to indirect ownership. After the reported disposal, the filing shows 12,988 shares beneficially owned indirectly by trusts associated with the reporting person. The Form 4 was signed by an attorney-in-fact on behalf of the reporting person.
Jane H. Jelenko, a director of Cathay General Bancorp (CATY), reported changes in her beneficial ownership on Form 4. On 09/10/2025 she disposed of 1,037 shares of Cathay common stock under code G(1), which the filing explains was a charitable contribution to a donor advised fund. The filing also notes that on 06/02/2025 1,913 shares were transferred from direct ownership into the Jelenko-Norris Survivors Trust without consideration, changing those shares to indirect ownership. After the reported disposal, the filing shows 12,988 shares beneficially owned indirectly by trusts associated with the reporting person. The Form 4 was signed by an attorney-in-fact on behalf of the reporting person.
Cathay General Bancorp (CATY) insider sale notice: The filer reports a proposed sale of 1,000 common shares via Charles Schwab with an aggregate market value of $60,550. The shares were acquired on 05/28/2024 as a restricted stock award and the payment type is listed as equity compensation. The approximate sale date is 09/03/2025 on Nasdaq. No other sales in the past three months are reported.
Cathay General Bancorp reported net income of $77.5 million for the quarter and $147.0 million for the six months ended June 30, 2025, delivering higher quarterly earnings versus the prior-year quarter when net income was $66.8 million. Quarterly diluted earnings per share were $1.10, up from $0.92 a year earlier. Net interest income before provision totaled $181.2 million for the quarter, and after a provision for credit losses of $11.2 million net interest income was $170.0 million.
The balance sheet shows $23.7 billion in total assets and $19.8 billion of loans, with deposits of $20.0 billion. Cash, cash equivalents and short-term investments increased to $1.25 billion. The allowance for loan losses rose to $173.5 million and recorded non-accrual loans were $174.2 million. Securities available-for-sale had a fair value of $1.65 billion with aggregate unrealized losses concentrated in mortgage-backed securities.
Cathay General Bancorp (CATY) – Insider Form 4 filing
On 06/27/2025, May K. Chan, Senior Vice President & General Counsel, reported the grant of 1,204 Restricted Stock Units (RSUs) under transaction code “A” (award). Each RSU converts into one share of common stock upon vesting and was granted at no cost to the insider. The award is scheduled to vest in full on 06/27/2028, or earlier upon death, disability, retirement, or a change in control.
Following the grant, Chan holds 3,181 directly owned common shares (including 43.069 shares acquired through dividend reinvestment year-to-date) and 1,204 derivative RSUs. There were no open-market purchases or sales disclosed in this filing.
The transaction represents routine equity compensation and does not meaningfully alter insider ownership or share count. Investors typically view such grants as standard incentive alignment rather than a directional signal.
Cathay General Bancorp (CATY) – Form 4 insider filing dated 07/01/2025 reports transactions by Thomas M. Lo, Executive Vice President & Chief Administrative Officer.
- Non-derivative transaction: Lo disposed of 4,000 common shares (code “D”). No price was disclosed in the filing.
- Derivative transaction: Lo was granted 2,518 Restricted Stock Units (RSUs) on 06/27/2025 (code “A”). Each RSU converts into one common share upon vesting.
- Vesting schedule: The RSUs are scheduled to fully vest on 06/27/2028, or sooner upon death, disability, retirement, or a change in control.
- Ownership form: All reported securities are held directly by the insider.
- The filing was signed by attorney-in-fact Georgia Lo on 07/01/2025.
The combination of a moderate share sale and a routine equity award suggests normal executive compensation activity rather than a significant directional signal. Investors may nonetheless monitor subsequent filings for additional sales or changes in ownership levels.
Form 4 filing for Cathay General Bancorp (CATY) discloses that EVP & Chief Credit Officer Albert Sun received new equity awards on 06/27/2025. Three tranches of performance-based restricted stock units (RSUs) were granted—1,924, 1,981 and 3,963 units—totaling 7,868 RSUs. No open-market purchases or sales of common stock were reported, and the non-derivative table shows zero shares disposed.
The RSUs convert 1-for-1 into common shares and are scheduled to vest in a single installment on 12/31/2027, subject to continued employment, with earlier accelerated vesting possible upon death, disability, qualifying retirement after 12/31/2026 or a change in control. Payout can range from 0% to 150% of target based on performance metrics, aligning executive incentives with shareholder returns.
Investment view: The award modestly increases potential share count (<1% of outstanding shares) and signals ongoing retention of a key risk executive. Because no shares were sold, the filing is generally neutral-to-positive for sentiment but not financially material.