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Cathay General Bancorp Executive Chairman Dunson K. Cheng reported multiple compensation-related equity transactions. On April 1, 2026, he exercised and vested a total of 41,395 performance-based restricted stock units (RSUs) into common stock that had been granted earlier and tied to performance goals.
Footnotes show different RSU awards earned between 52.875% and 150% of target based on performance, with these performance-based RSUs vesting on December 31, 2025. To cover tax obligations, 13,320 common shares were withheld at $50.69 per share, classified as tax-withholding dispositions rather than market sales.
After these vesting and withholding entries, Cheng holds 167,531 common shares directly, along with additional indirect holdings reported through a Husband & Wife Trust, a Nonmarital Share Trust, and an ESOP. No open-market purchases or sales were reported in this filing.
Cathay General Bancorp President & CEO Chang Liu reported multiple equity compensation transactions. On April 1, 2026, performance-based restricted stock units covering 47,954 shares of common stock were earned and converted based on the achievement of specified performance criteria.
The underlying awards were target grants of 11,581, 12,124 and 24,249 performance-based restricted stock units, with 121.74%, 150% and 52.875% of the targets earned, respectively. As part of the vesting, 25,046 shares of common stock were withheld at $50.69 per share to satisfy tax obligations, a non-market tax-withholding disposition. Following these transactions, Liu directly owned 132,655 shares of Cathay General common stock.
Cathay General Bancorp: The Vanguard Group filed Amendment No. 14 to a Schedule 13G/A reporting 0 shares beneficially owned (0%) of Cathay General Bancorp common stock. The filing states that on January 12, 2026 Vanguard completed an internal realignment and now reports certain subsidiaries separately in reliance on SEC Release No. 34-39538.
The filing lists Vanguard's principal office in Malvern, PA, confirms no sole or shared voting or dispositive power over Cathay shares, and is signed by Ashley Grim, Head of Global Fund Administration, dated 03/26/2026.
Cathay General Bancorp executive Albert Jen-Wen Wang, the EVP and Chief Financial Officer, filed an initial ownership report on Form 3 for the company’s common stock. The filing shows he reported 0 shares of common stock held directly as of the reported date, and it does not reflect any buy or sell transaction.
Cathay General Bancorp, parent of Cathay Bank, is a Delaware bank holding company focused on commercial and consumer banking across U.S. markets and Hong Kong. At December 31, 2025 it reported $24.23 billion in total assets, $19.94 billion in net loans, $20.89 billion in deposits, and $2.93 billion in shareholders’ equity.
Cathay Bank operates branches in multiple states, including California, New York, Washington, Texas and others, plus a branch in Hong Kong and representative offices in Beijing, Shanghai and Taipei. It offers commercial and commercial real estate loans, SBA lending, residential mortgages, construction loans, home equity lines, consumer installment credit, and a full suite of deposit products.
The company also provides investment services through Cathay Wealth Management and finances affordable housing and renewable energy projects that generate tax credits. As of year-end 2025, the organization had about 1,268 full-time equivalent employees and emphasized multilingual service and outreach to low‑ to moderate‑income communities. Regulatory capital ratios for both the holding company and the bank exceeded “well‑capitalized” thresholds.
Cathay General Bancorp director Felix S. Fernandez reported an indirect sale of common stock linked to a trust. On January 29, 2026, the Felix & Katherine Fernandez Trust sold 8,972 shares of Cathay General Bancorp common stock at a weighted-average price of $50.54 per share, in multiple trades between $50.41 and $50.61. After this transaction, the trust beneficially owned 14,960 shares indirectly, while the director’s direct holdings were listed as zero.
Cathay General Bancorp director reports no share ownership
Director Chan Lana Lai‑Yan filed an initial ownership report showing beneficial ownership of 0 shares of Cathay General Bancorp common stock, held directly. This Form 3 establishes the director’s starting ownership position as of the February 4, 2026 event date.
Cathay General Bancorp appointed Lana Chan to its board of directors, and to the board of Cathay Bank, effective February 4, 2026. She will serve as a Class I director whose term runs until the 2027 annual meeting of stockholders.
Chan brings over 30 years of financial experience, including service as a Managing Director and sell-side equity research analyst at BMO Capital Markets from 2005–2020, focused on the banking industry and niche markets such as Asian-American and high-net-worth banks. She previously consulted for Cathay Bank from 2022 through September 2025.
In connection with this appointment, longtime director Jane Jelenko notified the company of her intention to retire effective April 30, 2026, with the company stating her decision was not due to any disagreement over operations, policies, or practices. After these changes, the board will have twelve directors, eight of whom are considered independent.
Cathay General Bancorp executive vice president and chief administrative officer Thomas M. Lo reported a sale of 1,000 shares of common stock on January 29, 2026, at a price of $50.2315 per share. After this transaction, he directly beneficially owned 2,000 common shares.
Cathay General Bancorp has a shareholder planning to sell 1,000 shares of its common stock under Rule 144. The shares are to be sold through Charles Schwab & Co., Inc. on or about 01/29/2026 on the NASDAQ market, with an aggregate market value of $50,232.00.
The securities were acquired through three restricted stock lapses from Cathay General Bancorp on 10/02/2023, 05/28/2024, and 03/16/2025, each labeled as equity compensation. The seller represents they are not aware of undisclosed material adverse information about the company’s current or prospective operations.