Welcome to our dedicated page for Cathay Gnl Bncp SEC filings (Ticker: CATY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. Securities and Exchange Commission filings for Cathay General Bancorp (NASDAQ: CATY), the holding company for Cathay Bank. As a publicly traded commercial bank, Cathay General Bancorp files detailed reports that describe its financial condition, operating results, risk profile, and governance.
Investors can review annual reports on Form 10‑K and quarterly reports on Form 10‑Q to see information on loan and deposit composition, net interest income, non‑interest income, non‑interest expense, allowance for credit losses, and regulatory capital ratios. These filings also discuss asset quality measures such as non‑accrual loans, non‑performing assets, and charge‑offs, which are central to analyzing a commercial bank.
Cathay General Bancorp also submits current reports on Form 8‑K to announce material events, including quarterly earnings releases and related conference calls. For example, the company has filed 8‑Ks to furnish press releases detailing financial results for specific quarters and to provide access to accompanying presentation materials.
On Stock Titan, SEC filings for CATY are updated from EDGAR and paired with AI‑powered summaries that highlight key points, explain technical language, and help readers understand complex disclosures without reading every line. Users can quickly locate earnings reports, capital and liquidity discussions, and other significant items within long documents.
In addition to periodic and current reports, investors may consult other forms, such as proxy materials that address governance and executive compensation, and ownership‑related filings that can shed light on insider and institutional holdings. Together, these documents form a structured record of Cathay General Bancorp’s regulatory reporting history and provide a foundation for informed analysis of the CATY stock.
Form 4 filing overview: EVP & CFO Heng W. Chen of Cathay General Bancorp (CATY) reported equity-based compensation granted on 06/27/2025. Chen already owns 191,040 CATY common shares directly and 100 shares indirectly through a family trust. The new grants consist of three tranches of performance-based Restricted Stock Units (RSUs): 3,339; 3,437; and 6,875 units, for a total target award of 13,651 RSUs.
Each RSU converts to one common share upon vesting, with potential payout ranging from 0 % to 150 % of target depending on performance. All units are scheduled to vest in a single installment on 12/31/2027, subject to continued employment, with accelerated vesting possible upon death, disability, certain retirements after 12/31/2026, or a change in control.
The filing shows no open-market purchase or sale; it solely discloses an equity award under the company’s incentive plan. Following the grant, Chen’s beneficial ownership could rise to as much as 204,691 shares (direct holdings plus maximum payout of new RSUs), strengthening management-shareholder alignment. Given CATY’s ~74 million shares outstanding, the potential dilution is de minimis (<0.03 %).
Cathay General Bancorp (CATY) has disclosed an insider equity award via Form 4. On 06/27/2025, President, Chief Executive Officer and Director Chang Liu received three tranches of performance-based Restricted Stock Units (RSUs): 10,633; 10,948; and 21,896 units, for a total of 43,477 RSUs. Each unit represents the contingent right to receive one common share when vested.
The award carries the following key terms: (i) the number of shares ultimately delivered may range from 0% to 150% of the stated target, depending on achievement of specified performance criteria; (ii) all units are scheduled to vest in a single installment on 31 December 2027, subject to continued employment, with accelerated vesting possible upon death, disability, qualifying retirement after 31 December 2026, or a change in control. No cash consideration was paid, and no sale of shares occurred.
Following the grant, Liu’s direct ownership stands at 113,643 common shares plus the newly granted 43,477 RSUs, underscoring a meaningful equity stake intended to align management incentives with long-term shareholder value. From a capital-structure perspective, potential dilution from the award is approximately 0.05%* of the company’s 86 million shares outstanding (based solely on the units reported). The filing does not include any new financial or operational data.
*Dilution estimate uses latest outstanding share count from prior filings; actual impact may differ.