Welcome to our dedicated page for Cadiz SEC filings (Ticker: CDZIP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Cadiz, Inc. Depositary Shares (NASDAQ: CDZIP) SEC filings page aggregates regulatory documents that relate to Cadiz’s 8.875% Series A Cumulative Perpetual Preferred Stock and its underlying business. CDZIP represents depositary shares, each corresponding to a 1/1000 fractional interest in a share of this preferred stock, and the filings associated with Cadiz, Inc. (CDZI) provide insight into the terms, risks and corporate actions that affect these securities.
Current Reports on Form 8-K are a key source of information. For example, Cadiz has filed 8-Ks describing memoranda of understanding with EPCOR NR Holdings Inc. to jointly pursue development of the Mojave Groundwater Bank and to grant EPCOR exclusive rights to market conserved water to Arizona off-takers, as well as a non-binding MOU with Hoku Energy Limited for an integrated clean energy and digital infrastructure project on Cadiz-owned land in the Mojave Desert. These filings outline contemplated roles in designing, building and financing portions of the Southern Pipeline system, potential operation and maintenance arrangements, and option and lease structures for clean energy and digital infrastructure development.
Other SEC filings, such as quarterly reports on Form 10-Q and annual reports on Form 10-K, provide broader financial and operational context for Cadiz’s water supply, storage, pipeline and treatment activities, including contributions from its ATEC Water Systems subsidiary. While these reports are filed at the Cadiz, Inc. level under CDZI, they are important for understanding the company’s ability to support obligations on its preferred stock and depositary shares.
On this page, investors can access real-time updates from the SEC’s EDGAR system, including new 8-Ks, 10-Qs and 10-Ks relevant to Cadiz and CDZIP. AI-powered summaries help explain the key points of lengthy filings, highlight material agreements such as MOUs and partnership arrangements, and clarify how these developments relate to Cadiz’s land, water and pipeline assets. Users can also review disclosures about the preferred stock, capital structure and other items that may influence the risk and income characteristics of CDZIP depositary shares, as well as monitor any future Form 4 insider transaction reports or proxy statements that may be filed by the company.
Cadiz Inc. filed a current report to announce that its Board of Directors appointed Dave O’Hara as a new director, filling an existing board vacancy effective February 3, 2026. His initial term runs until the company’s 2026 Annual Meeting of Stockholders, when he is expected to stand for re-election.
O’Hara is a seasoned finance executive who spent more than 20 years at Microsoft, most recently as Executive Vice President and Chief Financial Officer of Microsoft’s Commercial Business Group, overseeing investment strategy, budgeting, forecasting, and financial analysis for major business units and large-scale capital projects. Cadiz notes there are no special arrangements behind his selection, no family relationships with current directors or officers, and no related-party transactions requiring disclosure. He will be paid under the company’s standard Director Compensation Policy.
Cadiz Inc. reported growing revenues driven by its ATEC water filtration business but continued to record losses while advancing a large groundwater storage project. Quarterly revenue rose to $4.13 million from $0.51 million year-over-year, led by shipment of filtration units. The company reported a net loss of $7.73 million for the quarter and $17.32 million for the six months, with loss per common share of $0.11 for the quarter and $0.25 for six months.
The balance sheet shows $15.96 million of cash, total assets of $136.38 million, total liabilities of $100.81 million, and stockholders' equity of $35.57 million. Working capital was $9.4 million at period end. Management raised equity through registered direct offerings that generated net proceeds of approximately $18.3 million and $22.1 million in recent offerings and is advancing the Mojave Groundwater Bank, which management estimates could require approximately $800 million of construction capital and for which non-binding investor letters of intent and an exclusive marketing MOU with a utility partner are noted.